Robert H. Whaley

What was filed

86
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Eastern Washmgton University (term expired 9-30-17)
Washington State Parks & Recreation Commssion, State Board Commission Member

As filed

BNY MELLON (H):

FIDELITY INVESTMENTS ULTRA ACCOUNT (Hy:

Core Cash Account — Interest

FRANKLIN TEMPLETON (H):

Templeton Developing Mrkts Trust Mut Fd — None — Sold

Occidental Petroleum Corp. Common Stock — Int/Div — Sold

FIDELITY EDUCATION ACCOUNT (H):

4-NH Aggressive Growth Portfolio (Fidelity FDS) (no control) — None

FIDELITY INVESTMENTS IRA (H):

Fidelity Totel Mkt Ind Premium Class Mutual Fd — Int/Div — Sold (part)

Fidelity Totel Mkt Ind Premium Class Mutual Fd — Sold (part)

Fidelity Four in One Index Mutual Fund — Int/Div — Sold (part)

Fidelity Four in One Index Mutual Fund — Sold (part)

First Eagle Global Class A Mutual Fund — Int/Div — Sold (part)

First Eagle Global Class A Mutual Fund — Sold (part)

Vanguard Wellington Investor Mutual Fund — Int/Div — Sold (part)

Vanguard Wellington Investor Mutual Fund — Sold (part)

S10. — Sold (part)

Fidelity Cash Reserve — Int/Div

FIDELITY INVESTMENTS (H) (see VIN):

Fudelity Govt Cash Reserves — Interest

Fidelity Total Mkt Index Premium Cl Mutual Fund — Int/Div — Sold (part)

Fidelity Total Mkt Index Premium Cl Mutual Fund — Sold (part)

Vanguard Bal'd Index Investor C1 Mutual Fund — Int/Div

Vanguard Wellington Investor Mutual Fund — Int/Div

Vanguard High Dividend Index Fd Investor C1 Mutual Fund — Int/Div

Fidelity Capital & Income Mutual Fund — Int/Div

Fidelity Strategic Income Mutual Fund — Int/Div

Amgen Inc. Common Stock — Int/Div

Johnson & Johnson Common Stock — Int/Div

Fidelity New Markets Income Mutual Fund — Int/Div — Sold

Dreyfus Int'l Bond Fund Mutual Fund — None — Sold

Zimmer Holdings Inc. Common Stock — Int/Div — Sold

Bank of America Cash Accounts {See VII — Interest

MassMutual: Paid-Up Whole Life (See VII) — Interest

MassMutual: Whole Life — None

New York Life: Whole Life — None

CBSSKIL LLC — istmbution

WELLS FARGO (H):

American Balanced Fund Mutual Fund — Int/Div — Sold (part)

American Balanced Fund Mutual Fund — Sold (part)

Capital Income Builder Mutual Fund — Int/Div — Sold (part)

Capital Income Builder Mutual Fund — Sold (part)

Income Fund of America Mutual Fund — Int/Div — Sold (part)

Income Fund of America Mutual Fund — Sold (part)

Investment Company of American Mutual Fund — Int/Div — Sold (part)

Investment Company of American Mutual Fund — Sold (part)

Wells Fargo Cash Sweep Account — Interest

Mineral Interest, Sutter County, CA — None

Umversity Trustee, Eastern Washmgton University (term expired 9-30-17)

Spouse's income — 2017 — Washington State Parks & Recreation Commssion, State Board Commission Member

1) Page 7, Line 56:

: Two Fidelity accounts were combined during the year 2017.

2) PageS8, Line 74

Name change - previously listed as Bank of America accounts, Now listed as Bank of America Cash Accounts.

3) Page §, Line 76:

: Name change - previously listed as Mass Mutual: GP Life at 69. Now listed as Paid-Up Whole Life.

4) PagesS, Line 76:

Interest earnings come from an interest-crediting rate paid in relationship to dividend accumulations in the general account of the life

insurance company.

5) Re 9-17-18 Letter re Calendar Year 2017 Filing, Paragraph 2 (re Vanguard High Dividend Index Fd Investor CI Mutual Fund). A correction in Section VIII

was madvertently omitted on the 2017 filing, which is as follows: This fund should have been listed in

the 2016 report as follows:

B(1): A, B(2): Dividend, C(I): M, C2): T, D(l). Buy,

D2): 9-22-16.

It was inadvertently omitted on the 2016 report.

6) Re 9-17-18 Letter re Calendar Year 2017 Filing, Paragraph 3 (re Fidelity Low-Priced Stock Mutual Fund). A correction in Section VIII was madvertently

omitted on the 2017 filing. This fund should have been listed in the 2016 report as follows:

Bl): C,

B(2): Dividend, C(I): blank, C(2): blank, D{1): Sold. D(2) 9-21-16, D(3): M, D4): G.

It was inadvertently omitted on the 2016 report.