Mary Patricia Gorman

Nuveen Municipal Market Opportunity Fund, Inc. — Int/Div

Trust #1 - Checking account at JPMorgan Chase — None

Trust #1 - Whole life policy with Gen. Amer. Life — Int/Div

Trust #2 - Checking account at JPMorgan Chase — None

Trust #2 « Whole life. policy with Gen Amer. Life — Int/Div

Whole life ins. Policy with Northwestern Mutual Life Ins. — None

FMI FDS Focus Fund (FM10X) — None — Sold

Artio Glob Invt Fd Intl Eq (JETIX) f/k/a Artio Intl Eq Fd — Int/Div

Legg Mason Value Trust Fund (LMNVX) — None

Royce Premier Fund (RPRWX) — None — Sold

Goldman Sachs Tr. Finl. Square Mmkt Fund (FSMXX) — Int/Div

T. Rowe Price Mid-Cap Growth Fund (RPMGX) — None — Sold

Advisors Inner Circle f/k/a Cambiar Opportunity Fund — Int/Div

Advisors Inner Circle f/k/a Cambiar Opportunity Fund — Sold (part)

T. Rowe Price Equity Income Fund (PRFDX) — None — Sold

JP Morgan/Chase - Checking account — None

JP Morgan/Chase - Money market account — Interest

Lord Abbett High Yield Muni Bond Fund — Int/Div

Delaware Group Adviser FDS Income US Growth Fund (DELTX) — Int/Div

Delaware Group Adviser FDS Income US Growth Fund (DELTX) — Sold (part)

DWS Dreman Small Cap Value Fund (KDSSX) — Int/Div

Park Ave Emerging Markets Fund (GBEMX). f/k/a RS Invst, Fund — None

John Hancock Classic Value Fund JCVIX) — Int/Div

John Hancock Classic Value Fund JCVIX) — Buy (add'l)

Harbor International Fund (HAINX) — Int/Div

Harbor International Fund (HAINX) — Sold (part)

Hotchkis & Wiley Mid Cap Value Fund (HWMIX) — Int/Div

Oppenheimer Intl Growth Fund (OIGYX) — Int/Div

Oppenheimer Intl Growth Fund (OIGYX) — Sold (part)

Quantitative Foreign Value Fund (QFVOX) — None — Sold

Security Equity Mid Cap Value Fund (SEVAX) — Int/Div

Touchstone Large Cap Growth Fund (RPMGX) — Int/Div

Wells Fargo Small Cap Growth Fund {WMNIX) n/k/a WF Emerging — Int/Div

Wells Fargo Small Cap Growth Fund {WMNIX) n/k/a WF Emerging — Buy (add'l)

Blackrock Funds Large Cap Value Fund (IMDLVX) — None — Sold

Pacific One Annuity Contract — None

Fidelity Advisor Ser Leveraged Co Stock Fund (FLVIX) — None — Sold

Morgan Stanley Bank Money Market Fund — Int/Div

Oppenheimer Developing Mkts A {ODMAX) — Int/Div — Sold (part)

Oppenheimer Developing Mkts A {ODMAX) — Sold

Ivy Glob Natl Resources A (IGNAX) — Int/Div — Buy (add'l)

Ivy Glob Natl Resources A (IGNAX) — Sold (part)

Ivy Glob Natl Resources A (IGNAX) — Buy (add'l)

Ivy Glob Natl Resources A (IGNAX) — Buy (add'l)

Ivy Glob Natl Resources A (IGNAX) — Sold (part)

Ivy Glob Natl Resources A (IGNAX) — Buy (add'l)

Alger Small Midcap Growth A (ALMAX) — Int/Div

Alger Small Midcap Growth A (ALMAX) — Buy (add'l)

Alger Small Midcap Growth A (ALMAX) — Buy (add'l)

Ivy Asset Strategy A (WASAX) — None

Ivy Asset Strategy A (WASAX) — Sold (part)

Ivy Asset Strategy A (WASAX) — Buy (add'l)

Royce Low-Priced Stock Sve (RYLPX) — Int/Div

Royce Low-Priced Stock Sve (RYLPX) — Buy (add'l)

Royce Low-Priced Stock Sve (RYLPX) — Buy (add'l)

Royce Low-Priced Stock Sve (RYLPX) — Buy (add'l)

Lazard Emerging Markets Open (LZOEX) — None — Sold

IShares S&P Growth Index (IVW) — None — Buy (add'l)

IShares S&P Growth Index (IVW) — Buy (add'l)

IShares S&P Growth Index (IVW) — Sold (part)

IShares S&P Growth Index (IVW) — Buy (add'l)

IShares S&P S00 Value Index (IVE) — None — Buy (add'l)

IShares S&P S00 Value Index (IVE) — Sold (part)

IShares S&P S00 Value Index (IVE) — Buy (add'l)

IShares S&P S00 Value Index (IVE) — Buy (add'l)

Managers Timessq M.C. Grw-Pr (TMDPX) — None — Sold

Harbor Fund Cap Apprec Fd (HACAX) — None

Pimco Commod Real Return Strat Fd (PCRIX) — Int/Div

Pioneer Fund CL-Y (PYODX) — None — Sold

AIM Global Real Estate Fd C1 Y (ARGYX) — None

Blackrock Large Cap Core Fd (MALRX) — None — Sold

Morgan Stanley Instl Fund Mid Cap IMPEGX) — None

Morgan Stanley Instl Fund Mid Cap IMPEGX) — Sold (part)

DWS Enhanced Commodity Strat A (SKNRX) — None

DWS Enhanced Commodity Strat A (SKNRX) — Buy (add'l)

Henderson International Opportunities A (HFOAX) — Int/Div — Sold

Henderson Global Technology A (HFGAX) — None

Henderson Global Technology A (HFGAX) — Sold (part)

Henderson Global Technology A (HFGAX) — Sold (part)

Henderson Global Technology A (HFGAX) — Buy (add'l)

Henderson European Focus A (HFEAX) — None — Sold

DWS Dreman Intl Value A (DNVAX) — None

DWS Dreman Intl Value A (DNVAX) — Sold (part)

DWS Dreman Intl Value A (DNVAX) — Sold (part)

Lord Abbett Intl Core Eqi A (LICAX) — None — Sold

Lord Abbett Dev Local Mkts A (LDMAX) — None — Sold

MFS Intl New Discovery A (MIDAX) — Int/Div

MFS Intl New Discovery A (MIDAX) — Sold (part)

Invesco Real Estate A (IARAX) — None — Sold

Proshares Short 20+ Treasury (TBF) — None — Sold

Wells Fargo Emerg Mkts Eq A (EMGAX) — None — Buy (add'l)

Wells Fargo Emerg Mkts Eq A (EMGAX) — Sold (part)

Wells Fargo Emerg Mkts Eq A (EMGAX) — Buy (add'l)

Wells Fargo Emerg Mkts Eq A (EMGAX) — Sold (part)

DWS Enhanced Commodity Strat A (SKSRX) — None — Buy

DWS Enhanced Commodity Strat A (SKSRX) — Sold (part)

DWS Enhanced Commodity Strat A (SKSRX) — Buy (add'l)

Lord Abbeth Short Duration Inc A (LDLFX) — None — Buy

Principal Real Estate Sec A (PRRAX) — None — Buy

MFS Equity Opportunities A (SRFAX) — None — Buy

Managers AMG Fds Timesquare Mid Cap Growth FD (TMDPX) — Int/Div — Buy

William Blair Funds Intl Growth Fd (BIGIX) — Int/Div — Buy

William Blair Funds Intl Growth Fd (BIGIX) — Sold (part)

Dreyfus Appreciation Fund (DGAGX) — Int/Div — Buy

Dreyfus Appreciation Fund (DGAGX) — Sold (part)

Keely Funds Small Cap Value Fd (KSCIX) — None — Buy

Sentinal Mutual Funds Small Co. (SIGWX) — Int/Div — Buy

Sentinal Mutual Funds Small Co. (SIGWX) — Sold (part)

Board member and treasurer, Homeowners Association, IHinois, Non-profit corporation.