Jerry W Cavaneau

ROCKEFELLER CTR PROPERTIES, INC Common. — None

ACCOUNTS — Interest

Unimproved acreage, AR, purch 110/78, $20,000 — None — note, Part VII

BROKERAGE ACCOUNTD — note, Part VIII

TRUSTA — note, Part VII

MONEY MARKET — Interest

ALGER HEALTH SCIENCES FUND (AHSAX) — None

AMERICAN EXPRESS 48" BOND — Interest

COLUMBIA ENERGY & NAT RES FUND (UMCSX) — Int/Div

CREDIT SUISSE 5.125% BOND — Interest

DAVIS FINANCIAL FUND (RPFGX) — Int/Div

SPDR Dow Jones Industrial Avg (DIA) ETF — Int/Div

Prudential GLOBAL R/E FUND (PURAX) — Int/Div

EATON VANCE STRUCTURED EMRG MKTS FUND (EAEMX) — Int/Div — Sold

EATON VANCE WLDWD HEALTH FUND (ECHSX — Distribution

LATIN AMERICA FUND — Distribution

SELECT ENERGY FUND — istrnibution

ICON HEALTHCARE FUND (ICHCX) — Int/Div

ISHARES COHEN & STEERS REALTY ETF (ICH) — Int/Div

ISHARES DJ US HEALTHCARE ETF {IYH) — Int/Div

ISHARES KLD SEL SOC INDEX ETF (KLD) — Int/Div

SHARES S&P SOO INDEX ETF (IVV) — Int/Div

ISHARES S&P GLOBAL ENERGY ETF {IXO) — Int/Div

ISHARES S&P GLOBAL HEALTHCARE ETF (XH — Int/Div

ISHARES S&P MIDCAP 400 ETF (UH) — Int/Div

ISHARES S&P NATURAL RESOURCES ETF (IGE) — Int/Div

ISHARES TR DJ US FINANCIAL ETF IYGH — Distribution

LASALLE FDG 4.0% BOND — Interest — Matured

LEHMAN BROS 4.25% BOND — None

METZLER PAYDEN EURO EMG MKT FUND (MPXMY) — None

T ROWE PRICE EMERG EUROPE FUND (TREMX)

FORD HOLDINGS INC. DEBENTURE Corp Bond — Interest

SUNAMERICA INC. MEDIUM TERM NOTES Corp Bond — Interest

GNMA II GUARANTEED PASS THRL CERTIFICATE POOL # — Interest

GNMA Il GUARANTEED PASS THRL CERTIFICATE POOL — Interest

REDWOOD TRUST INC. (RWT) Common — Int/Div

BUCKEYE PARTNERS LP (BLP) Common — None

HEALTH CARE PROPERTY INVS. INC (HCP) Common — Int/Div

CALVERT GLOBAL ALTERNATIVE ENERGY FUND — Int/Div

CALVERT GLOBAL WATER FUND — Distribution

FED HOME LN BKS 3.15% BOND — Interest — Matured

NEW ALTERNATIVES FUND — Int/Div

KLH 400 SOCIAL INDEX — Int/Div

INTERNATIONAL BANK ("6 BOND — None — Matured

Proctor & Gamble 1.35% BOND — Interest — Matured

Fed Home Loan Banks 2.25% BOND — Interest

Fed Farm Credit Banks 2.5% BOND — Interest

ISHARES DOW JONES US FINANCIAL SECTOR (IYF) — Int/Div

POWERSHARES WATER RESOURCES (PHO) — Int/Div

POWERSHARES WINDERHILL CLEAN ENERGY (PBW) — None

TOYOTA MOTOR CREDIT 1.9% BOND — Interest

LAZARD EMERGING MARKETS — Int/Div

Fed Home Ln Bks 2.35% BOND — Interest — Buy

Roval Bank of Canada 2.1% BOND — Interest — Buy

SELF DIRECTED IRA — note, Part VIII

Money Market — Int/Div

ABERDEEN GLOBAL EQUITY FUND (GLFAX) — Int/Div — Note, Part VII

ALGER HEALTH SCIENCES FUND (AHSHX) — None

BRANCH BANK4.87"% BOND — Interest

COLUMBIA ENERGY & NAT RES FUND (UMESX) — Int/Div

DAVIS FINANCIAL FUND (RPRGX) — Int/Div

SPDR Dow Jones Industrial Ave TRUST ETF (DIA) — Int/Div

DREYFUS S&P MIDCAP INDEX FUND {PESPX) — Distribution

DREYFYS S&P 500 INDEX FUND (PEOPX) — Int/Div

Prudential GLOBAL RE FUND (PURAX) — Int/Div

EATON VANCE STRUCTURED EMRG MKTS FUNDI(ETEMX) — None — Sold

EATON VANCE WLDWD HEALTH FUND (ETHSX) — Int/Div

HIGH INCOME FUND — Int/Div

LATIN AMERICA FUND — Int/Div

SELECT ENERGY FUND — Int/Div

GOLDMAN SACHS 5.15% BOND — Interest

JCON HEALTH CARE FUND (ICHCX) — Int/Div

INTL BANK FOR RECON & D BOND — None

ISHARES DJ US FINANCIAL ETF (IYF) — Int/Div

JISHARES FTSE NAREIT ETF (FNIO) — Int/Div

ISHARES KLD 400 SOCIAL INDEX ETF (DSH — Int/Div

ISHARES S&P S00 INDEX ETF (IVV) — Int/Div

ISHARES S&P MIDCAP 400 ETF (UH) — Int/Div

METZLER PAYDEN EURO EMER FUND (MPYMX) — None

MFS ARKANSAS MUNI BOND FUND (IMFARX) — Int/Div

PROTECTIVE LIFE 3.6% BOND — Interest — Matured

T ROWE PRICE EMERG EURO FUND {TRFMX) — Int/Div — Sold

WELLS FARGO DIV INC FUND (SDVIX) — Int/Div

CALVERT GLOBAL ALTERNATIVE FUND — Int/Div

CALVERT GLOBAL WATER FUND — Int/Div

FED HOME LN MTG 076 BOND — None

HSBC FINANCE CORP 5. BOND — Interest

LAZARD EMERGING MARKETS FUND — Int/Div

Government Income Fund — Int/Div

IShares Dow Jones US Financial Sector ETF (LIYG) — Int/Div

Powershares FTSE RAFI Emerging Mkis ETF (PGF) — Int/Div

FED FARM CREDIT BANKS 2.25% BOND — Interest

FED HOME LOAN MTG 3.25% BOND — Interest — Matured

US EQUITY INDEX FUND — Int/Div

ISHARES DOW JONES US REAL ESTATE ETF — Int/Div

POWERSHARES FINANCIAL PREFERRED ETF — Distribution

BERKSHIRE HATHAWAY FIN 2.125 BOND — Interest

SHELL INT'L FIN 3.25% BOND — Interest

WALMART 3.0% BOND — Interest — Buy

MICROSOFT 2.5% BOND — Interest — Buy

TOYOTA MOTOR CREDIT 3.2% BOND — Interest — Buy

self directed IRA — note, Part VII

MONEY MKT — Int/Div

SPDR Dow Jones Industrial Avg TRUST ETF (DIA) — Int/Div

ISHARES KLD SELECT SOCIAL ETF (KLD) — Int/Div

Co-Trustee, Trust A (See note, Part VII

Vice President/President and Board Member, Board of Adminstration Horizonul Property Regime (See note, Part vin

Gift — Larry Cram, mdividual and long-time friend. — R/T arrcraft nde and tickets 10 Arkansas/Ole Miss football game — $750.00

Part]. Line I. Thisisa

revocable trust created April 18, 2008, All assets of the trust are mcluded in Part VII, listed under the header "TRUST A"

Part 1. Line 2. Changed from Vice President to President in September, 2011,

Part VIL. Line 3. Unimproved real property located in

Arkansas, Fee simple. Purchase date October 10, 1978. Purchase price $20,000. There

were no transactions to be reported under column D{(1). No income was received on this property in 2011. We did learn in 2012 that there were accrued royalties

under an oil and gas lease. We learned of this when we received a real estate tax bill which included tax on royalties. Upon inquiry, we learned that there had

been drilling in adjacent property and that ours was included in area for royalties. We had not been notified or paid because the leaseholder supposedly did not

have our current address. We completed necessary division order forms and did receive income in 2012. Because none of the royalty income was received until

2012, even though it accrued earlier, | think the correct procedure is to report that on the next FDR covering the period from January 1, 2012 to December 31,

2012.

Part VII. Line 4. This is a header, This brokerage holds the reportable assets in Trust A (Line 5), the self-directed IRA (Line $5) and a second self-directed IRA

(Line 102). The values and income for cach of these entities is reported for cach asset rather than in the aggregate,

Part VIL. Line 5. Revocable

trust created April 18, 2008. This is a header (or subheader). The assets listed in lines 6 through 54 are the reportable assets of

the trust, The value and income is reported for each individual asset rather than in the aggregate.

Part VII. Line 55. This is a subhcader. The reportable assets included in this TRA arc listed in lines 56 through 101, The values and income are listed for cach

individual asset rather than in the aggregate.

Part VII. Line 57. Aberdeen Global Financial Fund changed its name to Aberdeen Global Equity Fund. Name change only - no transactions.

Part VII Line 102 This is a subheader. The reportable assets included in this IRA are listed in lines 103 through 105. The values and income are listed for cach

individual asset rather than in the aggregate.