Michael Peter Shea

CHET Moderate Managed Allocation Option (529) — None — Sold (part)

CHET Moderate Managed Allocation Option (529) — Sold (part)

CHET Moderate Managed Allocation Option (529) — Sold (part)

CHET Moderate Managed Allocation Option (529) — Sold (part)

CHET Moderate Managed Allocation Option (529) — Buy (add'l)

CHET Moderate Managed Allocation Option (529) — Buy (add'l)

CHET High Equity Option (529) — None — Sold (part)

CHET High Equity Option (529) — Sold (part)

Dreyfus Midcap Index Fund — None — Sold (part)

Dreyfus Midcap Index Fund — Buy (add'l)

Fidelity Blue Chip Growth Fund — Int/Div

Fidelity Cash Reserves — Interest

Fidelity Cash — Interest

Fidelity Contrafund — Int/Div

Fidelity Dividend Growth Fund — Int/Div — Sold

Vanguard Target 2030 — Int/Div — Buy

Fidelity Growth & Income Fund — Int/Div

Morley Stable Value Fund Net 20 — None — Buy (add'l)

PIMCO Total Return Fund — None — Buy (add'l)

T. Rowe Price Retirement 2030 Fund — None — Sold (part)

Vanguard Emerging Markets Stock Index Fund — Int/Div — Buy (add'l)

Vanguard High-Yield Tax Exempt Fund — Int/Div — Buy (add'l)

Vanguard Inter-Term Tax Exempt Fund — Int/Div

Vanguard Inter-Term Treasury Fund — Int/Div — Buy (add'l)

Vanguard Small Cap Value Index Admiral Fund — Int/Div — Buy (add'l)

Vanguard Diversified Equity Investments Fund — Int/Div

Vanguard Value Index Fund Admiral — Int/Div

Vanguard Institutional Index Fund — None — Buy (add'l)

Vanguard Total International Stock Index Fund — None — Buy (add'l)

Vanguard Total Bond Market Index Fund — None — Sold (part)

Glenmede Small Cap Equity Inst] — None — Buy

Bank of America Accounts — Interest

Agreement — 2012 — Day Pitney LLP Retirement Plan, no control

Agreement — 1998 — Cleary Gottlieb Steen & Hamilton LLP Retirement Plan, no control

Spouse's income — 2015 — Self-employed marnage and family therapist

The calculation of capital gains for 529 plans and Vanguard, Fidelity, and T. Rowe Price retirement fund sales (Part VII) are estimates based on account history.

Precise information is not available.