Thomas D. Schroeder

PIMCO Low Duration Fund Inst] — Int/Div

Wells Fargo Accounts (Wachovia) — Interest

US Treasury Series EE Bonds — None

First Tennessee Accounts — Interest

Valic Fixed Income Plus Annuity — Int/Div

Brokerage #1 (H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSCI EAFE ETF — Int/Div — Sold (part)

Vanguard FTSE Developed Markets ETF — Int/Div — Buy (add'l)

Vanguard FTSE Emerging Markets ETF — Int/Div

Vanguard Ltd-Term Tax Exempt Adm — Int/Div

Eaton Vance Floating Rate Inst — Int/Div

Fidelity Cash Money Market Account — Interest

Brokerage £2 (H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSC EAFE ETF — Int/Div

Vanguard FTSE Developed Markets ETF — Int/Div

Vanguard FTSE Emerging Markets ETF — Int/Div

PIMCO All Asset All Authority Inst — Int/Div — Buy

PIMCO All Asset Fund Inst! — None — Sold

AQR Managed Futures Strategy C1 1 — Int/Div

AQR Style Premia Alternative C1 1 — Int/Div

PIMCO RAE Worldwide Fndmntl Advt PLUS Inst] — None

RiverNorth/DoubleLine Strategic Income — Int/Div

Vanguard Short-Term Investment-Grade Adm — Int/Div

Eaton Vance Floating Rate Inst — Int/Div

Fidelity Cash Money Market — Int/Div

Brokerage #3 (H)

AQR Managed Futures Strategy C1 — Int/Div

Eaton Vance Floating Rate Inst — Int/Div

Fidelity Cash Money Market — None

IRA Z(H)

iShares Russell 1000 ETF — Int/Div

PowerShares FTSE RAFI US 1000 — Int/Div

iShares MSC! EAFE ETF — Int/Div

iShares MSCI Emerging Markets ETF — Int/Div

PIMCO All Asset All Authority Inst — Int/Div

Eaton Vance Floating Rate Inst] — Int/Div

Fidelity Treasury Daily Money Market — None

IRA #2 (H)

PIMCO All Asset All Authority Inst — Int/Div

Eaton Vance Floating Rate Ady — Int/Div

IRA #3 (H)

PowerShares FI1SE RAFI US 1000 — Int/Div

iShares MSCI EAFE ETF — Int/Div

iShares MSC Emerging Markets EF 1 — Int/Div

PIMCO All Asset All Authority Instl — Int/Div

AQR Managed Futures Strategy C1 — Int/Div

AQR Style Premia Alternative C1 1 — Int/Div

PIMCO RAE Worldwide Fndmntl Advt PLUS Inst! — None

Eaton Vance Emerging Markets Local Income C11 — Int/Div

RiverNorth/DoubleLine Strategic Income — Int/Div

PIMCO Low Duration Fund Inst] — Int/Div

Eaton Vance Floating Rate Instl — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Mass Mutual Whole Life Insurance — Int/Div

Loyal American Insurance/Great American Life Insurance Company — Int/Div

Winston-Salem Foundation Donor Advised Fund — None

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

Vanguard 529 -Vanguard Interest Accumulation Portfolio — Interest

NC College Foundation 529 Dependable Income Fund — Interest

Vanguard Duke University Faculty/Staff Retirement Plan (X) — Int/Div

Board Member, Notre Dame Law Association

Board Member & President, Chief Justice Joseph Branch Inn of Court

Senior Lecturer, Duke University Law School

Agreement — 2016 — Duke Univensty School of Law: $3,5(X) compensation as Senior Lecturer (Spring 2016), plus reasonable reimbursement for related travel and meals

Agreement — 2016 — Bell Meadowmont, apartment lease

Liability — University of North Carolina/Chapel Hill — Tuition 2016

Liability — Bell Meadowmont — Lease 2016

Reimbursement — VERDANT i ART EG Oe Rae a class was scheduled in evenings

Income — 2016 — Duke Umiversity School of Law, teaching — $3,500.00

Parts I, 11 and ILA: In the report for calendar year 2015, the terms of compensation and reimbursements for teaching as Senior Lecturer at Duke University Law

School were set forth in Part TILA. In the present report,the terms for 2016 are also set forth in

Parts 1 and 11, although they are the same and would be identical for the 2015 report,

Part VII, Line 59: The Loyal American Life Insurance Company policy appears to be affiliated with and/or administered by The Great American Life Insurance

Company.

Part VII, line 60: The Winston-Salem Foundation Donor Advised Fund reflects money we donated irrevocably to, and is owned by, the Foundation, but | and my

spouse can direct donations from that Fund to charities of our choice. We can receive no income from its investment; ruther, the Fund receives the income. The

Fund was exhausted during calendar year 2016.

On lines 21 and 75 of my 2015 report, Fidelity Cash Reserves and Fidelity Treasury Daily Money Market: are not reportable in 2016 because income and value

afell below the reporting threshold,