Kenneth Francis Ripple

2018Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 122

    investments

  • 3

    positions

  • 1

    gifts

  • 2

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • See Section VII, Part V
  • Part-time teaching - University of Notre Dame

As filed

Key Bank, So. Bend, IN IRA - Money Market — Interest — Sold (part)

Dreyfus IRA Equity Income Fund - Class A — Int/Div — Sold (part)

Notre Dame FCU - Notre Dame, IN savings & checking account — Interest

US. Savings Bonds — None

UND TIAA/CREF Retirement Fund (H)

TIAA Traditional — Int/Div

CREF Stock R3 — None

CREF Stock R2 — None

Prudential Whole Life Insurance Policy #1 — Int/Div

Prudential Whole Life Insurance Policy #2 — Int/Div

Wilco Whole Life Insurance Policy #1 — None

Wilco Whole Life Insurance Policy #2 — None

Brighthouse Whole Life Insurance Policy — None

Trust #5 (H)

Nuveen Short Dur HY Muni — Int/Div — Buy (add'l)

Nuveen Short Dur HY Muni — Buy (add'l)

Vanguard Intm Term Tax Exempt Fund- Adm — Int/Div — Buy (add'l)

Vanguard Short Term - Tax Exempt Fund Adm — Int/Div — Buy (add'l)

Vanguard Short Term - Tax Exempt Fund Adm — Buy (add'l)

BlackRock Strat Inc Opp-Inst (formerly BlackRock Strat Ine Opp-Ins) — Int/Div — Buy (add'l)

BlackRock Strat Inc Opp-Inst (formerly BlackRock Strat Ine Opp-Ins) — Sold

T Rowe Price New America Growth Fund — Int/Div — Sold (part)

Federated Treasury Obligations SS — istmbution — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Federated Treasury Obligations SS — Buy (add'l)

Federated Treasury Obligations SS — Sold (part)

Fidelity Contrafund — Int/Div — Buy (add'l)

Fidelity Contrafund — Sold (part)

Fidelity Contrafund — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Buy (add'l)

Boston Partners INV All Cap Val Inst — Int/Div — Buy (add'l)

Amer Funds New World-F3 — None — Sold

Oakmark International-Inst — None — Sold

Sterling Cap Str S/C Val-Ins — Int/Div — Sold (part)

Sterling Cap Str S/C Val-Ins — Sold (part)

Sterling Cap Str S/C Val-Ins — Buy (add'l)

T Rowe PR Mid-Cap Grow- — Int/Div — Sold (part)

T Rowe PR Mid-Cap Grow- — Buy (add'l)

Voya Strategic Inc Opp-1 — Int/Div — Buy

Voya Strategic Inc Opp-1 — Buy (add'l)

Trust #6 (H)

Nuveen Short Dur HY Muni-l — Int/Div — Buy (add'l)

Nuveen Short Dur HY Muni-l — Buy (add'l)

Vanguard Intm Trm T/E Fund-Adm — Int/Div — Buy (add'l)

Vanguard Short Term T/E Fund-Adm — Int/Div — Buy (add'l)

Vanguard Short Term T/E Fund-Adm — Buy (add'l)

BlackRock Strat Inc Opp-Inst (Formerly BlackRock Strat Ine Opp-Ins) — Int/Div — Buy (add'l)

BlackRock Strat Inc Opp-Inst (Formerly BlackRock Strat Ine Opp-Ins) — Sold

T Rowe Price New America Growth Fund — Int/Div — Sold (part)

T Rowe Price New America Growth Fund — Sold (part)

Fidelity Contrafund — Int/Div — Buy (add'l)

Fidelity Contrafund — Sold (part)

Fidelity Contrafund — Sold (part)

Fidelity Contrafund — Sold (part)

Fidelity Contrafund — Sold (part)

Fidelity Contrafund — Buy (add'l)

Federated Treasury Obliga-SS — Distribution — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Federated Treasury Obliga-SS — Buy (add'l)

Federated Treasury Obliga-SS — Sold (part)

Boston Partners INV All Cap Val Inst — Int/Div — Sold (part)

Boston Partners INV All Cap Val Inst — Sold (part)

Boston Partners INV All Cap Val Inst — Buy (add'l)

Amer Fnds New World-F3 — None — Sold (part)

Amer Fnds New World-F3 — Sold (part)

Amer Fnds New World-F3 — Sold

Oakmark International-Inst — None — Sold (part)

Oakmark International-Inst — Sold (part)

Oakmark International-Inst — Sold

Sterling Cap Str S/C Val-Ins — Int/Div — Sold (part)

Sterling Cap Str S/C Val-Ins — Sold (part)

Sterling Cap Str S/C Val-Ins — Sold (part)

Sterling Cap Str S/C Val-Ins — Buy (add'l)

T Rowe PR Mid Cap Grow-I — Int/Div — Sold (part)

T Rowe PR Mid Cap Grow-I — Sold (part)

T Rowe PR Mid Cap Grow-I — Buy (add'l)

Voya Strategic Inc Opp-l — Int/Div — Buy

Voya Strategic Inc Opp-l — Buy (add'l)

1st Source Bank - Checking — Interest

Teacher's Credit Union Savings Account — None

See Section VIL Part

See Section VIL Part

See Section VII, Part

Gift — See Section VII, Part V

Agreement — 2018 — See Secon VII, Part 11

Agreement — 2018 — See Section VII, Part 11

Income — 2018 — Part-time teaching - University of Notre Dame — S27. 804 66

Item No. 1. Part-time Professor of Law, University of Notre Dame (joined faculty in 1977; part-time since appointment to the Judiciary).

As a faculty member, Judge Ripple is entitled to purchase tickets at a discount for athletic events. He receives, on the same basis as other faculty members, a

discount on some items at the University bookstore, He also may use other University facilities such as the library and athletic facilities. Notre Dame provides

Judge Ripple with Westlaw and Lexis services for his academic needs. Judge Ripple had the approval of the Chief Circuit Judge for his teaching activities.

Item No. 2. Member, Judicial Advisory Board, American Society of International Law. During the reporting period, Judge Ripple served on this board whose

function is to advise the Society of the educational needs of the judiciary in the area of International law and to inform the Society of the cases that have been

decided by the courts in thar area. Each circuit has a representative. Judge Ripple was designated by the Chief Judge of the Circuit, and his appointment was

approved by Justice Ginsburg, who serves as chair of the Committee.

Item No. 3. Advisor, American Law Institute, Restatement of the Law, 3d, Conflicts of Law. During the reporting period, Judge Ripple served with other judges

and lawyers as an advisor to this project of the American Law Institute, He served as a volunteer with no reimburseable travel expenses for meetings. Advisors

have no authority over the management of the American Law Institute.

11. Agreement

Item No. |. TIAA/CREF Pension Fund - Prior to his appointment, Judge Ripple was a full-time employee of the University of Notre Dame, During those years

(1977-1985), both he and the University contributed on his behalf to this nation-wide pension fund for University professors. The fund is administered by a board

of trustees. Although Judge Ripple continues to teach at the University, neither he nor the University contributes to the fund as part of this arrangement.

Item No. 2. Part-time professor, University of Notre Dame - Details are set forth above in Section VIL 1

V. Gifts

West Publishing Company supplies Judge Ripple with a sumple set of the Federal Reporter and miscellaneous legal material for use in his chambers. The Company

makes these books available to all federal judges. The estimated value of these materials is $2,131.41. These materials are used for the performance of official

duties. Judge Ripple has transferred any interest he may have in these materials to the United States Government.

VIL Investments and Trusts

Item No. 5. This is a University of Notre Dame 403(B) Retirement Plan, It is an annuity contract invested in three funds. These investment funds have not changed

from the prior year, but since the Committee of Financial Disclosure requested that specific investments chosen from the plan options be disclosed each fund has

been listed,

Item Nos. 9 & 10. These are whole life insurance policies and Judge Ripple has no ability to select specific investment funds.

Item Nos, 11, 12 & 13. No dividends or interest are attributable to any individual policy of this type. Each policy does have a cash value; that value is noted.

Item Nos. 15 - 62. These are all holdings, purchase, and sale transactions within Trust No. § (Item 14).

Item No 23, Income reported in Column B(1) includes distributions from Judge Ripple's revocable trust for personal income tax payments.

Item Nos, 64 - 120. These are all holdings, purchase, and sale transactions within Trust No. 6 (Item 63),

Item No. 79. Income reported in Column B(1) includes distributions from Judge Ripple’s Jl revocable trust for personal income tux payments.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Kenneth Francis Ripple | Frix