Carol Bagley Amon
2016Annual
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Pull out the substance of this filing.
What was filed
217
investments
0
positions
2
gifts
0
agreements
1
debts
1
reimbursements
0
income
1
spouse income
Named parties
- New York Intellectual Property Law Association
- Federal Bar Council
- Passumpic Bank
- Pepperdine University School of Law
- Self-employed attorney - law partnersiup distribution
As filed
RA Accts Citibank, B'klyn, NY Fidelity Ad. DynamicCapAppFud — Int/Div
Law Partmership, Cap Acct — None
Thomas G. Amon Pension Plan — Interest
Thomas G. Amon PrfShr Plan — Interest
Citibank N.A.. Money Market — Interest
Fidelity Contra Fund 11 — None — Sold
Fidelity Independence Fund — None — Sold
Invesco/Midcap Growth — Int/Div
Fidelity Ad. Equity Growth — Int/Div
Fidelty Ad. Tech Fund — Int/Div
Legg Mason Partners Financial Services Fund B — None — Sold
Legg Mason Partners Large Cap Value Fund B — None — Sold
MFS Moderate Allocation — Int/Div
Chase Select Checking — Interest
Encore Networks, Inc. (See VID — None
Rental Property Newport, VT (See VIII) — Reat
AXA Equitable Variable Life Policy (See vin — Interest
Aim Technology — Int/Div
Sonic Mountain, Inc — None
Citibank CD — Interest
Johnson & Johnson — Int/Div
Spoleto Corp. (See VIII) — Interest
Pimco Total Return Fund (Bonds) — Interest
Franklin Rising Dividends FD Class A — Int/Div
Walnut Street Finance, LLC — Interest — Buy
Military Talent Group, Inc — None — Buy
JP Morgan Chase Brokerage Account # Header (See VII
Altera Group Inc (See VII) — Int/Div — Sold (part)
Exxon — Int/Div — Sold (part)
CMS Energy — Int/Div — Sold (part)
Metlife — Int/Div — Sold (part)
Xcel Energy — Int/Div — Sold (part)
VF Comp — Int/Div — Sold (part)
ACE Lud. — Int/Div — Sold (part)
Kimberly Clark Corp — None — Sold (part)
William Companies — None — Sold
3M Co. — Int/Div — Sold (part)
Arthur Gallagher Co — Int/Div — Sold (part)
Gilead Sciences Inc — Int/Div — Buy
Gilead Sciences Inc — Sold (part)
Automatic Data — Int/Div — Sold (part)
Bank of America Corp — Int/Div
California Resources Corp — Sold
Chevron Corp. — Int/Div — Sold (part)
Cincinnati Financial Corp. — Int/Div — Sold (part)
Cinemark Holding Inc — Int/Div — Sold (part)
CME Group, Inc. (See VIII) — Int/Div — Sold (part)
Coca-Cola Co. (See VIII — Int/Div — Sold (part)
Coca-Cola Enterprises {See VIII) — Int/Div — Sold
Conoco Phillips (See VIII) — Int/Div — Sold (part)
Cullen Frost — Int/Div — Sold (part)
Hershey Company (See VII) — Int/Div — Sold
Home Depot. Inc. (See VIII — Int/Div — Sold (part)
KLA-Tencor Corp. — Distribution — Sold (part)
L Brands Inc — Distribution — Sold (part)
M&T Bank Comp. — Int/Div — Sold (part)
Merk & Co. Inc — Int/Div — Sold (part)
Microsoft Corp — Int/Div — Sold (part)
Mondelez Int — Int/Div — Sold (part)
Nisource Services Inc. (previously NsourcE) — Int/Div — Sold (part)
Pfizer Inc — Int/Div — Sold (part)
Phillip Morris Int'l — None — Sold
PPG Industries. Inc — Int/Div — Sold (part)
Procter & Gamble Co — Int/Div — Sold (part)
Republic Services Inc — None — Buy
Republic Services Inc — None — Sold (part)
Snap On — Int/Div — Sold (part)
T. Rowe Price Group Inc — Int/Div — Sold (part)
The Travelers Companies Inc — Int/Div — Sold (part)
Time Warner Inc — Int/Div — Sold (part)
Validus Holdings Lud. — Int/Div — Sold (part)
Verizon Communications — Int/Div — Sold (part)
Wilham Sonoma Inc. (See VIII — None — Sold
Wells Fargo & Co. — Int/Div — Sold (part)
Texas Instruments — Int/Div — Sold (part)
Johnson & Johnson (See VII — Int/Div — Sold (part)
Abbvie, Inc. (See VIII) — Int/Div — Sold (part)
Fudehity Nat'l Information — Int/Div — Sold (part)
Occidental Petroleum — Int/Div — Sold (part)
Edison Int] — Int/Div — Sold (part)
PNC Fin, Services Inc — Int/Div — Sold (part)
Bristol Mevers Squibb — Int/Div — Sold (part)
llinois Tool Works — Int/Div — Sold (part)
DTE Energy Co. (See VIII) — Int/Div — Sold (part)
Accenture PLC — Int/Div — Sold (part)
Air Products & Chemicals. Inc. (See VID — None — Sold
Analog Devices (See VIII) — Int/Div — Sold (part)
BB&T Corp — Int/Div — Sold (part)
Marathon Petroleum (See VII — None — Sold
Northem Trust Corp, — Int/Div — Sold (part)
US Bancorp Del — Int/Div — Sold (part)
Comcast Corporation — Int/Div — Sold (part)
Dr. Pepper Snapple Group — Int/Div — Sold (part)
Honeywell Intl — Int/Div — Sold (part)
Eli Lilly (See VIII) — Int/Div — Sold (part)
Columbia Pipeline Group (See VIII) — Int/Div — Sold
IP Morgan Chase Brokerage Account # 2 Header (See VIID (TGA)
United Overseas Bank Lid — Int/Div
Vermilion Energy Inc — Int/Div
Astrazeneca — Int/Div
Ball Corp. — None — Buy
Ball Corp. — None — Sold
Roche Holdings — Int/Div
Smiths Group PLC — Int/Div
Bayer A.G — Int/Div — Sold
BHP Lud — Int/Div
BNP Paribas — Int/Div
BOC Hong Kong Holdings — Int/Div
British American Tobacco — Distribution
CNOOC Lid — Int/Div
Deutsche Telecom — Int/Div — Sold (part)
Deutsche Post — Int/Div — Sold
Diageo PLC - Sponsored ADR — Int/Div
Engie — Int/Div
Glaxo Smith Kline — Int/Div
Imperial Brands PLC — Int/Div — Sold (part)
ING Groep NV - Sponsored — None
Japan Tobacco — Int/Div — Sold
JPM Tax Free — Int/Div
MTN Group Ltd — None — Sold
Muenchener Rueck — Int/Div — Sold
Nestle SA — Int/Div — Sold (part)
Nippon Tel — Int/Div — Sold (part)
Novartis — Int/Div
Orkla ASA — Int/Div — Sold (part)
Prosicbensat Media SE — Int/Div
Rexam Holdings LP — Iistnbution — Sold
Roval Dutch Shell PLC — Int/Div
Sanofi — Int/Div — Sold
Siemans Ag — Int/Div
Singpore Telecom — Int/Div — Sold (part)
Sonic Healthcare Lid — Int/Div
SSE PLC (See VID — Int/Div — Sold (part)
Statoil ASA (See VII) — Int/Div — Sold (part)
Telefonica Brasil SA — None
PT Telekomunikas: Ind — Int/Div
Total SA — Int/Div
Umilever NV — Int/Div — Sold (part)
Vodafone Group, PLC — Int/Div — Sold (part)
Zurich Insurance Group — Int/Div — Sold (part)
Honda Motors — Int/Div — Sold (part)
UBS Group — Int/Div
BCE Inc — Int/Div
BAE Systems — Int/Div
ABB Lud — Int/Div
Michelin — Int/Div — Sold
Manulife Financial Corp. — Int/Div
MMC Norilsk Nickel PISC — None
Alhanz - SE — None — Sold
JP Morgan Chase Brokerage Account # 3 Header (See VIID (CBA)
Wisconsin Energy — Int/Div — Sold
Int'l Paper — Int/Div — Sold
E. . DuPont — Int/Div — Sold
Anheuser Busch — None — Sold
Nestle SA (Sponsored ADR) — None — Sold
Wevyerheuser (Sponsored ADR) — Int/Div — Sold
Schlumberger — Int/Div — Sold
Wal-mart Stores — Int/Div — Sold
Waste Management — Int/Div — Sold
The Travelers Cos. — Int/Div — Sold
Umon Pacific — Int/Div — Sold
United Health — Int/Div — Sold
Verizon Com — Int/Div — Sold
Spectra Energy — Int/Div — Sold
Texas Instruments — Int/Div — Sold
Time Warner Inc — Int/Div — Sold
PepsiCo, Inc — Int/Div — Sold
Praxair Inc — Int/Div — Sold
Procter & Gamble — Int/Div — Sold
Qualcomm — Int/Div — Sold
Raytheon — Int/Div — Sold
MetLife (Whole Life) — Int/Div — Sold
Microsoft — Int/Div — Sold
Nextera — Int/Div — Sold
Oracle — Int/Div — Sold
PPG Industries — Int/Div — Sold
Home Depot — Int/Div — Sold
Intel Co. — Int/Div — Sold
Johnson & Johnson — Int/Div — Sold
Kimberly Clark — Int/Div — Sold
Merck & Co. — Int/Div — Sold
Comcast Corp. — Int/Div — Sold
Costco — Int/Div — Sold
Ecolab Inc — Int/Div — Sold
Exxon Mobil — Int/Div — Sold
General Electric — Int/Div — Sold
American Tower Corp, — Int/Div — Sold
Amgen Inc — Int/Div — Sold
Chevron — Int/Div — Sold
American Express Company — Int/Div — Sold
Apple Inc — Int/Div — Sold
Automatic Data Processing Inc. (Previously ADP) — Int/Div — Sold
Bank New York Mellon Corp — Int/Div — Sold
C H Robmson Worldwide Inc — Int/Div — Sold
California Resources — Sold
Walt Disney Co. — Int/Div — Sold
Eaton Corporation PLC — None — Sold
Occidental Pet. Corp. — Int/Div — Sold
3M Company — Int/Div — Sold
United Parcel Service Inc — Int/Div — Sold
WEC Energy Group Inc — Int/Div — Sold
Chemours Company — Int/Div — Sold
JP Morgan Advisory Account 4 4 (CBA) — Int/Div
SPDR Barclays High Yield Bond ETF — None — Sold
Invesco Asia Pacific Growth — Int/Div
Double Line FDS — Int/Div
IShares Russell 2000 ETF — Int/Div
IShares New York Muni Bond — Int/Div
IShares IBOXX $ High Yield Corporate Boud ETF — Int/Div
IShares Select Dividend ETF — Int/Div
Lord Abbett Short Duration Income Fund — Int/Div
Pimco High Yield Fund — None — Sold
Pimco High Yield Fund Inst] C1 — Int/Div — Buy
Vanguard S&P 500 ETF — Int/Div
Vanguard Total Bond Market ETF — Int/Div
Powershares QQQ Trust Series — Int/Div
Guggenheim S&P 500 Equal Weight ETF — Int/Div
Gift — New York Intellectual Property Law Association — Dinner - May 6, 2016 — $500.00
Gift — Federal Bar Council — Law Day Dinner - May 3, 2016 — $500.00
Liability — Passumpic Bank — Mortgage of rental property - Newport (Part VII (Line 16)
Reimbursement — Pepperdine University School of Law — JI616-VINI6 — Malibu, CA — Lecturer — Transportation, lodging, and food
Spouse's income — 2016 — Self-employed attorney - law partnersiup distribution
Re: Part VII
Various Items on VII - Multiple transactions were made, none of which were over $1,000. Therefore, for complete reporting purposes, the most recent transaction
(even if under $1,000) was listed.
Item 15 - Market value of vested options lees exercise on 12/31/16.
Item 16 - Rental property located in City of Newport, Chittendon County, Vermont, inherited in 1994. Value at date acquired - $200,000,
Item 17. AXA Equitable Variable Life Insurance Policy - Incentive Legacy 111.
Item 22 - Asset Management Company.
Item 27 - Managed Asset Account of Spoleto Corp.
Item 73 - Sold in 2015 (See 2015 Amended Report)
Item 86 - Sold in 2014 (See 2014 Amended Report)
Item 87 - Managed Asset Account, - (TGA)
Ttem 150 - Managed Asset Account - (CBA)
Item 203 - Advisory Account - (JPMorgan Securities) (CBA)
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.