Edward F. Shea

Northwestern Mutual Life Insurance — Int/Div

Northwestern Mutual Life Insurance — Int/Div

Northwestern Mutual Life Insurance — Int/Div

Prudential Life Insurance — Int/Div

South Boston Savings Bank Life Ins — Int/Div

GESA Credit Union — Interest

Comms — None

Fishcreek Lid — None

An — None

Vanguard Health Care Fund, Admin Personal Acct — Int/Div

E/SCHWAB RETIREMENT IRA then, Pershing 7/13/15 rollover

BAC(IRA) — None

Ferrell Gas — None — Buy (add'l)

FMILX — None — Sold

FBSOX — None — Buy (add'l)

Globix Corp = Pershing removed, no transfer agent, no value

KMP (reorganized now KM) — None — Sold

Pentair — None

Prudential (PRL) — None

PIMCO — None — Buy

PIMCO — Buy (add'l)

PIMCO — Buy (add'l)

PIMCO — Buy (add'l)

Rare Elements — None

SPHD=#*=* — None — Buy (add'l)

STEM CELLS — None

US Bank — None

Vanguard Health Care Fund (IRA) — None

Schwab cash reserves to Pershing Gov't Fund Roll over

M/RETIREMENT ACCOUNT

Diversified Investment Advisors (DIV) Plan Advisors*®

Allainz NF) Dividend Value A Fund became Loomis Value N — Sold

Columbia Small Cap became AIAINZ Small Cap — Sold

Goldman Sacks Mid Cap Value Fund became Artisan N.C.V — Sold

Mamstay Lg Cap Growth Fund became Fidelity Am. Cent, Grth ** — Buy (add'l)

Mamstay Lg Cap Growth Fund became Fidelity Am. Cent, Grth ** — Sold

Pimco Tot. Ret. Fund** — Sold (part)

Pimco Tot. Ret. Fund** — Sold

TFLIC** — Buy (add'l)

TFLIC** — Sold (part)

TFLIC** — Sold

Vanguard Inst] Index — Sold

Pershing Gov't Roll Over

MIRA - SCHWAB

Calumet Sp. Prod — Sold

Powershares ETF SPHD — Sold (part)

Powershares ETF SPHD — Sold

Schwab Money Mkt — Interest

SCHWAB JT ACCOUNT

Brush Petroleum — None — Buy

Brush Petroleum — Buy (add'l)

Brush Petroleum — Sold

Ferrell - FGP — None — Buy

LINN ==»

Rare Elements ****

Schwab Money Market Fund SWRXX — Interest

Schwab Invest Money Fund (Pers) SWZXX — hy

SHPD — Int/Div — Buy

Officer/Director, EE - Corporation

Liability — VISA — Consumer Card

* Part VII, Investments and Trusts - Line 35; Through employer - account was with TransAmerica. In 10/2018 another company took over employee's company.

They switched all retirement accounts to Fidelity. In 12/2015 that account was rolled over to Pershing.

**Part VII, Investments and Trusts - Line 40; Line 42, Line 44, Line 45 Estimated date of 4/1/15 to 6/30/15 as actual date 1s not in the quarterly report

*** Part VII, Investments and Trusts - Line 61; This was completely sold on 12/22/14; code "J". The entry was inadvertently omitted from 2014 report

#%%% Part VII, Investments and Trusts - Line 62; This was completely sold on 12/22/14; code "J". The entry was inadvertently omitted from 2014 report

24% Part VIL, Investments and Trusts - Line 28; Date is estimated as actual date is unknown

By way of explanation:

Transamerica provided investor service for [JI employer's 403(b) Plan. When a new company took over the operation, it switched the retirement plans to

it's Value Plan 403(b), The plan investments of my spouse were simply converted to comparable investments/mutual funds in the new Value Plan - with the total

amount remaining the same.

The transfer occurred on or about October 23, 2015. At that time [JN had the following investments prior to the switch:

Name

Value Code

PIMCO Total Return Inst -J C

TFLIC Guaranteed Pooled Fund - L C

Alluniz GI Div. Value -L C

Col. Sm. Cap Value -L C

Goldman Sachs Mid Cap Value- L C

Mainstay Lg. Cap Growth - L C

Vanguard Inst. Index - L C

Upon transfer to the new company's Value Plan, those investments were changed to:

PIMCO Total Return = J J

TFLIC GID Pool Funds - L L-C

ALLAINZ NFJ Sm Cap Value L L

American Cent. Growth - L L-C

Artisan Mid Cap Val. - L L

Loomis Value N- L L-B

Vanguard Inst. Index - L

On 12/7/°5 those seven holdings were sold for same letter values as on tranfer in, gains/no gains, shown in right column. If loss or no gain, column left blank.

All cash was then transferred to Pershing. Year end "0" - *T*