Carol Bagley Amon

2016Annual

Ask Donna

Pull out the substance of this filing.

What was filed

  • 217

    investments

  • 0

    positions

  • 2

    gifts

  • 0

    agreements

  • 1

    debts

  • 1

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • New York Intellectual Property Law Association
  • Federal Bar Council
  • Passumpic Bank
  • Pepperdine University School of Law
  • Self-employed attorney - law partnersiup distribution

As filed

RA Accts Citibank, B'klyn, NY Fidelity Ad. DynamicCapAppFud — Int/Div

Law Partmership, Cap Acct — None

Thomas G. Amon Pension Plan — Interest

Thomas G. Amon PrfShr Plan — Interest

Citibank N.A.. Money Market — Interest

Fidelity Contra Fund 11 — None — Sold

Fidelity Independence Fund — None — Sold

Invesco/Midcap Growth — Int/Div

Fidelity Ad. Equity Growth — Int/Div

Fidelty Ad. Tech Fund — Int/Div

Legg Mason Partners Financial Services Fund B — None — Sold

Legg Mason Partners Large Cap Value Fund B — None — Sold

MFS Moderate Allocation — Int/Div

Chase Select Checking — Interest

Encore Networks, Inc. (See VID — None

Rental Property Newport, VT (See VIII) — Reat

AXA Equitable Variable Life Policy (See vin — Interest

Aim Technology — Int/Div

Sonic Mountain, Inc — None

Citibank CD — Interest

Johnson & Johnson — Int/Div

Spoleto Corp. (See VIII) — Interest

Pimco Total Return Fund (Bonds) — Interest

Franklin Rising Dividends FD Class A — Int/Div

Walnut Street Finance, LLC — Interest — Buy

Military Talent Group, Inc — None — Buy

JP Morgan Chase Brokerage Account # Header (See VII

Altera Group Inc (See VII) — Int/Div — Sold (part)

Exxon — Int/Div — Sold (part)

CMS Energy — Int/Div — Sold (part)

Metlife — Int/Div — Sold (part)

Xcel Energy — Int/Div — Sold (part)

VF Comp — Int/Div — Sold (part)

ACE Lud. — Int/Div — Sold (part)

Kimberly Clark Corp — None — Sold (part)

William Companies — None — Sold

3M Co. — Int/Div — Sold (part)

Arthur Gallagher Co — Int/Div — Sold (part)

Gilead Sciences Inc — Int/Div — Buy

Gilead Sciences Inc — Sold (part)

Automatic Data — Int/Div — Sold (part)

Bank of America Corp — Int/Div

California Resources Corp — Sold

Chevron Corp. — Int/Div — Sold (part)

Cincinnati Financial Corp. — Int/Div — Sold (part)

Cinemark Holding Inc — Int/Div — Sold (part)

CME Group, Inc. (See VIII) — Int/Div — Sold (part)

Coca-Cola Co. (See VIII — Int/Div — Sold (part)

Coca-Cola Enterprises {See VIII) — Int/Div — Sold

Conoco Phillips (See VIII) — Int/Div — Sold (part)

Cullen Frost — Int/Div — Sold (part)

Hershey Company (See VII) — Int/Div — Sold

Home Depot. Inc. (See VIII — Int/Div — Sold (part)

KLA-Tencor Corp. — Distribution — Sold (part)

L Brands Inc — Distribution — Sold (part)

M&T Bank Comp. — Int/Div — Sold (part)

Merk & Co. Inc — Int/Div — Sold (part)

Microsoft Corp — Int/Div — Sold (part)

Mondelez Int — Int/Div — Sold (part)

Nisource Services Inc. (previously NsourcE) — Int/Div — Sold (part)

Pfizer Inc — Int/Div — Sold (part)

Phillip Morris Int'l — None — Sold

PPG Industries. Inc — Int/Div — Sold (part)

Procter & Gamble Co — Int/Div — Sold (part)

Republic Services Inc — None — Buy

Republic Services Inc — None — Sold (part)

Snap On — Int/Div — Sold (part)

T. Rowe Price Group Inc — Int/Div — Sold (part)

The Travelers Companies Inc — Int/Div — Sold (part)

Time Warner Inc — Int/Div — Sold (part)

Validus Holdings Lud. — Int/Div — Sold (part)

Verizon Communications — Int/Div — Sold (part)

Wilham Sonoma Inc. (See VIII — None — Sold

Wells Fargo & Co. — Int/Div — Sold (part)

Texas Instruments — Int/Div — Sold (part)

Johnson & Johnson (See VII — Int/Div — Sold (part)

Abbvie, Inc. (See VIII) — Int/Div — Sold (part)

Fudehity Nat'l Information — Int/Div — Sold (part)

Occidental Petroleum — Int/Div — Sold (part)

Edison Int] — Int/Div — Sold (part)

PNC Fin, Services Inc — Int/Div — Sold (part)

Bristol Mevers Squibb — Int/Div — Sold (part)

llinois Tool Works — Int/Div — Sold (part)

DTE Energy Co. (See VIII) — Int/Div — Sold (part)

Accenture PLC — Int/Div — Sold (part)

Air Products & Chemicals. Inc. (See VID — None — Sold

Analog Devices (See VIII) — Int/Div — Sold (part)

BB&T Corp — Int/Div — Sold (part)

Marathon Petroleum (See VII — None — Sold

Northem Trust Corp, — Int/Div — Sold (part)

US Bancorp Del — Int/Div — Sold (part)

Comcast Corporation — Int/Div — Sold (part)

Dr. Pepper Snapple Group — Int/Div — Sold (part)

Honeywell Intl — Int/Div — Sold (part)

Eli Lilly (See VIII) — Int/Div — Sold (part)

Columbia Pipeline Group (See VIII) — Int/Div — Sold

IP Morgan Chase Brokerage Account # 2 Header (See VIID (TGA)

United Overseas Bank Lid — Int/Div

Vermilion Energy Inc — Int/Div

Astrazeneca — Int/Div

Ball Corp. — None — Buy

Ball Corp. — None — Sold

Roche Holdings — Int/Div

Smiths Group PLC — Int/Div

Bayer A.G — Int/Div — Sold

BHP Lud — Int/Div

BNP Paribas — Int/Div

BOC Hong Kong Holdings — Int/Div

British American Tobacco — Distribution

CNOOC Lid — Int/Div

Deutsche Telecom — Int/Div — Sold (part)

Deutsche Post — Int/Div — Sold

Diageo PLC - Sponsored ADR — Int/Div

Engie — Int/Div

Glaxo Smith Kline — Int/Div

Imperial Brands PLC — Int/Div — Sold (part)

ING Groep NV - Sponsored — None

Japan Tobacco — Int/Div — Sold

JPM Tax Free — Int/Div

MTN Group Ltd — None — Sold

Muenchener Rueck — Int/Div — Sold

Nestle SA — Int/Div — Sold (part)

Nippon Tel — Int/Div — Sold (part)

Novartis — Int/Div

Orkla ASA — Int/Div — Sold (part)

Prosicbensat Media SE — Int/Div

Rexam Holdings LP — Iistnbution — Sold

Roval Dutch Shell PLC — Int/Div

Sanofi — Int/Div — Sold

Siemans Ag — Int/Div

Singpore Telecom — Int/Div — Sold (part)

Sonic Healthcare Lid — Int/Div

SSE PLC (See VID — Int/Div — Sold (part)

Statoil ASA (See VII) — Int/Div — Sold (part)

Telefonica Brasil SA — None

PT Telekomunikas: Ind — Int/Div

Total SA — Int/Div

Umilever NV — Int/Div — Sold (part)

Vodafone Group, PLC — Int/Div — Sold (part)

Zurich Insurance Group — Int/Div — Sold (part)

Honda Motors — Int/Div — Sold (part)

UBS Group — Int/Div

BCE Inc — Int/Div

BAE Systems — Int/Div

ABB Lud — Int/Div

Michelin — Int/Div — Sold

Manulife Financial Corp. — Int/Div

MMC Norilsk Nickel PISC — None

Alhanz - SE — None — Sold

JP Morgan Chase Brokerage Account # 3 Header (See VIID (CBA)

Wisconsin Energy — Int/Div — Sold

Int'l Paper — Int/Div — Sold

E. . DuPont — Int/Div — Sold

Anheuser Busch — None — Sold

Nestle SA (Sponsored ADR) — None — Sold

Wevyerheuser (Sponsored ADR) — Int/Div — Sold

Schlumberger — Int/Div — Sold

Wal-mart Stores — Int/Div — Sold

Waste Management — Int/Div — Sold

The Travelers Cos. — Int/Div — Sold

Umon Pacific — Int/Div — Sold

United Health — Int/Div — Sold

Verizon Com — Int/Div — Sold

Spectra Energy — Int/Div — Sold

Texas Instruments — Int/Div — Sold

Time Warner Inc — Int/Div — Sold

PepsiCo, Inc — Int/Div — Sold

Praxair Inc — Int/Div — Sold

Procter & Gamble — Int/Div — Sold

Qualcomm — Int/Div — Sold

Raytheon — Int/Div — Sold

MetLife (Whole Life) — Int/Div — Sold

Microsoft — Int/Div — Sold

Nextera — Int/Div — Sold

Oracle — Int/Div — Sold

PPG Industries — Int/Div — Sold

Home Depot — Int/Div — Sold

Intel Co. — Int/Div — Sold

Johnson & Johnson — Int/Div — Sold

Kimberly Clark — Int/Div — Sold

Merck & Co. — Int/Div — Sold

Comcast Corp. — Int/Div — Sold

Costco — Int/Div — Sold

Ecolab Inc — Int/Div — Sold

Exxon Mobil — Int/Div — Sold

General Electric — Int/Div — Sold

American Tower Corp, — Int/Div — Sold

Amgen Inc — Int/Div — Sold

Chevron — Int/Div — Sold

American Express Company — Int/Div — Sold

Apple Inc — Int/Div — Sold

Automatic Data Processing Inc. (Previously ADP) — Int/Div — Sold

Bank New York Mellon Corp — Int/Div — Sold

C H Robmson Worldwide Inc — Int/Div — Sold

California Resources — Sold

Walt Disney Co. — Int/Div — Sold

Eaton Corporation PLC — None — Sold

Occidental Pet. Corp. — Int/Div — Sold

3M Company — Int/Div — Sold

United Parcel Service Inc — Int/Div — Sold

WEC Energy Group Inc — Int/Div — Sold

Chemours Company — Int/Div — Sold

JP Morgan Advisory Account 4 4 (CBA) — Int/Div

SPDR Barclays High Yield Bond ETF — None — Sold

Invesco Asia Pacific Growth — Int/Div

Double Line FDS — Int/Div

IShares Russell 2000 ETF — Int/Div

IShares New York Muni Bond — Int/Div

IShares IBOXX $ High Yield Corporate Boud ETF — Int/Div

IShares Select Dividend ETF — Int/Div

Lord Abbett Short Duration Income Fund — Int/Div

Pimco High Yield Fund — None — Sold

Pimco High Yield Fund Inst] C1 — Int/Div — Buy

Vanguard S&P 500 ETF — Int/Div

Vanguard Total Bond Market ETF — Int/Div

Powershares QQQ Trust Series — Int/Div

Guggenheim S&P 500 Equal Weight ETF — Int/Div

Gift — New York Intellectual Property Law Association — Dinner - May 6, 2016 — $500.00

Gift — Federal Bar Council — Law Day Dinner - May 3, 2016 — $500.00

Liability — Passumpic Bank — Mortgage of rental property - Newport (Part VII (Line 16)

Reimbursement — Pepperdine University School of Law — JI616-VINI6 — Malibu, CA — Lecturer — Transportation, lodging, and food

Spouse's income — 2016 — Self-employed attorney - law partnersiup distribution

Re: Part VII

Various Items on VII - Multiple transactions were made, none of which were over $1,000. Therefore, for complete reporting purposes, the most recent transaction

(even if under $1,000) was listed.

Item 15 - Market value of vested options lees exercise on 12/31/16.

Item 16 - Rental property located in City of Newport, Chittendon County, Vermont, inherited in 1994. Value at date acquired - $200,000,

Item 17. AXA Equitable Variable Life Insurance Policy - Incentive Legacy 111.

Item 22 - Asset Management Company.

Item 27 - Managed Asset Account of Spoleto Corp.

Item 73 - Sold in 2015 (See 2015 Amended Report)

Item 86 - Sold in 2014 (See 2014 Amended Report)

Item 87 - Managed Asset Account, - (TGA)

Ttem 150 - Managed Asset Account - (CBA)

Item 203 - Advisory Account - (JPMorgan Securities) (CBA)

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.