Valerie Elaine Caproni

BROKERAGE ACCOUNT #1

APPLE INC. COMMON STOCK — Int/Div

CISCO SYSTEMS INC. COMMON STOCK — Int/Div

CLEAN ENERGY FUELS COMMON STOCK — None — Buy

WALT DISNEY CO. COMMON STOCK — Int/Div

EXPRESS SCRIPTS HOLDING CO. COMMON STOCK — None

FORD MOTOR CO. (NEW) COMMON STOCK — Int/Div — Buy (add'l)

FORD MOTOR CO. (NEW) COMMON STOCK — Buy (add'l)

GAP INC. COMMON STOCK — Int/Div

INTEL CORP. COMMON STOCK — Int/Div

KEYCORP INC. COMMON STOCK — Int/Div — Sold

MERCK & CO. COMMON STOCK — Int/Div

PFIZER COMMON STOCK — Int/Div

SYNOVUS FINANCIAL CORP. (NEW) COMMON STOCK — Int/Div

VANGUARD INTERMEDIATE TERM TAX EXEMPT FUND — Int/Div

VANGUARD SHORT TERM INVESTMENT GRADE FUND — Int/Div

GABELLI SMALL CAP GROWTH FUND — Int/Div — Buy (add'l)

GABELLI SMALL CAP GROWTH FUND — Buy (add'l)

LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div — Buy (add'l)

SCHWAB 1000 INDEX FUND — Int/Div — Buy (add'l)

SCHWAB 1000 INDEX FUND — Buy (add'l)

SCHWAB BANK DEPOSIT ACCOUNT — Interest

BROKERAGE ACCOUNT #2

NORTHROP GRUMMAN COMMON STOCK — Int/Div — Sold (part)

BROKERAGE ACCOUNT #3

BLACKROCK GLOBAL SMALL-CAP FUND INSTITUTIONAL SHARES — Int/Div

VANGUARD EXTENDED MARKET INDEX FUND ETF SHARES — Int/Div

VANGUARD FTSE ALL-WORLD EX US INDEX FUND ADMIRAL SHARES — Int/Div

WISDOM TREE EMERGING MARKETS HIGH DIVIDEND FUND — Int/Div — Buy

BROKERAGE BANK SWEEP ACCOUNT — Int/Div

BROKERAGE ACCOUNT #4

BROKERAGE BANK SWEEP ACCOUNT — hv

AMERICAN FUNDS DEVELOPING WORLD GROWTH AND INCOME FUND — Int/Div

AMERICAN FUNDS CAPITAL INCOME BUILDER — Int/Div

AMERICAN FUNDS CAPITAL WORLD GROWTH & INCOME — Int/Div

AMERICAN FUNDS GLOBAL BALANCED — Int/Div

AMERICAN FUNDS NEW PERSPECTIVE — Int/Div

AMERICAN FUNDS SMALL-CAP WORLD — Int/Div

ARBITRAGE FUND (ARBNX) — Int/Div

BLACKROCK GLOBAL ALLOCATION FUND — Int/Div

BLACKROCK MULTI-ASSET INCOME PORTFOLIO — Int/Div

BOSTON PARTNERS LONG/SHORT RESEARCH FUND — Int/Div — Buy

CALAMOS EVOLVING WORLD GROWTH FUND — Int/Div — Sold

CALAMOS MARKET NEUTRAL INCOME FUND — Int/Div — Sold

DFA EMERGING MARKETS FUND — Int/Div — Buy

FIDELITY NEW MARKETS INCOME FUND — Int/Div — Buy

FPA CRESCENT FUND — Int/Div

GABELLI SMALL-CAP GROWTH FUND — Int/Div

GATEWAY FUND — Int/Div

HEARTLAND VALLE PLUS FUND — Int/Div — Sold

JOHN HANCOCK FUNDS DISCIPLINED VALUE FUND — Int/Div

JPMORGAN INCOME BUILDER FUND SELECT CLASS — Int/Div

JPMORGAN LARGE-CAP GROWTH FUND SELECT CLASS — Int/Div

LAUDUS INTERNATIONAL MARKETMASTERS FUND — Int/Div

MAINSTAY MARKETFIELD FUND — None — Sold

OPPENHEIMER GLOBAL VALUE FUND — None — Sold

PIMCO ALL ASSET ALL AUTHORITY FUND INSTITUTIONAL CLASS — Int/Div

PRINCIPAL GLOBAL DIVERSIFIED INCOME FUND — Int/Div

PRUDENTIAL ABSOLUTE RETURN BOND 7 — Int/Div

PRUDENTIAL GLOBAL REAL ESTATE — Int/Div

PRUDENTIAL JENNISON NATURAL RESOURCES FUND — Int/Div

PRUDENTIAL SHORT DURATION HIGH-YIELD INCOME FUND — Int/Div

HARTFORD SCHRODER EMERGING MARKET EQUITY FUND — Int/Div

TEMPLETON GLOBAL TOTAL RETURN ADVANTAGE — Int/Div

VAN ECK GLOBAL HARD ASSETS FUND — Int/Div

VAN ECK UNCONSTRAINED EMERGING MARKETS BOND FUND — Int/Div

VANGUARD MARKET NEUTRAL FUND — Int/Div — Buy

VANGUARD SMALL-CAP VALUE INDEX FUND — Int/Div — Buy

WISDOM TREE EMERGING MARKETS HIGH DIVIDEND FUND — Int/Div — Buy

IPMORGAN CHASE CASH ACCOUNTS — Interest

CITIBANK CASH ACCOUNT — Interest

US SAVINGS BONDS — None

d01K#1

NORTHROP GRUMMAN US FIXED INCOME FUND — None

NORTHROP GRUMMAN INTERNATIONAL EQUITY FUND — None

NORTHROP GRUMMAN EMERGING MARKETS EQUITY FUND — None

NATIONAL LIFE INSURANCE WHOLE LIFE POLICIES — Int/Div

S29 COLLEGE SAVINGS ACCOUNT

FIDELITY NH PORTFOLIO 2033 — None — Buy

FIDELITY NH PORTFOLIO 2033 — Buy (add'l)

MEMBER OF BOARD OF VISITORS, UNIVERSITY OF GEORGIA, SCHOOL OF PUBLIC AND INTERNATIONAL AFFAIRS. ATHENS. GA.

SECRETARY OF RESIDENTIAL COOPERATIVE BOARD, RESIDENTIAL COOP... NEW YORK. NY

PART VII, LINES 76-79: THIS ACCOUNT HOLDS PROPRIETARY FUNDS ESTABLISHED AND MANAGED BY NORTHROP GRUMMN CORP. FOR

THE BENEFIT OF ITS CURRENT AND FORMER EMPLOYEES 401(K) PLANS. THE FUNDS ARE NOT PUBLICLY TRADED.

PART VII, LINES 64 AND 65: THESE FUNDS WERE PREVIOUSLY NAMED (AND REPORTED AS) SCHRODER EMERGING MARKET EQUITY

FUND AND SCHRODER INTERNATIONAL MULTI-CAP VALUE FUND.