Patricia A. Sullivan

2012Initial

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 89

    investments

  • 11

    positions

  • 0

    gifts

  • 2

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 8

    income

  • 5

    spouse income

Named parties

  • Edwards Wildman Palmer LLP
  • Roger Williams School of Law
  • Advisory Board of Roger Williams School of Law
  • Rhode Island Bar Foundation
  • Rhode Island Chapter of Federal Bar Association
  • Rhode Island Unauthorized Practice of Law Committee
  • Barrington Land Conservation Trust, Inc
  • Advisory Board of Hasbro Children’s Hospital
  • Board of Govemors of Emma Pendleton Bradley Hospital
  • Women's and Infant's Hospital
  • Self employed attorney
  • Self employed attorney (termmal share under Partnership Agreement)
  • Self Employed attorney (deferred income under Defined Benefit Agrecement)
  • Roger Wilhams School of Law - Teaching
  • Roger Williams School of Law - Teaching
  • Delta Dental of Rhode Island, Inc. (board fees)
  • Citizens Bank (pension)
  • Bank of America (pension)

As filed

Mutual Account (401-K) — Int/Div

Suble Value Fund (Invesco)

Income & Growth Portfolio

MM S&P S00 Index Fd (Nthm Tr)

Sel MCG Il Fd (TRP/Fromtier)

AmerFunds EuroPacific Gr Fund

Sel Blue Chip Growth Fnd (TRP)

MFS Value Fund

National Financial Services (IRA) — Int/Div

Nektar Therapeutics (NKTR)

Fidelity Cash Reserves

Law Firm Capital Account — Interest

TD Bank North Account/CD — Interest

Bank of America Account {(401-K) — Int/Div

Growth FD America R6

Dodge & Cox Stk Fd

Columbia LgCap Value

FID Diversifd Intl

BAC Com STK Fund

WA Core Bond

Stable Value Fund

TRP Inst LgCap Grth

Black Rock Eq Divd

MFS Intl Grth

Lifepath Retirement Q

Memill Lynch Account (IRA) — Int

Columbia International (CISAX)

Columbia Mid Cap Growth (CBSTX)

Fidelity Adviser Interm (FF 1BRX)

Fidelity Adviser Equity (FAEGX)

Fidelity Adviser Equity (FEIRX)

Fidelity ADV High Income (FAHYX)

Fidelity Adviser Growth (FAGOX)

Bank of America Common Stock (BAC) — Int/Div

Banco Santander American Depository Receipts — Int/Div

LPL Financial Account — Int/Div

Banco Santander American Depository Receipts

MFS Investment Management (Educational Funds) — Int/Div

MFS Growth Allocation Fund A IMAGWX)

MFS Growth Alloation Fund B (IMBGWX)

US Treasury EE Bonds — Interest

Northwest Mutual Life Policy "Adjustable ComplLife” — Int/Div

Mmnesota Vanable Group Umversal Life Insuamce Policy — Int/Div

Janus Aspen Forty

FID VIP Value

Ivy VIP Value

FID VIP Equity Income

Janus Aspen OVES SS

BNY Mellon HSA Account — Interest

Sovereign Account — Interest

Sovereign Money Market Account — Interest

Schwab Account (IRA) — Int/Div

Schwab Govt Money Fund

Schwab Money Market

Federated US Govt Sec 2-5 Yrs

Fidelity Floating Rate HI INCM

First Eagle High Yield FD A

Flexshares ETF 1Boxx 3 Yr TRGT

lnvesco Conv Securities FD CL

Lord Abbett Short Duration

Pimco 0-5 High Yield Corp B

Putmam Absolute Return 300 FD

SCHUSTIPS ETF

Fidelity ADV Emerging Mkts Inc

SPDR INTL Government TIPS ETF

Templeton Global Bond Fund

First Eagle US Value Fund CL

Goldman Sachs Small Mid Cap

Heartland Value Plus

Powershares S&P ETF S00 Low VO

Putnam Capital Spectrum FD CL

Royce Special Equity FD Invest

Schwab S&P 500 Select Shs

First Eagle Overseas

Ishares MSC1 ETF Emerging MKTS

Powershares ETF S&P

SCHW Intl SCAP ETF

SPDR DJ Wilshire Intl Real Est

SPDR DJ Wilshire REIT

Schwab Account — Int/Div

Schwab Govt Money Fund

Schwab Santander 401-K Plan — Int/Div

Schwab Mngd Ret Trust 2010 C111

Dodge & Cox Stock

Harbor Capital Appreciation Inst]

SSCA S&P SOOCLE

Banco Santander SA ADR

Banco Santander SA ADR Liquidity Fu

Partner, Edwards Wildman Palmer LLP

Adjunct Faculty (PT), Roger Williams School of Law

Member, Advisory Board of Roger Williams School of Law

Manager and Member

Director, Rhode Island Bar Foundation

Director, Rhode Island Chapter of Federal Bar Association

Member, Rhode Island Unauthorized Practice of Law Committee

Director and Officer, Barrington Land Conservation Trust, Inc

Member, Advisory Board of Hasbro Children’s Hospital

Member, Board of Govemors of Emma Pendleton Bradley Hospital

Corporator, Women's and Infant's Hospital

Agreement — 2011 — Edwards Wildman Palmer LLP Parmership Agreement

Agreement — 2005 — Edwards Angell Palmer & Dodge LLP Partnership Agreement

Income — 2012 — Self employed attorney — $292.433.00

Income — 2012 — Self employed attorney (termmal share under Partnership Agreement) — SS54.013.00

Income — 2012 — Self Employed attorney (deferred income under Defined Benefit Agrecement) — $585,476, 73

Income — 2012 — Roger Wilhams School of Law - Teaching — S1.500.00

Income — 2011 — Self employed attorney — $305,301.00

Income — 2011 — Roger Williams School of Law - Teaching — S1.500.00

Income — 2010 — Self employed attorney — $478.301.00

Income — 2010 — Delta Dental of Rhode Island, Inc. (board fees) — SS5.000 00

Spouse's income — 2013 — Citizens Bank (pension)

Spouse's income — 2013 — Bank of America (pension)

Spouse's income — 202 — Citizens Bank (pension)

Spouse's income — 2012 — Bank of America (pension)

Spouse's income — 2011 — Citizens Bank (pension)

Part I: 1 resigned from the positons on Lines 1-2, 8-12 prior to entering service. | have not been active in the position listed on Line 3 since entering service.

Part I: Please see my letter regarding the position listed on Line 6,

Part I: The entity listed on Line 9 is a non-profit corporation, not a trust. 1 was an uncompensated officer and director.

Part 11: | terminated my participation in all of the agreement listed in Part 11 prior to entering service.

Part T11-A: Line 8 reflects income that was not paid to me, but was paid directly to the kaw firm under the terms of the Partnership Agreement. 1 resigned from this

position m April 2010.

Part VII: The asset listed on Line 49 is membership in an entity, which has never made a distribution to its members. However, the entity's sole asset, a vacation

cottage, is used by the members from time to time. Upon reflection, it seemed that an estimate of the value of this use is a more accurate reflection of "income"

than what was reported on the original version of this report.

Part VII: The information on Lines 83-89 reports an IRA account owned by my spouse. He lost track of it after he left the employment to which the account

pertained and the hard copy reports were cancelled due to a switch to electronic reporting. | was completely unaware of the existence of this account, as a result of

which it was omitted from the original version of this report. The income reported is a good faith estimate based on the reports for the account that my spouse was

able to procure.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Patricia A. Sullivan | Frix