Carla Craig

What was filed

271
investments
2
positions
0
gifts
0
agreements
4
debts
1
reimbursements
0
income
1
spouse income

Named parties

Kudspint Magazine
Estates of Raymond S, Craig and Margaret M. Craig
Mt Kellett Capital Parmers 11 LP
Barnard College
Morgan US Income and Growth LP
CFSR Private Investors LLC
Georgetown University Law Center/ABI
Schulte Roth and Zabel LLP-partmership distribution

As filed

Citibank Checking and Money Market Accounts — Interest

LP. Morgan Money Market — Int/Div

JPM US Real Estate Income and Growth Direct LP (474995958) — Interest

4. — Reat

JPM Floating Rate Income Fund (JPHSX) — Int/Div

JP Morgan International Currency Income Fund (JCISX) — None — Sold

JP Morgan Strategic Income Opportunites Fund 3844 (JSOSX) — Int/Div

American Century Equity Income Fund 123 (TWEIX) — Int/Div

iShares MSC1 All Country Asia Ex Japan Index Fund (AAXJ) — Int/Div

JP Morgan Intl. Value Fund (JIESX) — Int/Div

CSFR Private Investors LLC (290809177) — Interest

15. — Distribution

JP Morgan Tax Aware R/R Fund (TXRSX)) {f/k/a JP Morgan TR Fund 992) — Int/Div

Fidelity Cash Reserves — Int/Div

Fidelity Spartan NY Muni Income — Int/Div

Artisan High Income Investor (ARTFX) — Int/Div — Buy (add'l)

Fidelity Mega Cap Stock (FGRTX) — Buy (add'l)

Artisan High Income Investor (ARTFX) — Buy (add'l)

Artisan High Income Investor (ARTFX) — Sold (part)

Artisan High Income Investor (ARTFX) — Buy (add'l)

Artisan High Income Investor (ARTFX) — Sold

Fidelity Air Trans (FSAIX) — None — Buy

Fidelity Air Trans (FSAIX) — Sold

Fidelity Bankmg (FSRBX) — Int/Div — Buy (add'l)

Fidelity Bankmg (FSRBX) — Sold

Fidelity Money Market Account (FCASH) — None

Fidelity Conservative Income Bond (FCONX) — Int/Div — Buy (add'l)

Fidelity Conservative Income Bond (FCONX) — Sold (part)

Fidelity Conservative Income Bond (FCONX) — Sold

Fidelity Defense und Aerospace (FSDAX) — Int/Div — Buy

Fidelity Defense und Aerospace (FSDAX) — Buy (add'l)

Fidelity Defense und Aerospace (FSDAX) — Sold

Fidelity Intermediate Bond ((FTHRX) — Int/Div — Buy (add'l)

Fidelity Intermediate Bond ((FTHRX) — Sold (part)

Fidelity Intermediate Bond ((FTHRX) — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

Fidelity Int'l Growth (FIGFX) — Int/Div — Buy (add'l)

Fidelity Int'l Growth (FIGFX) — Buy (add'l)

Fidelity Japan Small Companies (FISCX) — Int/Div — Buy

Fidelity Japan Small Companies (FISCX) — Buy (add'l)

Fidelity Japan Small Companies (FISCX) — Sold (part)

Fidelity Leisure (FDLSX) — Int/Div — Buy

Fidelity Leisure (FDLSX) — Buy (add'l)

Fidelity Leisure (FDLSX) — Sold

Fidelity Low Priced Stock (FLPSX) — Int/Div — Sold (part)

Fidelity Low Priced Stock (FLPSX) — Buy (add'l)

Fidelity Low Priced Stock (FLPSX) — Sold (part)

Fidelity Medical Equipment & Systems (FSMEX) — Sold (part)

Fidelity Medical Equipment & Systems (FSMEX) — Buy (add'l)

Fidelity Medical Equipment & Systems (FSMEX) — Sold

Fidelity Mega Cap Stock (FGRTX) — Int/Div — Sold (part)

Fidelity Mega Cap Stock (FGRTX) — Buy (add'l)

Fidelity MSCI Consumer Staples Index (FSTA) — Int/Div — Buy

Fidelity MSCI Consumer Staples Index (FSTA) — Sold

Fidelity MSC] Telecommunications Svs Index (FCOM) — Int/Div — Buy

Fidelity MSC] Telecommunications Svs Index (FCOM) — Buy (add'l)

Fidelity MSC] Telecommunications Svs Index (FCOM) — Sold (part)

Fidelity MSC] Telecommunications Svs Index (FCOM) — Sold

Fidelity MSC Utilities Index (FUTY) — Int/Div — Buy

Fidelity MSC Utilities Index (FUTY) — Buy (add'l)

Fidelity Natural Gas (FSNGX) — None — Buy

Fidelity Natural Gas (FSNGX) — Sold

Fidelity NY Muni Money Market (FNYXX) — Int/Div — Buy

Fidelity OTC (FOCPX) — None — Buy

Fidelity Real Estate Invt (FRESX) — Int/Div — Buy

Fidelity Real Estate Invt (FRESX) — Buy (add'l)

Fidelity Select Biotechnology (FBIOX) — None — Buy

Fidelity Select Biotechnology (FBIOX) — Sold

Fidelity Select Construction and Housing (FSHOX) — Int/Div — Buy

Fidelity Select Construction and Housing (FSHOX) — Buy (add'l)

Fidelity Value (FDVLX) — None — Buy

Fidelity Select Multimedia (FBMPX) — Int/Div — Sold (part)

Fidelity Select Multimedia (FBMPX) — Sold

Fidelity Select Retailing (FSRPX) — Int/Div — Buy

Fidelity Select Retailing (FSRPX) — Buy (add'l)

Fidelity Select Utilities (FSUTX) — None — Sold (part)

Fidelity Select Utilities (FSUTX) — Sold

Fidelity Telecommunications (FSTCX) — None — Buy

Fidelity Telecommunications (FSTCX) — Sold

Fidelity Transportation (FSRFX) — Int/Div — Buy (add'l)

Fidelity Transportation (FSRFX) — Sold

Hartford Healthcare Fund (HGHAX) — Int/Div — Sold (part)

Hartford Healthcare Fund (HGHAX) — Buy (add'l)

Hartford Healthcare Fund (HGHAX) — Sold (part)

Hartford Healthcare Fund {(HGHIX) — Int/Div — Buy (add'l)

PIMCO All Asset Fund Adm Class (PAALX) — Int/Div — Buy (add'l)

PIMCO All Asset Fund Adm Class (PAALX) — Buy (add'l)

PIMCO All Asset Fund Adm Class (PAALX) — Sold (part)

PIMCO All Asset Fund Adm Class (PAALX) — Sold

Primecap Odyssey Aggressive Growth (POAGX) — Int/Div — Buy (add'l)

Primecap Odyssey Aggressive Growth (POAGX) — Buy (add'l)

Primecap Odyssey Aggressive Growth (POAGX) — Sold (part)

Primecap Odyssey Growth (POGRX) — None — Buy (add'l)

Primecap Odyssey Growth (POGRX) — Sold (part)

Primecap Odyssey Growth (POGRX) — Buy (add'l)

Primecap Odyssey Stock (POSKX) — Int/Div — Buy (add'l)

Primecap Odyssey Stock (POSKX) — Buy (add'l)

Primecap Odyssey Stock (POSKX) — Sold (part)

Vanguard Dividend Growth (VDIGX) — Int/Div — Sold (part)

Vanguard Dividend Growth (VDIGX) — Buy (add'l)

Vanguard Intermediate Term Tax Exempt (VWILX) — Int/Div — Buy (add'l)

Vanguard Intermediate Term Tax Exempt (VWILX) — Buy (add'l)

Vanguard Intermediate Term Tax Exempt (VWILX) — Sold (part)

PNC common stock — Int/Div — Sold

Vanguard Intermediate Term Tax Exempt (VWILX) — Buy (add'l)

Vanguard Intermeidate Term Investment Grade Admiral (VFIDX) — Int/Div — Buy

Vanguard Intermeidate Term Investment Grade Admiral (VFIDX) — Buy (add'l)

Vanguard Limited Term Tax Exempt (VMLLUX) — Int/Div — Buy (add'l)

Vanguard Limited Term Tax Exempt (VMLLUX) — Buy (add'l)

Vanguard Limited Term Tax Exempt (VMLLUX) — Sold (part)

Vanguard Short Term Investment Grade (VFSUX) — Int/Div — Buy (add'l)

Vanguard Short Term Investment Grade (VFSUX) — Buy (add'l)

Vanguard Short Term Investment Grade (VFSUX) — Sold (part)

Vanguard Short Term Tax Exempt Admiral (VWSUX) — Int/Div — Buy

iShares iBoxx$ High Yield Corporate Bond (HYG) — Int/Div — Buy

WisdomTree Japan Hedged Equity (DJX) — Int/Div

E-Trade f/k/a WIT Capital (y)

Schulte Roth & Zabel Capital Account{investment in law firm) — Interest — Buy (add'l)

NY College Savings Program — None

Moderate Age Based Income Option Portfolio

Vanguard Educational IRA — None — Sold (part)

Vanguard Small Cap Index Fund Investor Shares

Vanguard Educational IRA — None

Vanguard Small Cap Index Fund Investor Shares

BlackRock CollegeAdvantage — None

BR Growth Portfolio Option A

BlackRock College Advantage — None

BR Growth Portfolio Option A

B & McG Holdings — None

Shelter Venture Fund — Distribution

Special Situations Technology Fund, L.P — Int/Div

SRZ Savings Plan — None — Buy (add'l)

Wells Fargo Money Mkt Fund

Merck common stock

Pfizer common stock

SRZ Cash Balance Plan — None — Buy (add'l)

SRZ Thrift Plan — None — Buy (add'l)

SRZ Thrift Plan — Buy (add'l)

SRZ Partners Pension Plan — None — Buy (add'l)

Schulte Roth & Zabel Supplemental Retirement Fund — None — Buy (add'l)

DWS Small Cap Index VIP-Class A Shares — Buy (add'l)

American Funds Ins Ser International Class 2 Shares — Buy (add'l)

Fidelity VIP Index S00-Initial Class — Buy (add'l)

Fidelity VIP Money Market Portfolio: Initial Class

Fidelity VIP Real Estate-Initial Class — Buy (add'l)

Invesco V.1. International Growth Fund: Series Shares — Buy (add'l)

MainStay VP Eagle Small Cap Growth Portfolio Initial Class — Buy (add'l)

MFS Global Tactical Allocation-Initial Class — Buy (add'l)

MFS VIT Value Series-Initial Class — Buy (add'l)

T Rowe Price Blue Chip Growth Portfolio — Buy (add'l)

Mainstay Cash Management

Tremont Opportunity Fund (x)

Special Situation Fund 111 QP, LLP — Int/Div

Merrill Lynch Money Market — Int/Div

SRZ Group Trust — None

Blackrock Asia Pacific Partners (Offshore) SPV Lud, — Sold (part)

Candlewood Structured Credit fund, Ltd

Cevian Capital Fund 11 Ltd

Charter Bridge Capital Partners (Cayman) Lud. — Redeemed

Chatham Asset High Yield Offshore Fund, Lad. — Redeemed

Citadel Kensington Global Strategies

Cognis Fund LP

Discovery Global Macro Fund, Ltd

Echo Street Capital Partners Ltd (QP)

Empire Capital Partners, Ltd — Redeemed

Golden Tree Offshore Fund Ltd — Sold (part)

Highfields Capital IV LP

Hudson Bay Int'l Fund Ltd f/k/a Hudson Bay Overseas Fund Lid — Redeemed

Hutchin Hill Capital Offshore Fund, Ltd

Jennison Global Healthcare Offshore Fund, Led. — Sold (part)

Kvlin Offshore Fund, Ltd

Lakeview Opportunity Fund Ltd — Sold (part)

Lone Pinion Lid

Lone Slavin, Lid

Lone Spruce LP

Malta Offshore, Ltd. (y)

Millenium International Lid

OSS Overseas LTD (v)

Pennant Onshore Partners LP

Pennant Windward Ltd

Ramius Multi-Strategy Fund Ltd — Redeemed

Rosemawr International Lid — Sold (part)

Seer Capital Partners Offshore Fund Ltd

Spruce Hedge Fund Program SPC LTD- Portfolio B SP (x).

Spruce Alpha Fund (Offshore) Ltd. — Buy (add'l)

Spruce Alpha Fund (Offshore) Ltd. — Sold (part)

Spruce Hedge Fund Program SPC LTD- Portfolio A SP (x)

Steelhead Pathfinder Fund Lid

The Childrens’ Investment Fund

Two Sigma Absolute Return Macro Cayman Fund, Lid,

JP Morgan Trust Co. of Delaware deposit account

AutoNation common stock — None

Akami Technology common stock — None

MooreAcre/Blackacre 7710 Business Park Drive REIT (v)

MooreAcre/Blackacre 610 Corner Way Inc REIT (vy)

BCM/CHI Eden Roc, Inc. REIT (y)

BCM/CHI Kapalua, Inc. REIT (vy)

CBF Appreciation Portfolio Alt-AX (v)

CollegeBound Fund (Alliance-R1) — None

CBF Appreciation Portfolio Alt-A X

Northwestern Mutual Whole Life Ins. Policy — None

Guardian Life Insurance Company-Life Insurance Policy — None

Mu Kellett Capital Partners 11 LP — istnbution

Memill Lynch Retirement Account. Blackrock Global (IMDLOX) — Int/Div — Buy (add'l)

Northrop Grumman common stock — Int/Div — Sold

Director, Kudspint Magazine

Executor, Estates of Raymond S, Craig and Margaret M. Craig

Liability — Mt Kellett Capital Parmers 11 LP — Commitment to make capital contributions to imvestment himited partnership

Liability — Barnard College — Tuttion obligation

Liability — Morgan US Income and Growth LP — Commitment to make capital contributions to investment himited partnership

Liability — CFSR Private Investors LLC — Commitment to make capital contributions to mvestment limited hability company

Reimbursement — Georgetown University Law Center/ABI — 1008/15-1v09/ 15 — Washington, D.C — Speaking at conference — Transportation, hotel, meals

Spouse's income — 2015 — Schulte Roth and Zabel LLP-partmership distribution

Throughout Part VII, where column BI is filled in, and column B2 is left blank, this mdicates that the income in question is capital gain.

Part VII, line 192-SRZ Savings Plan-the investment in the SRZ Savings Plan is partly invested in the securities shown on the report and partially in the SRZ Group

Trust.

Part VII, lines 196-199-the SRZ Cash Balance Plan, Thrift Plan and Partners Pension Plan are invested in the same manner as the SRZ Group Trust.

With respect to the SRZ Group Trust (Part VII, lines 225-265) and the SRZ Supplemental Retirement Fund (Part VII, Lines 200-221), these are retirement plans

in which my husband has an interest, and which were established by the law firm of which he is 4 member. Each of these is an aggregate ownership arrangement,

und therefore | have reported the gross value of his interest in each of these plans. Because he directs the investments for his share of the Supplemental Retirement

Plan, and was in 2014 a member of the committee which oversees the investments of the SRZ Group Trust, | have also reported the assets within this aggregate

ownership arragement. From time to time, his interest in these aggregate ownership arrangements may be reallocated to different assets, either at his direction (in

the case of the SRZ Supplemental Retirement Plan), or because the plan purchases or sells investments. 1 have reported these reallocations as purchases and sales,

though they are not actually purchases or sales by him. There is no gain or loss to my husband resulting from these reallocations, and therefore 1 have left this

column blank.

Part VII, line 257--Spruce Hedge Fund Program SPC LTD-Portfolio B SP was identified as Spruce Absolute Retum Fund (Offshore) Ltd. on line 302 of my 2014

report (name change).

Part VII, line 261-Spruce Hedge Fund Program SPC LTC-Portfolio A SP was identified as Spruce Equity Hedge Fund on line 305 of my 2014 report (name

change).

Part VIL, line 248-Malta Offshore was fully redeemed on October 27, 2014 (see line 289 of my 2014 report).

Part VIL, lines 279-280-these investments are assets of the Estates of Raymond S. Craig and Margaret M. Craig (see Part 1-Positions).