Thomas Charles Rogers

LLC # 1, Rental real estate, Florence, SC (1172001, $69,000) — None — Sold (part) — Holdings, LLC

LLC # 1, Rental real estate, Florence, SC (1172001, $69,000) — None — Sold — M Creel

a Florence C, a Marion C, SC 1172011, S60.000) — None — Buy — M Creel

acres, Florence County, SC farm (S/1172007, $192,500) — None — Sold — SJ Seurcy

Brokerage account # (Marked as # 1)

First Clearing, LLC - Cash balance — Int/Div

1 -Citigroup — Int/Div

1-CREE. Inc C — None — Sold

1 -Dragonwave, Inc — Int/Div — Buy

1 - Frontier Communications Corp — Int/Div

1] « Venzon Commumcations Com — Int/Div

1 -SC Jobs Econ DV Ath Stdnt 4.25% RO124"Y" — Int/Div

Brokerage account # 2 (Marked as # 2)

2 - Cash balance -First Clearing, LLC — Int./y

2 - Exxon Mobil Corp — Int/Div

2 PG&E Corp — Int/Div

Brokerage account # 3 (Marked as # 3)

3. Ameritrade MMDA Account - Cash balance — Int/Div

21. AVI BioPharma, Inc — None

21. AVI BioPharma, Inc — Sold (part)

21. AVI BioPharma, Inc — Sold (part)

21. AVI BioPharma, Inc — None — Buy (add'l)

21. AVI BioPharma, Inc — None — Buy (add'l)

21. AVI BioPharma, Inc — None — Buy (add'l)

3. Citigroup, Inc — None — Sold

3. Dragon Wave, Inc — None

3. Dragon Wave, Inc — Sold (part)

3. Finisar Corporation Com — None — Buy

3. Finisar Corporation Com — Sold

3. Finisar Corporation Com — None — Buy (add'l)

3. Finisar Corporation Com — Sold

3. Finisar Corporation Com — None — Buy (add'l)

3. Finisar Corporation Com — Sold

3. Finisar Corporation Com — None — Buy (add'l)

3. Finisar Corporation Com — Sold

3. Finisar Corporation Com — None — Buy (add'l)

3. Finisar Corporation Com — Sold

3. Finisar Corporation Com — None — Buy (add'l)

3. Finisar Corporation Com — Sold (part)

3. Finisar Corporation Com — Sold

3. Finisar Corporation Com — None — Buy (add'l)

3. Finisar Corporation Com — Sold

3. First Fil Hldgs Inc Com — None — Sold

3. First Fil Hldgs Inc Com — Int/Div — Buy (add'l)

3. First Fil Hldgs Inc Com — Sold

3. First Fil Hldgs Inc Com — Int/Div — Buy (add'l)

3. First Fil Hldgs Inc Com — Sold

3. First Fil Hldgs Inc Com — Int/Div — Buy (add'l)

3. First Fil Hldgs Inc Com — Sold

3. Marvell Technology Group Lid Com — None — Buy

3. Marvell Technology Group Lid Com — Sold (part)

3. Marvell Technology Group Lid Com — Sold (part)

3. Marvell Technology Group Lid Com — Sold

3. Marvell Technology Group Lid Com — None — Buy (add'l)

3. Marvell Technology Group Lid Com — Sold

3. Marvell Technology Group Lid Com — None — Buy (add'l)

3. Marvell Technology Group Lid Com — Sold

3. Marvell Technology Group Lid Com — None — Buy (add'l)

3. Marvell Technology Group Lid Com — None — Buy (add'l)

23. MIPS Technologies Inc. - Class A Com — None — Buy

43.PMC-Sierra Inc Com — None — Buy

43.PMC-Sierra Inc Com — None — Buy (add'l)

43.PMC-Sierra Inc Com — None — Buy (add'l)

23. Quicklogic Corporation Com — None — Buy

23. Quicklogic Corporation Com — Sold

First Federal checking — None

NBSC (also called National Bank of South Caroling) — Interest

Wells Fargo, NA — Interest

Equitable Variable: EQ Agresssive (whole life policy) — None

Jefferson-Pilot Adjustable Life policy — None

UGMA 2 A (Marked as 2 A)

4 A - Capital World Growth & Income Fund nc CIC — Int/Div

4A - First Clearing, LLC - Cash balance — Interest

A American Funds (Education Savings Account Kno control) — Int/Div

UGMA 2 A, Trust 1 (Marked as 2AT1)

ATI - First Clearing, LLC - Cash balance — Int/Div — Open

ATI - Russell Invt Co Global Infrastructure Fd Class S — Int/Div — Buy

ATI - Russell Invt Co Commodity Strategies Fd C1S — Int/Div — Buy

ATI - Russell Invt Co Global Opportunistic Cr Fd C18 — Int/Div — Buy

2 ATI - Russell Emerging Mkts C1 S — Int/Div — Buy

ATI - Russell Invt Co Global Real Estate Secs FACILIS — Int/Div — Buy

ATI - Russell GIbl Eqty Class S — Int/Div — Buy

2 ATI - Russell US Core Equity Class S — Int/Div — Buy

2 ATI - Russell US Sm Mid Cap Class S — Int/Div — Buy

ATI - Russell Intl Develpd Mkis Fd Class Ss — Int/Div — Buy

ATI - Russell US Quant Eqty Class S — Int/Div — Buy

UGMA 2B (Marked as 2 B)

B - Capital World Growth & Income Fund Ine. C1 C — Int/Div

B First Clearing, LLC - Cash balance — Interest

B Future Scholar 529 College Savings Plan (no control) — Int/Div

2B-BPPLC stock — Int/Div

Liability — TD Ameritrade — Margin account

In Part VII, page 4, line 1, Column B(1) for LLC # I, Rental real estate, Florence, SC (11/2001, $69,000) received no rental income for the year, The property was

sold in two separate parcels (reported on line 1 and line 2) to two different persons. Therefore, column B (2) is"None."

Part VII, lines 6, 14, 18, 73, 76, and 89 are the money market account portions of the brokerage accounts which act as sweep accounts for uninvested cash m that

specific brokerage account. We believe these to be a widely held accounts because they are a part of the brokerage accounts,

Part VII, lines 5, 13, 17, 71, 75 and 87 are header lines for the investments listed below the specific line,

Part VII, line 68 Wachovia Bank, NA is now (Name change) Wells Fargo, NA.

Part VII, line 3,

acres Florence County, SC,

acres Marion County, SC received no income for the year therefore, column B(2) is "None, ”

Part VIL, line 26 A sale of some of the shares owned are reported on line 27. The shares owned at year end are included on line 26.

Part VIL, line SO This asset was sold at three different times as evidenced by lines 51, 52 and 53.