Mark Falk

IRA 43 (H)

Trust #1 (H)

Fidelity Ginnie Mae Fund — Int/Div

Fidelity NJ. Muni Money Market Fund — Int/Div

Fidelity Floating Rute — Int/Div

Fidelity Cash Reserves — Int/Div

IRA #1 (H)

MS U.S. Govt Securities Trust B — Int/Div

IRA #2(H)

Rydex lnvers. Govt Long Bond — Interest

Vanguard Short Term Investors — Int/Div

Vanguard Fixed Income High Yield — Int/Div

Vanguard Div. App. Index — Int/Div

Vanguard Value Index — Int/Div

Ishares Russell Midcap Value Index — Int/Div

Ishares Russell 1000 Value Index — Int/Div

Fiudelity Convertible Securities Fund — Int/Div

Nasdaq 100 Trust Unit Stock — Int/Div

Fidelity Overseas Mutual Fund — Int/Div

Fudelity Puritan Mutual Fund — Int/Div

Fidelity Blue Chip Growth Mutual Fund — Int/Div

Fidelity Cash Reserves — Interest

Fidelity US Bond Index — Int/Div

Fidelity Ext. MKT Index Premium Class — Int/Div

Fudelity Intl. Index Premium Class — Int/Div

Fidelity Intl. Treasury Bond Index — Int/Div

Fidelity 500 Index Premium Class — Int/Div

Vanguard Inflaction Protected SECs — Int/Div

Vanguard Small Cap Value Index — Int/Div

Fidelity Magellan Mutual Fund — Int/Div

Fidelity Ginnie Mae Fund — Int/Div

Fidelity Growth & Income Mutual Fund — Int/Div

Fidelity Intermediate Bond Mutual Fund — Int/Div

Fidelity Govt. Money Market* — Interest

Fidelity Short Term Bond — Int/Div

Vanguard Wellesley Inc — Int/Div

Doubleline Bond Fund — Int/Div

Ishares Silver — Interest

Ishares China ETF — Int/Div

Pro Shares Short Dow — Int/Div

Pro Shares Ultrashort SC600 — Int/Div

Pro Shares Ultra Short Cap — Int/Div

Pro Shares SHort S&P S00 — Int/Div

Pro Shares Short QQQ — Int/Div

Fidelity Floating Rate High Income — Int/Div

Vanguard Total Stock Market Index Mutual Fund — Int/Div

Alcoa Common Stock — Int/Div

Coca Cola Common Stock — Int/Div

Brokerage Account #1 (H)

Morgan Stanley Tax Free Daily Income Trust — Interest

Morgan Stanley Bank — Interest

PIMCO Short Term P — Int/Div — Buy

PIMCO Short Term P — Sold (part)

Western Ast Int Term Muni — Int/Div — Buy

Western Ast Int Term Muni — Buy

Western Ast Int Term Muni — Buy

Wells Fargo St Muni Bd INS — Int/Div — Buy

Wells Fargo St Muni Bd INS — Buy

Wells Fargo St Muni Bd INS — Buy

SPDR Nuveen Barclays Mun ETF — Int/Div — Buy

SPDR Nuveen Barclays Mun ETF — Buy

SPDR Nuveen Barclays Mun ETF — Buy

SPDR Nuveen Barclays Short ETF — Int/Div — Buy

SPDR Nuveen Barclays Short ETF — Buy

SPDR Nuveen Barclays Short ETF — Buy

ISHARES Russell 1000 GRW ETF — Int/Div — Sold (part)

ISHARES Russell 1000 GRW ETF — Sold (part)

ISHARES Russell 1000 GRW ETF — Sold (part)

Deutsche X-Truckers MSCI EAF — Int/Div — Sold (part)

Deutsche X-Truckers MSCI EAF — Sold

E V Income Fund of Boston — Int/Div — Buy

E V Income Fund of Boston — Sold (part)

Cambiar INTL Equity INV — Int/Div — Buy

ISHARES Russell 1000 Value ETF — Int/Div — Sold (part)

ISHARES Russell 1000 Value ETF — Sold (part)

ISHARES Russell 1000 Value ETF — Sold (part)

ISHARES Russell 1000 Value ETF — Sold (part)

ISHARES Russell 1000 Value ETF — Sold (part)

PIMCO Foreign BD US $ Hedged P — Int/Div — Buy

PIMCO Foreign BD US $ Hedged P — Sold (part)

Wells Fargo Emerg Mrk EQ Inc — Int/Div — Buy

Delaware Value INSTL — Int/Div — Buy

Delaware Value INSTL — Buy

Delaware Value INSTL — Buy

CSHARES RUSSELL 2000 Growth ETF — Int/Div — Sold (part)

CSHARES RUSSELL 2000 Growth ETF — Sold

Wells Fargo Special MDCP VL AD — Int/Div — Buy

Hartford Midcap — Int/Div — Buy

ISHARES RUSSELL Midcap V ETF — Int/Div — Sold (part)

ISHARES RUSSELL Midcap V ETF — Sold

ISHARES RUSSELL Midcap G ETF — Int/Div — Sold (part)

ISHARES RUSSELL Midcap G ETF — Sold

Delware Inv Sm Cap Val INST — Int/Div — Buy

Delware Inv Sm Cap Val INST — Sold (part)

Edgewood Growth Inst] — Int/Div — Buy

Edgewood Growth Inst] — Buy

Edgewood Growth Inst] — Sold (part)

Harding Loevner Intl EQTY INSTL — Int/Div — Buy

Harding Loevner Intl EQTY INSTL — Buy

T. Rowe Price QM US — Int/Div — Sold (part)

Wisdom Tree Jap — Int/Div — Buy

Goldman Sachs Emeg — Int/Div — Buy

Goldman Sachs Emeg — Buy

Loomis Growth Y — Int/Div — Buy

Oakmark International — Int/Div — Buy

Matthews Asian Japan — Int/Div — Buy

Matthews Asian Japan — Sold

IRA #4-Phoenix Variable Ammuity (H) — Int/Div

Virtus Capital Growth — Int/Div

Virtus Strat Alloc — Int/Div

Virtus International — Int/Div

Wanger USA — Int/Div

Wagner International — Int

Federated Prime Money Market — Int/Div

SEP Account (H)

Vanguard Total Stock Market Index Mutual Fund — Int/Div — Sold (part)

Vanguard Prime Money Market Fund — Interest — Buy

Vanguard Prime Money Market Fund — Buy

Wells Fargo Bank Account — Interest

Wells Fargo Bank Account 2 — Interest

Wells Fargo Bank Account 3 — Interest

Bank of America Account — Interest

Amboy Bank Account — Interest

Investment Account £2 (H)

Fidelity NJ Muni Money Market — Int/Div

Fidelity Floating Rate — Int/Div

Fudelity GNMA Fund — Int/Div

Fiudehity Cash Reserve — Int/Div

Fidelity Convertible Securities — Int/Div

Bank of America Account 2 — Interest

Bank of America Account 3 — Interest

Bank of America Account 4 — Interest

Santander — Interest

Investment Acount £3 (H)

Vanguard Growth & Income — Int/Div

Vanguard Healthcare — Int/Div — Sold (part)

Vanguard Inter-Tax Exempt — Int/Div

Vanguard Prime Mkt Fund — Int/Div — Buy

Vanguard Total Stk Mk — Int/Div

Vanguard 500 Index — Int/Div — Sold (part)

Investment Account 24 (H)

Charles Schwab Money Market — Interest

Fudelity NY Muni Income — Int/Div

Charles Schwab US Ri — Int/Div — Buy

Powershares S&P — Int/Div — Buy

Schwab Intemational — Int/Div — Buy

Investment Account £5 (H)

Charles Schwab Money Market — Interest

Osterwers Strategic — Int/Div — Buy

Eastman Chemical — Int/Div

USAA Tax Exempt — Int/Div

IRA #5 (H)

AB Wealth Appreciation — Int/Div — Sold

Trust 24 (H)

Morgan Stanley — Interest — Open

Chase Checking (X) — Interest

Estate #21 (H)

Chase Checking (X) — Interest

Trust #5 (H)

Chase Checking — Interest — Open

Chase Savings — Interest

Relative Power of Attorney (H)

Chase Checking — Interest

Santander — Interest — Closed

ISHARES RUSSELL 2000 Value ETF — Int/Div

Co-Trustee, GST Trust 24

Co-Trustee, GST Trust #5

Power of Attormey, Relative

Treasurer, Federal Magistrate Judges Association

Vice President, Federal Magistrate Judges Association

Adjunct Professor, Rugters School of Law

Adpmunct Professor, Fordham Law School

Reimbursement — Federal Magistrate Judges Association — 0/12/17 - 914/17 — Washington, DX — Executive Board Mectings — Transportation, Lodging

Reimbursement — Federal Magistrate Judges Association — 03/18/17 - 321/17 — Washington, DX — Executive Board Meetings — Transportation, Lodging

Income — 2017 — Trustee Commission from Falk Living Trust #1] — SK. 131.00

Income — 2017 — Fordham Law School-teaching — $2,500.00

Income — 2007 — Rutgers Law School-teaching — $1,726.00

Spouse's income — 2017 — Self-emploved (court stenography)

*1 am informed this fund was previously known as Fidelity Retirement Government Money Market, but due to a merger it is now known as listed.