Kenneth P. Neiman

Rental Property #1, Northampton, MA — Rent

Banknorth, N.A. Savings, now TDBank — Interest

Ist Global Capital, now New England Securities (pars, 4-22)

Ist Global Cap. Res. now Dreyfus Int Deposits — Interest

Mass. Mun. Bond Funds — Int/Div — Buy (add'l)

Mass. Mun. Bond Funds — Sold

Eaton Vance Tax Free — Int/Div — Sold

Basic Value Fund (Black Rock) — Int/Div — Sold

Fundamental Growth Funds (Black Rock) — None — Sold

Fidelity Floating Rate High Income Mutual Fund — Int/Div — Buy

Goldman Sachs Global Income Mutual Funds — Int/Div — Buy

Index ETFTRS0 Hedge Multi-Strategy Fund — None — Buy

IShares TR Large Growth Index Fund — Int/Div — Buy

IShares TR Russell MidCap Index Fund — Int/Div — Buy

IShares TR S&P Global 100 Index Funds — Int/Div — Buy

IShares TR Russell 2000 Index Fund — Int/Div — Buy

Powershares Exchange Traded Fund — Int/Div — Buy

SPDR Ser TR Barclays High Yield Bond Fund — Int/Div — Buy

US. Commodity Index Fund — None — Buy

Vanguard Intl Equity Index Fund Inc. FTSE All World — Int/Div — Buy

Vanguard Intl Equity Index Funds MSCI Emerging Markers — Int/Div — Buy

Vanguard Index FDS Vanguard REIT ETF — Int/Div — Buy

Ist Global Ret. Acct, now New Eng. Sec Ret. (pars. 24-32)

Berkshire Hathaway Class B — None

Fidelity Cash Reserve, now Dreyfus Ins Deposit — Interest

Looms Sayles Investment Grade Bond Fd Class C — Int/Div

Loomis Sayles Strategic Income Fund Class C — Int/Div

IShares Barclay Bond Fund — Interest

SPDR Gold Trust — None

Fidelity Advisor Strategic Income Class ( — Int/Div — Buy

Loomis Sayles Bond Fund — Int/Div — Buy

Pimco Total Return Class C — Int — Buy

Ist Global IRA Ret, now New Eng. Sec IRA (pars. 34-48)

Berkshire Hathaway Fund A — None

Capital Reserves, now Dreyfus Insured Deposit — Interest

Black Rock Strategic Dividend Achievers Trust — Int/Div

SPDR Gold TRust — None

American Beacon Small Caps Value Fund — None — Sold

Artio Global High Income Fund — Int/Div — Sold (part)

Fidelity Advisor Global Common Stock Fund A — None — Sold

Fidelity Advisor Material Fund Class A — None — Sold

Harding Louvnes International Equity Portfolio Fund — Int/Div — Sold (part)

Hartford Float Rate Fund Class — Int/Div

LM Clearbridge Eq. Income Builder Fund A — None — Sold

Loomis Sayles Investment Grade Bond Fund Class Y — Int/Div

Morgan Stanley Inst. Intemational Real Estate Fund — None — Sold

Oppenhemmer Dev. Markets Fund - Class A — None — Sold

Royce 100 Fund Srvice Class — None — Sold

Galaxy Retirement Fund, now Vanguard Ret Fund (as of 2/8/12) — None

Retir. Acct, Pershing LLC Custodian (pars $1104)

Berkshire Hathaway Fund B — None

American Express Common Stock — Int/Div — Buy (add'l)

Johnson & Johnson Common Stock — Int/Div — buy

Johnson & Johnson Common Stock — Sold (part)

Johnson & Johnson Common Stock — Sold (part)

Pershing Gov't Account Cash Reserves — Interest

Kraft Foods. Inc. Common Stock — None — Sold

Coca Cola Corp. Common Stock — Int/Div

Pepsico Inc. Common Stock — Int/Div — Buy (add'l)

Pepsico Inc. Common Stock — Sold (part)

Bnstol Myers Squibb Co. Common Stock — Int/Div — Buy (add'l)

Nestle SA Sponsored ADRS Registered Common Stock — Int/Div — Buy (add'l)

Procter & Gamble Co. Common Stock — Int/Div — Buy (add'l)

Procter & Gamble Co. Common Stock — Sold (part)

Procter & Gamble Co. Common Stock — Buy (add'l)

Wells Fargo & Co. Common Stock — Int/Div — Sold (part)

Wells Fargo & Co. Common Stock — Buy (add'l)

BP PLC SPONS ADR Common Stock — None — Sold

Abbott Labs Common Stock — Int/Div

Merck & Co. Common Stock — None — Sold

Microsoft Corp. Common Stock — Int/Div — Buy (add'l)

Microsoft Corp. Common Stock — Sold (part)

Microsoft Corp. Common Stock — Sold (part)

Microsoft Corp. Common Stock — Sold

WalMart Stores Inc. Common Stock — Int/Div

Waste Management Inc. Common Stock — Int/Div — Sold

American International Group com. stock — None — Buy (add'l)

Samofi Spons ADR — Int/Div — Buy (add'l)

Bank of New York Mellon Corp. Common Stock — Int/Div — Buy (add'l)

Bank of New York Mellon Corp. Common Stock — Sold (part)

Bank of New York Mellon Corp. Common Stock — Buy (add'l)

Bank of New York Mellon Corp. Common Stock — Buy (add'l)

Bank of New York Mellon Corp. Common Stock — Sold (part)

Bank of America Common Stock — Int/Div — Buy

Morgan Stanley Common Stock — None — Buy

Morgan Stanley Common Stock — Buy (add'l)

Morgan Stanley Common Stock — Sold

Hewlett Packard Common Stock — None — Buy

Hewlett Packard Common Stock — Sold

Teva Pharm Industries Common Stock — None — Buy

Teva Pharm Industries Common Stock — Sold

Conagra Foods, Inc. Common Stock — None — Buy

Dunkin Brands Group Inc. Common Stock — Int/Div — Buy

General Motors Common Stock — None — Buy

General Motors Common Stock — Buy (add'l)

Hemekin Common Stock — Int/Div — Buy

Swatch Group AG Common Stock — None — Buy

Swatch Group AG Common Stock — Buy (add'l)

Swatch Group AG Common Stock — Buy (add'l)

Sysco Group Common Stock — Int/Div — Buy

Sysco Group Common Stock — Buy (add'l)

Sysco Group Common Stock — Buy (add'l)

USG Corp (New) Common Stock — None — Buy

Unilever DLC Spon Common Stock — Int/Div — Buy

ING savings account, now Capital One — Interest

Florence Savings Bank — Interest — Open

Allianz Annuity Retrirement Plan — None — Open

Partner, Neiman & Fierst: 50% Ownership of Rental Property #1

Income — 2012 — Adjunct faculty (Western New England College School of Law) — SK.550.00

Spouse's income — 2012 — Self-employed climcal social worker

Part VII (1): value method: total tax assessment value by the City as of 12/31/12: $529,500.

Part VIE(3): 1st Global Capital Corp. Brokerage Account (including paragraphs 4 through 9) transferred to New England Securities on 11/21/12.

Part VII (23): 1st Global Capital Corp. IRA Account (including paragraphs 24 through 32) transferred to New England Securities (Pershing) IRA on 12/5/12.

Part VII (33): 1st Global Capital Corp. IRA Account (including paragraphs 34 through 48) transferred to New England Securities (Pershing) IRA on 11/23/12.

Part VI1(77): other partial buys: 1/10/12; 2/3/12; 3/14/12; 3/19/12; 3/27/12; 7/17/12; 8/20/12 (all with J value codes).

Part VII (84): partial buys: 2/6/12; 2/8/12; 2/27/12; 3/7/12; 6/14/12; and 6/19/12 (all with J value codes). Partial sales: 3/27/12" 3/30/12; and 5/11/12 (all with J

value codes).

Part VII (93): partial buys: 6/29/12; 7/20/12; and 8/8/12 (all with J value codes). Partial sale: 9/28/12 (J value),

Part VIL (103): partial buys: 7/2/12 and 7/12/12 (all with J value codes). Partial sale: 12/7/12 (J value).