Richard Joseph Sullivan

JPMorganChase Bank Accounts — Interest

New York Community Bancorp Common Stock — Int/Div

JP Morgan 529 College Savings Acct #1 (H)

JP Morgan Moderate Age Based Portfolio C (Age 13-14 Years) — Interest

JP Morgan 529 College Savings Acct #2 (H)

JP Morgan Moderate Age Based Portfolio C (Age 13-14 Years) — Interest

JP Morgan 529 College Savings Acct #3 (H)

IP Morgan Moderate Age Based Portfolio C (Age 6-9) — Interest

Merrill Lynch Cash Management Account — Interest — Sold (part) — cash to Amex

American Express Cash Account — Interest — Open — cash from MLCM

Memill Lynch IRA - Matthews Asian Funds Pacific Tigers — Int/Div

Memill Lynch IRA - Cohen & Steers Realty Shares — Int/Div — Sold

Mermill Lynch IRA - Loomis Sayles Bond Fund — Int/Div

Memill Lynch IRA - BlackRock Global Allocation Fund (A) — Int/Div

Memill Lynch IRA - Western Asset Management Core Bond Fund — Ine

Merrill Lynch IRA - AllianzGl Intemational Value Fund — Int/Div

Memill Lynch IRA - Oakmark Intemational Fund — Int/Div

Mermill Lynch IRA (Cash) — Int/Div

Merrill Lynch IRA -- Cohen & Steers Real Estate Securities Fund — Int/Div — Buy

Merrill Lynch IRA -- Shares Russell 1000 Growth Fund — Int/Div — Buy

Memill Lynch IRA -- Shares MSC] Emerging Markets Fund — Int/Div — Buy

Merrill Lynch IRA -- shares Select Dividend Fund — Int/Div — Buy

Menmill Lynch IRA -- Shares High Dividend Fund — Int/Div — Buy

Menill Lynch IRA -- JP Morgan Undiscovered Mgrs Behavioral Fund — Int/Div — Buy

Adpmunct Professor of Law, Columba Law School

Agreement — 2005 — Federal Employees Pension Plan: pension upon age 65

Reimbursement — ABA Insurance Litigation Section — 0303-042016 — Tucson, AZ — Bar Association Panel — Transportation, Meals, Lodging

Reimbursement — Stadium Generale Marcianum — 03/9-11/2016 — Venice, Italy — Moot Court Competition — Transportation, Meals, Lodging

Reimbursement — Umiversity of Virginia Law School — 4O06-072016 — Charlottesville, VA — Law School Panel — Transportation, Meals, Lodging

Reimbursement — Harvard Law School — 1026-272016 — Cambndge, MA — Law School Panel and Class. — Transportation, Meals, Lodging

Income — 2016 — Columbia Law School — $27,499.00

Income — 2016 — Matthew Bender & Co, Inc. (Book Rovalues) — $1,948 45

Spouse's income — 2016 — Weight Watchers North America, Inc. -- Wife's Salary