William J. Lafferty

I Filer (H)

Charles Schwab Bank, Deposit Account — Interest

CBS Corp., Common Stock — Int/Div

Dreyfus Growth & Income Mutual Fund — Int/Div

Howard Rice Investment Fund 01 (no control) — None

Howard Rice Investment Fund 02 (no control) — None

A Howard Rice Investment Fund 03 (no control) — None

Howard Rice Investment Fund 04 (no control) — None

Howard Rice Investment Fund 05 (no control) — None

Howard Rice Investment Fund 06 (no control) — None

Howard Rice Investment Fund 07 (no control) — None

Howard Rice Investment Fund 08 (no control) — Distribution — Distributed — Part VII

Howard Rice Investment Fund 09 (no control) — None

IL Trust No. 1 (H)

Real Property, Orinda, CA — None

IV. Other Non-Trust (H)

Rental property, Alameda, CA — Rent

Rental property, Ventura, CA (1/3 interest- shared with two sisters) — Rent — Part VII

Barclays Bank — Interest

Wells Fargo Bank (Deposit Account, Checking) — Interest — Closed — Part VII

Wells Fargo Bank (Deposit Account, Savings) — Interest — Closed — Part VII

Cross Timbers Partnership — Int/Div

IRA's: (H)

Schwab. SWBDX (IRA) — Int/Div

Schwab, Vanguard Total Intl Stock Market Index Fund, VGTSX (IRA) — Int/Div

Schwab, Vanguard Total Stock Market Index Fund, VISMX (IRA) — Int/Div

Schwab Money Market Fund (S&P 500 Index): SWMXX — Int/Div — Buy (add'l) — Part VII

Schwab Money Market Fund (S&P 500 Index): SWMXX — Sold (part)

Schwab, Money Market Fund, SWPPX — Int/Div — Buy (add'l) — Part VII

Retirement Accounts (W) Permanente (H)

1. TPMG Salary Deferral (W) (H)

BTC US Equity Market — Int

Cap Group Int'l Equity — Int/Div

BTC Life Path 2020 F, fka TPMG Target DT 2020 — Int/Div

FR Fixed Income Retirement ( Permanente) — Int/Div

TPMI International Foreign Fund — Int/Div

TPMG Conservative Fund — Int/Div

2. Permanente Employer Contribution Plan (Wi H)

BTC US Equity Market — Int/Div

Cap Group International Equity! Equity — hy

BTC Life Path 2020 F, fka TPMG Target DT 2020 — Int/Div

FR Fixed Income Employer Retirement Plan (Permanente) — Int

TPML International Foreign Fund, fka TPMI International, etc, — Int/Div

3 Kaiser Foundation Health PlantW) (H)

a) Plan BIW) (H)

Vanguard Wellington Fund, Inv — Int/Div

Vanguard Total Bond Mkt Ix 1st Plus — Int/Div

Vanguard 1st Tt St. Mkt Inx 1st Plus — Int/Div

KP Growth Equity Fund — Int/Div — Sold — Part VII

Vanguard Prime Cap Fund Admiral — Int./hv — Buy — Part VII

KP Interest Income Fund — Int/Div

BI TSA (W)(H)

Vanguard Wellmgton Fund, Inv — Int/Div

Stable Income Fund — Int/Div

Vanguard Total Bond Mkt Ix 1st Plus — Int/Div

Vanguard Ist Tt St. MKt Inx 1st Plus — Int/Div

Dreyfus Appreciation Fund (IRA) — hy

IM Company (MMM) — Int/Div — Buy (add'l)

Accelerate Diagnostics, Inc. (AXDX) — Int/Div — Buy (add'l)

Accelerate Diagnostics, Inc. (AXDX) — Sold (part)

Accelerate Diagnostics, Inc. (AXDX) — Int/Div — Buy (add'l)

Accelerate Diagnostics, Inc. (AXDX) — Sold (part)

Amgen (AMGN) — Int/Div — Buy (add'l)

Amgen (AMGN) — Sold (part)

Apple (AAPL) — Int/Div — Sold (part)

Archer Daniels Midland (ADM) — Int/Div — Sold (part)

Archer Daniels Midland (ADM) — Buy (add'l)

Automatic Data Processing (ADP) — Int/Div — Sold (part) — Part VII

BHP Billiton Limited (BHP) — Int/Div — Buy (add'l)

BHP Billiton Limited (BHP) — Sold (part)

Bristol-Myers Squibb Co. (BMY) — Int/Div — Sold

Broadcom Corporation (BRCM) — Int/Div — Sold (part)

Celgene Corp. (CELG) — Int/Div — Buy (add'l)

Chipotle Mexican Grill (CMG) — None — Buy (add'l)

Chipotle Mexican Grill (CMG) — Sold (part)

Church & Dwight Co Inc (CHD) — Int/Div — Buy (add'l)

Church & Dwight Co Inc (CHD) — Sold (part)

CREE — Int/Div — Buy (add'l)

CREE — Sold (part)

Cross Timbers Rovalty (CRT) — Rovalty — Sold (part)

Deere & Company (DE) — Int/Div — Sold (part)

DFA INTERNATIONAL CORE EQUITY — Int/Div — Buy (add'l)

DFA US. LARGE CAP VALUE PORTFOLIO — Int/Div — Buy (add'l)

DuPont de Nemours & Co. (DD) — Int/Div — Sold

Emerson Electric Co (EMR) — Int/Div — Sold (part)

Energy Transfer Equity, L.P. (ETE) — Rovalty — Buy (add'l)

Energy Transfer Equity, L.P. (ETE) — Sold (part)

Ensco Plc (ESV) — Int/Div — Buy

Ensco Plc (ESV) — Sold

Fidelity National Info (FIS) — Int/Div — Sold (part)

Freeport-McMoRan Inc. (FCX) — Int/Div — Sold

General Electric Company (GE) — Int/Div — Buy (add'l)

General Electric Company (GE) — Sold (part)

Gentex Corp (GNTX) — Int/Div — Buy (add'l)

Gentex Corp (GNTX) — Sold (part)

Google Class C (GOOG) — None — Sold (part)

Honeywell Intl Inc. (HON) — Int/Div — Buy (add'l)

Hudson Pacific Properties. Inc (HPP) — Int/Div — Sold (part)

Hudson Pacific Properties. Inc (HPP) — None — Sold

Mumina Inc (ILMN) — None — Buy (add'l)

International Flavors& Frag. (IFF) — Int/Div — Buy (add'l)

International Flavors& Frag. (IFF) — Sold (part)

Intuit Inc. (INTU) — Int/Div — Sold (part)

JM Smucker Co. (SIM) — Int/Div — Sold (part)

Johnson & Johnson (JNJ) — Int/Div — Buy (add'l)

Johnson & Johnson (JNJ) — Sold (part)

Keung Green Mountain, Inc. (GMCR) — Int/Div — Buy (add'l)

Keung Green Mountain, Inc. (GMCR) — Sold (part)

Kinder Morgan Inc ¢l P (KM) — Rovalty — Sold (part)

King Digital Entertainment plc (KING) — Int/Div — Buy (add'l)

King Digital Entertainment plc (KING) — Sold (part)

Kraft Heinz Co (KHC) — Int/Div — Sold (part)

L-3 Communications (LLL) — Int/Div — Sold

Lowes Company (LOW) — None — Buy

Merck & Co. Inc. (MRK) — Int/Div — Sold

Microsoft Corporation {MSFT) — Int/Div — Buy (add'l)

MPLX LP — Rovalty — Buy (add'l)

MPLX LP — Sold (part)

Myriad Genetics Inc. (MYGN) — Int/Div — Buy (add'l)

Myriad Genetics Inc. (MYGN) — Sold (part)

Nestle S.A. ADR (NSRGY) — Int/Div — Sold

NewLink Genetics Corporation (NLNK) — None — Buy (add'l)

Nokia Corp (NOK) — Int/Div — Sold (part)

Norfolk Southern Corp (NSC) — Int/Div — Buy (add'l)

Norfolk Southern Corp (NSC) — Sold (part)

Novartis AG (NVS) — Int/Div — Buy (add'l)

Novo-Nordisk A/S (NVO) — Int/Div — Buy (add'l)

Novo-Nordisk A/S (NVO) — Sold (part)

OmmiVision Technologies (OVTI) — Int/Div — Buy (add'l)

OmmiVision Technologies (OVTI) — Sold (part)

Opko Health Inc (OPK) — Int/Div — Buy (add'l)

Opko Health Inc (OPK) — Sold (part)

Oracle Corporation (ORCL) — Int/Div — Sold (part)

Pfizer inc. (PFE) — Int/Div — Sold

Phillips 66 (PSX) — Int/Div — Buy (add'l)

Potash Corp (POT) — Int/Div — Buy (add'l)

Qualcomm Inc (QCOM) — Int/Div — Buy (add'l)

Roche Holdings Ltd (RHHBY) — Int/Div — Buy (add'l)

Roche Holdings Ltd (RHHBY) — Sold (part)

Sabine Rovalty Trust (SBR) — Int/Div — Buy (add'l)

Schlumberger Ltd. (SLB) — Int/Div — Sold

Seattle Genetics, Inc. (SGEN) — Int/Div — Buy (add'l)

Seattle Genetics, Inc. (SGEN) — Sold (part)

Sigma-Aldrich Corporation (SIAL) — Int/Div — Sold

South32 Limited (SOUHY) — None — from line 12)

SPDR Gold Trust (GLD) — None — Buy

Suncor Energy (SU) — Int/Div — Sold (part)

SunEdison (SUNE) — Int/Div — Buy

SunEdison (SUNE) — Sold (part)

Super Micro Computer (SMCI) — Int/Div — Buy

Ultra Petroleum Corp (UPL) — Int/Div — Buy (add'l)

Ultra Petroleum Corp (UPL) — Sold (part)

Union Pacific Corp. (UNP) — Int/Div — Buy (add'l)

Union Pacific Corp. (UNP) — Sold (part)

United Technologies Corp (UTX) — Int/Div — Buy (add'l)

United Technologies Corp (UTX) — Sold (part)

Vale S.A. (VALE) — Int/Div — Sold

Vanguard US Total Market Index (VT1) — Int/Div — Buy (add'l)

W.R. Berkley Corp (WRB) — Int/Div — Sold (part)

W.W. Grainger Inc. (GWW) — Int/Div — Buy (add'l)

W.W. Grainger Inc. (GWW) — Sold (part)

Williams Parters LP (WPZ) — Rovalty — Buy (add'l)

Williams Parters LP (WPZ) — Sold (part)

Wright Medical Group Inc. (WMG) — None — Buy (add'l)

Xilinx Inc. (XLNX) — Int/Div — Sold (part)

Google Class A (GOOGL) — None

Altria Group (MO) — Int/Div

Australia & NZ Bank (ANZBY) — Int/Div

BCE Inc. (BCE) — Int/Div

CDK Global (CDK) — Int/Div — from line 69) — Part VII

Chevron Corp (CVX) — Int/Div — Buy — Part VII

Chevron Corp (CVX) — Buy (add'l)

Chevron Corp (CVX) — Buy (add'l)

Chubb Group (CB) — Int/Div

Coca-Cola Company (KO) — Int/Div

Schwab Value Advantage Money Fund (SWVXX) — Interest

Columbia Large Cap Enhan Core FD INMIMX) — Int/Div

Costco Wholesale Corp (COST) — Int/Div

Energy Transfer Partners (ETP) — None

Engility Holdimgs (EGL) — Int/Div

Exxon Mobil (XOM) — Int/Div

Generac Holdings (GNRC) — Int/Div

Intel Corp (INTC) — Int/Div

LVMH Moet Hennessy (LVMLY) — Int/Div

Martina Marietta Materials Inc (MLM) — Int/Div

Mastercard Inc (MA) — Int/Div

Mondelez International Inc (MDLZ) — Int/Div

Philip Morris Intl (PM) — Int/Div

Principal Financial Group (PFG) — Int/Div

T Rowe Price Group (TROW) — Int/Div

Walter Energy. Inc (WLT) — Int/Div

Trustee, Trust No.

Partner, vanous Howard Rice Investment Funds, Howard Rice Investment Funds, 01-09

Agreement — 1/198 — Family Trust

Agreement — 3/1/98 — Filer and Howard Rice et al,

Reimbursement — California Bankruptcy Forum — May 15-17, 2015 — Napa, CA — Attend Annual meeting CBF, Make Presentations — One Nights Hotel, Meals

Spouse's income — 2015 — The Permanente Medical Group--Salary

1. With respect to Part VII, line 12, my former law firm, Howard Rice et al., sometimes received additional or alternative compensation from clients m the form

of equity interests in the client. At the end of each calendar year the firm would form a partnership to hold the equity interests so acquired during that year for the

benefit of the equity holders in the law firm, and the various partnership entities listed in lines 5-13 of Part VII represent the Howard Rice partnerships in which |

had an equity interest when 1 left the firm to become a Bankruptcy Judge. Tn general, | have assigned a fairly nominal "value" to my interests in these partnerships

because, absent a liquidity event, they have little value per se. In the fall of 2015, one of the companies in which the firm had an equity interest that was held

in the Howard Rice Investment Fund 08 had a liquidity event, and the successor law firm (Amold & Porter) received a distribution from the entity in the form

of cash, that was then distributed to the holders of the equity interests in Howard Rice Investment Fund 08, | received a check from the firm in the approximate

amount of $44,000 on November 17, 2015. This blessed and extraordinary result notwithstanding, the assets remaining in the 08 Fund, as well as the assets in the

remaning Howard Rice Investment Funds, remain illiquid and therfore, in my mind, of uncertain but likely miniscule value, and 1 have not altered the year-end

amount values for any of these investments.

2. With respect to Part VII, line |8, this asset refers to a liece of real property in Ventura, California in which my wife holds a one-third interest, along with her

two sisters, via inheritance (it's their deceased mother’s former residence), The property is rented out to third parties, and my wife receives one-third of the rent

received. The amount value for income received during the year 2015 decreased because the tenant at the commencement of the year moved out during the year,

and the property was vacant (and no rent was generated) for several months during 2015.

3. With respect to Part VIL, lines 20 and 21, my wife simply closed out two Wells Fargo deposit accounts in May 2015, and moved the funds into Schwab Money

Market Funds (see explanation of lines 27-31 below).

4. Wiih respect to Part VII, lines 27-31, these entries reflect two transucations involving the funds from the closing of the Wells Fargo deposit accounts referenced

at "3" above. On May 6, 2015, my wife closed the Wells Fargo accounts and transferred the proceeds, about $27,000 to Schwab Money Market Fund (S&P 500

Index) SMWXX (line 28). Om August 3, 2015, my wife transferred about $5000 of the funds in Schwab Money Market Fund (S&P S00 Index) SMWXX to

Schwab Money Market Fund (S&P 500 Index) SWPPX (lines 29 and 31).

5. With respect to Part VIL, lines 51 and 52, on December 18, 2015, the entity that manages the Kaiser Foundation Health Plan retirement account in which my

wife has an interest transferred moneys that had been held for retirees in a "KP Growth Equity Fund” into a "Vanguard Prime Cap Fund Admiral” fund.

6. With respect to Part VII, line 69, in addition to the sales activity reported there, on September 24, 2014, ADP also spun off a division of its enterprise, and in the

process acquired an interest in CDK Global. As a result of this spin-off, T obtained 4 small interest in CDK Global, which, while accurately reflected on line 171

of my 2015 Report, should have been reflected on my 2014 Report. The omission was completely inadvertent and 1 apologize for the error.

7. With respect to Part VII, line 172, I acquired my interest in Chevron on three dates during 2015, April 15 (50 shares), May 4 (75 shares), and November 1 (50

shares). Threse transactions are now reflected in Part VII, Jines 172-174. 1 have also corrected the aggregate value of the ineterest from Column "C™ "2" from "J"

to "K".