William S Shulman

Regions Bank account — Interest

Regions Bank(IRA) cash equivalent — Interest

Regions Bank(IRA) cash equivalent — Interest

Memill Lynch money market account — Interest

AllState Corp. common — Int/Div

Hancock Bank account (name change) — Interest

Washington Mutual Investors Fund A — Int/Div

Ares Capital Corp. common — Int/Div

NY Life Whole Life — Int/Div

BBVA Compass Bank account {name change) — Interest

Schwab Gov't Money Fund SWGXX — Interest

American FD EuroPacific Growth Fund Class AFGFX — Int/Div — Sold (part)

American FD Growth Fund of America CL GFAFX — Int/Div — Sold (part)

American FD Growth Fund of America CL GFAFX — Sold (part)

Royce Pennsyl. Mutual FD PENNX Investment Class — Int/Div — Sold (part)

Scwab S&P S00 Index Fund SWPPX — Int/Div — Sold (part)

Scwab S&P S00 Index Fund SWPPX — Sold (part)

Vanguard MID CAP Index Signal VMISX — Int/Div — Sold (part)

Vanguard MID CAP Index Signal VMISX — Sold (part)

Vanguard Windsor Il FD Investor Share VWNFX — Int/Div — Sold (part)

Vanguard Windsor Il FD Investor Share VWNFX — Sold (part)

n

Vanguard Windsor Il FD Admiral Share VWNAX — Int/Div

Vanguard Inter Term Tax Exempt FD Investor VWITX — Int/Div — Sold (part)

2s

Vanguard Interim Term Tax Exempt FD Admiral Share VWIUX — Int/Div

Vanguard Limited Term Tax Exempt Investor VMLTX — Int/Div — Sold (part)

Vanguard Limited Term Tax Exempt Investor VMLTX — Sold (part)

29

Vanguard LTD Term Tax Exempt Admiral Share VMLUX — Int/Div

Managed Asset Account #1

Shwab Govt Money Fund (X) SWGXX — Interest

Alabama Drinking Bonds (X) — Interest

Alabama Judicial Bond (X) — Interest

Alabama ST Pub HE Bond (X) — Interest

ALA ST Pub SC Bond (X) — Interest

ALA WTR POLLLTI Bond (X) — Interest

Alabaster ALA SWR Bond (X) — Interest

Autauga CNTY ALA Bond (X) — Interest

Baldwin ONTY ALA Bond (X) — Interest

Birmingham ALA Bond (X) — Interest

Etowah CNTY ALA Bond (X) — Interest

Huntsville ALA Bond (X) — Interest

Jefferson CNTY ALA Bond (X) — Interest

Lowndes ONTY ALA Bond (X) — Interest

Mobile ALA WTR & SW Bond (X) — Interest

Montgomery ALA WTR & SW Bond (X) — Interest

Orange Beach ALA Bond (X) — Interest

Talladega CNTY ALA Bond (X) — Interest

University ALA AT Bond (X) — Interest

Vanguard Interim Term Tax(X) VWIUX — Int/Div

Vanguard LTD Term Tax (X) VMLUX — Int/Div

Amencan FD EuroPacific (X) AEGFX — Int/Div

American FD Growth FD of Amer. CL (X) GFAFX — Int/Div

Neuberger Berman Genisis (X) NBGNX — Int/Div — Sold (part)

Royce PA Mutual Fund (X) PENNX — Int/Div

Vanguard Equity Income (X) VEIRX — Int/Div

Vanguard Intl Value Fund VTRIX (X) — Int/Div

Vanguard Midcap Index Signal (X) VMISX — Int/Div

Vanguard 500 Index FD Signal (X) VIFSX — Int/Div

Household FIN FRN 2013 Internotes (X) — Interest — Sold

Wells Fargo 8% PDF (X) — None — Sold

Board of Directors, Jewish Family Services of Mobile, Inc

Gift — RLM, LLC — Private plane transportation one way — $1,700.00

Liability — Express Loan Servicing — Student Loans

Reimbursement — Bankruptcy & Commercial Sec. of Ala. Bar — June 6-7, 2012 — Destin, FL — Semmar — Food, travel, lodging

Spouse's income — 2012 — Volunteers of Amenca

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Section VII, L. 22 This represents a Fund interclass shure exchange with no gains,

There is no drop down description for D (1) which offers that transaction

D (1) is left blank on Lines 22, 23; 25, 26; and 29, 30 for the sume reason. For easier reference, L. 22 was exchanged for L. 23; line 25 for

26; and line 29 for 30.

For each exchange the former fund. i.e. VWNEX, VWITX and VMLTX was not owned at end of reporting period, hence, no entries in

Column C.

2. Section VII, L. 31 is a header, and the assets are all listed in Lines 32-62.

3. Line 55, Column D represents a capital gain distribution.