Ross A. Walters

Principal Ins. Cos. - IRA — None

Principal Ins. Cos, - Common Stock — Int/Div

Pfizer Common Stock — Int/Div

Oppenheimer Capital Appreciation Fund Class A - IRA — None

Wells Fargo Bank - IRA — None

lowa Retirement Investors Club 4038 Plan (Hartford) — None

To — Int/Div

R — Interest

Principal High Y1d 11 Fd

Harbor Int'l Fund Inst

Pimco Total Return Fd. Inst.

Principal Preferred Sec. Fd

Vanguard Inflation Protected Fd

Prudential Jennison Nat. Res. Fd

Templeton Global Bond Fd

Third Ave. Real Estate Value Fd

Tortoise Energy Infra. Corp.

Vanguard Index Fds. Lg.-Cap ETF

SPDR Ser TR S&P Div. ETF

Cash (Principal Money Market)

Trust — Int/Div

n — Interest

Principal Gov. & High Quality Bond Fd

Principal Short Term Inc. Fd

Principal Income Fund

Principal High Yd 11 Fd

Principal Preferred Sec. Fd

Principal Global Div, Inc. Fd

Blackrock High Yid. Bond Fd — Sold

Federated Adjustable Rate Fd — Sold

Looms Sayles Bond Fd — Sold

Oppenheimer Int'l Bond Fd. — Sold

Victory Nat'l Mut. Bond Fd — Sold

Westcore Plus Bond Fd — Sold

Akre Focus Fd. Retail — Sold

Cohen & Steers Realty Shares — Sold

Eaton Vance Floating Rate Adv. A — Sold

Hartford Capital Appr. Fund A — Sold

FMI Large Cap Fd. — Buy

FMI Large Cap Fd. — Sold

Heartland Value Plus Fd. — Sold

James Balanced Golden Rainbow Fd — Sold

Lazard Dev. Mkts. Equity Fd — Sold

Thomburg Int'l Value Fd. A — Sold

Togueville Fund — Sold

Calamos Growth Fund A — Sold

Insurance Contract (Principal)

Cash (Principal Money Market)

Trustee, Trust

Trustee, Trust

Liability — Bank of America — Mortgage on personal residence

Spouse's income — 2012 — West Des Momes, lowa School Dstrict (Part-Time Teacher) - Salary

Parts | and VIL Trust #1 is a testamentary trust, Trust #2 is an ter vivos trust. My interest in the trusts is contingent. | have no present right or ability to receive

any income or principal. | have listed the trusts because of the trustee's management authority over trust assets,

Part VII A(5) - Certificates of Deposit.

Part VII D{4) - Proceeds from Trust #2 transactions not remvested in 2012.