Joan Marie Azrack

2016Annual

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What was filed

  • 99

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • 2016 Salary and bonus from Landman Corsi Ballaine & Ford PC

As filed

Citibank NA Personal Banking NY, NY (multiple accounts) — Interest

National Life Ins. Co. whole life policy — Int/Div

Oppenheimer: Advantage Bank Deposits various banks (IRA) — Interest

PMA:SSGA Prime Money Market (IRA) (see VII — Distribution — Sold

Fidelity VIP Equity Incm Port - Nationwide Annuity contract — None

Fidelity VIP Growth Port - Nationwide Anuity contract — None

Fidelity Overseas Port - Nationwide annuity contract — None

Fidelity VIP2 Asst Mgr Port - Nationwide ANNUITY contract — None

PMA: Pimco Low Duration Fund Intl (IRA) — Distribution — Sold (part)

Intentionally left blank

Oppenheimer: Catalyst Inside Buying Fund — Int/Div

Oppenheimer Global Value Fund Nationwide annuity contract — None

Fidelity Blue Chip Fund - Fidelity 401K — None

Fidelity Diversified int] - Fidelity 401K — None

Fidelity Freedom 2020 Fund - Fidelity 401K — None

Fidelity Contrafund - Fidelity 401K — None

Fidelity Growth & Inc - Fidelity 401K — None

Fidelity Value Fund - Fidelity 401K — None

Fidelity Retirement - Fidelity 401K — None

Fidelity Investment Grade Bond Fund Fidelity 401K — None

Am Century Equity - Fidelity 401K — None

JP Morgan Growth & Income "A" Shares — Int/Div

JP Morgan Intl Opps Fund "A" — Int/Div

Walt Disney Co common stock — Int/Div

NVIT Money Market - Nationwide annuity contract — None

Oppenheimer: Eaton Vance Insured NY Muni Bond Fund — Int/Div

Oppenheimer: Kinetics Paradigm Adv C1 ( — Int/Div

Oppenheimer: Catalyst Inside Buying Fund (IRA) — Int/Div

Oppenheimer: Kinetics Paradigm Fund (IRA) — Int/Div

Oppenheimer: Voya Global Equity Div & Prm Opp Fund (IRA) — Int/Div

PMA: Vanguard High Yield Adm (IRA) — Distribution — Buy (add'l)

continuation of 31) — Buy (add'l)

Oppenheimer: Kinetics Paradigm Adv ( (IRA) — Int/Div

PMA: Vanguard Short Term Investment Grade Fund (IRA) — Distribution — Sold (part)

PMA: MetWest Intermediate Bond Fund — Iistnbution — Sold (part)

continuation of 35) — Buy (add'l)

Northwestern Mutual Life Ins. whole policy — Int/Div

Oppenheimer: First Trust Strategic High Income Fund (IRA) — Int/Div

PMA: Vanguard Intermet Term Investment Grade Fund (IRA) — Distribution — Sold (part)

NVIT Intl Equity Fund - Nationwide annuity contract — None

NVIT Multi Mngr Int] Gr - Nationwide annuity contract — None

JP Morgan Mid Cap Growth — Int/Div

NVIT Large Cap Gr - Nationwide annuity contract — None

Oppenheimer: Invesco Tr Inv Gr NY Mum — Int/Div

Oppenheimer: Black Rock Flex Equity Diy (IRA) — Int/Div

Oppenheimger: Black Rock Flex Equity Div (IRA) — Distribution

Oppenheimer: Advantage Bank Deposits in various banks (IRA) — Interest

PMA: Columbia Midcap Value Fund (IRA) — Distribution

PMA: FMI Large Cap Fund (IRA) — Distribution

PMA: Jensen Quality Grade (IRA) — Distribution

PMA: Odyssey Growth Fund (IRA) — Distribution

PMA: T Rowe Price Small Cap Stock Fund (IRA) — istnibution — Buy (add'l)

PMA: Vanguard Extended Money Market Index (IRA) — Distribution

PMA: Vanguard 500 Index Fund (IRA) — Distribution

PMA: Harbor Intl Fund (IRA) — Distribution — Buy (add'l)

continuation of 55) — Buy (add'l)

PMA: T. Rose Price Intl (IRA) (See VID — Distribution

PMA: Vangarud Intl Index Fund (IRA) — Distribution — Buy (add'l)

PMA: Harbof Intl Fund — Distribution

PMA: Odyssey Growth Fund — Distribution

PMA: Odyssey Aggressive Growth Fund — Distribution

PMA: Vanguard Intl Index Fund — Distribution — Buy (add'l)

PMA: Vanguard Extended Market Index Fund — Distribution

PMA: Columbia Mid Cap Value Fund — Distribution — Buy (add'l)

PMA: FMI Large Cap Fund — Distribution

PMA: Jensen Quality Growth — Distribution — Buy (add'l)

PMA: Vanguard 500 Index Fund — Distribution

PMA: Pimco Low Duration Fund — Distribution — Buy (add'l)

PMA: Vanguard High Yield Corporate Fund — Distribution — Buy (add'l)

continuation of 69) — Buy (add'l)

continuation of 69) — Buy (add'l)

PMA: Vanguard Intm Term Tax Exempt Fund — istmbution — Sold (part)

continuation of 72) — Buy (add'l)

PMA: Vanguard Limited Term Tax Exempt Fund — Distribution — Sold (part)

continuation of 74) (See VII) — Buy (add'l)

PMA: SSGA Prime Money Market (See vin — Distribution — Sold

PMA: T Rowe Price Equity Inc — Distribution

PMA: American Beacon Intl Fund (IRA) — Iistnbution

PMA: Vanguard Growth Index Fund (IRA) — Distribution

PMA: T Rowe Price Equity Income Fund (IRA (See VIII — istnbution

PMA: Vanguard Growth Index Fund — Distribution

Oppenheimer: Black Rock Muni Yield NY Qlty Fund Tax Free — Int/Div

PMA: MetWest Intermediate Bond Fund (IRA) — Distribution — Sold (part)

continuation of 83) — Buy (add'l)

McDonald's common stock — Int/Div

Coca Cola common stock — Int/Div

Nike common stock class B — Int/Div

PMA: Fidelity Gvt Cash Reserves — Distribution — Buy

continuation of 88) — Buy (add'l)

continuation of 88) — Sold

PMA: SS Inst Gov (See VID — Distribution — Buy

comtinuation of 91) — Sold

PMA: LSAA Short Term Bond Fund (IRA) — Distribution — Buy

continuation of 93) — Buy (add'l)

continuation of 93) — Buy (add'l)

PMA: Fidelity Govt Cash Reserves (IRA) — Distribution — Buy

continuation of 96) — Buy (add'l)

PMA: SS Inst. Gov MM (IRA) (See VII — Distribution — Buy

continuation of 98) — Sold

Spouse's income — 2016 — 2016 Salary and bonus from Landman Corsi Ballaine & Ford PC

PMA as used in Section VII refers to Prudential Management Associates, which maintains managed asset porfolios (individual and IRA) consisting of mvestments

identified in that section.

Oppenheimer as used in Section VIT refers to Oppenheimer & Co, Inc, which maintains brokerage accounts (individual and TRA) consisting of investments

identified in that section.

Fidelity 401K as used in Section VII refers to a 401K account maintained by Fidelity Investments consisting of investments indentified in that section. Each year,

maximum allowable 401K contribution is made (total value K), which is allocated pursuant to formula among various of the 401K fund investments identified in

this report. Each allocated amount has a value of J,

Nationwide annuity contract, as used im Section VII refers to a Nationwide variable annuity account containing mvestments identified m that section.

Re VII, item 4: This was a money market account in which there were multiple sales (and some purchases) from January through July 21, 2016, at which time the

final sale resulted in & zero balance. The net amount sold over those moaths hid a value of K.

Re VII, stem 46 (on 2015 report): The Oppenheimer Advantage Offshore Liquidity Fund mistakenly showed a buy on 2/1/2015. It should have shown a

redemption of the entire fund on 1/5/2015 for value code J und, as a result, no value in column C at the end of year 2015.

Re VII, item 76: This was a money market account in which there were multiple sales (and some purchases) from January through July 21, 2016, at which time the

finul sale resulted in a zero balance. The net amount sold over those months had a valuation of J.

Re VII, item 86 (on 2015 report): PMA: T. Rowe Price Equity Income Fund should have shown a year end value of L rather than K. It 1s also the IRA account

and should have been labeled as such. It appears at item 80 on the 2016 report,

Re VII, item 87 (on 2015 report): PMA: T. Rowe Price Intl (IRA) was an inadvertent duplicate of item 64. It should not have been listed twice on the 2015 report

and only appears at item 57 on the 2016 report.

Re VII, item 91: This money market fund was purchased on 7/21/2016, and there were multiple sales from August through December 8, 2016, at which time the

finl sale resulted in a zero balance. The net amount sold over those months hid a valuation of J.

Re VII, item 98: This money market fund was purchased on 7/21/2016, and there were multiple sales from August through December 8, 2016, at which time the

finul sale resulted in a zero balance. The net amount sold over those months had a valuation of J.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Joan Marie Azrack | Frix