James Maxwell Moody

2013Final

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 150

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 0

    spouse income

As filed

One Bank NA-Account — Interest

Summit Bank NA-Account — Interest

Regions Bank NA-Account — Interest

Teko Federal Credit Union-Account — Interest

Regions Bank/Morgan Keegan (IRA). Account — Int/Div

BH & M Oil Comm Stock — Int/Div

Radius Real Estate Venture — Int/Div — Buy

Header 1-1

Goldman Sachs Bank USA-Account( X) — Interest

Raymond James Bank, FSB-Account(X) — Interest

Virtus Premium Alphasector fund calss HUVAPIX) — Int/Div

Virtus Dynamic Alphsector (VIMNX) — Int/Div

Ishares MSC Eafe (EFA) — Int/Div

SPDR S&P SOO ETF (SPY) — Int/Div

First Trust ETF II Consumer (FXD) Discretionary (FXD) — Int/Div — Sold

First Trust ETF Il Consumer Staples (FXG) — Int/Div — Sold

First Trust ETF Fund 11 Alphadex Fund Amnual (FXO) — Int/Div — Sold

FIRST TRUST HEALTH CARE ALPHADEX FD ETF (FXH) — Int/Div — Sold

First Trust ETF II Indls Prod Durable Alphadex Fund (FXR) — Int/Div — Sold

First Trust ETF 1 Unhines(FXU) — Int/Div — Sold

First Trust Exchange Alphadex (FDT) — Int/Div — Sold

First Trust Exchange Alphadex Emerging( FEM) — Int/Div — Sold

Ishares TR Barclays TIPS Bd (TIP) — Int/Div — Sold

Ishares TR Iboxx Inv CPBD (LQD) — Int/Div — Sold

Isahres Barclys 7-10 YR (1EF) — Int/Div — Sold

Ishares 18 DJ US Real Est (IYR) — Int/Div — Sold

Ishares TR High Yd Corp (HYG) — Int/Div — Sold

Ishares TR Barclvs MBS BD (MBB) — Int/Div — Sold

Ishares TR Flig Rate Nt (FLOT) — Int/Div — Sold

SPDR Gold Tr Fgold Shs (GLD) — Int/Div

Ishares Emg mkts-EEM — Int/Div — Buy

Ishares Emg mkis-EEM — Int/Div — Sold

shares Eafe-EFA — Int/Div — Buy

shares Eafe-EFA — Int/Div — Sold

shares US Real-1YR — Int/Div — Buy

SPDR Gold «GLD — Int/Div — Buy

SPDR Gold <GLD — Int/Div — Sold

shares US Real-1YR — Int/Div — Sold

SPDr S& P soOetf-DPY — Int/Div — Buy

SPDr S&P S00etf-DPY — Int/Div — Sold

Virtus Premium Alphasector fund calss UVAPIX) — Int/Div — Buy

Virtus Premium Alphasector fund calss UVAPIX) — Int/Div — Sold

Virtus Dynamic Alphsector (VIMNX) — Int/Div — Buy

Virtus Dynamic Alphsector (VIMNX) — Int/Div — Sold

Header 1-2

Muni Cash Trust — Interest

Batesville Ar School Dist 001 RFDG & Const — Interest

UA FAyetvl Var Fac — Interest

AR StR Fdg Water Waste Disp & Poll CB E — Interest — Sold

AR St Univ Rev Hsg Sys FGIC B/E — Interest

NLR Hlth Fac Board Hlth Care RV Ref Baptist Hh BE — Interest — Sold

AR State High Ed Ser B — Interest

Univ of Ark Univ Rev Var Fac Fywvlle Campus A B/E FGIC — Interest

Arkadeplhia AR Pub Ed Facs Rev Ouachita Baptist Univ B/E — Interest

Rogers AR Sewere Impevt Ambac B/E — Interest

Russellevilee AR School — Interest — Sold

Bryant AR School — hy

Paris AR School — Interest

Clinton Ar School EEE — Interest — Sold

Pulaks: — Interest

El Dorado Ar Sch Dist — Interest

Little Rock Ar Hith EEE — Interest

Conway AR I — Interest — Buy

Conway AR — Interest — Buy

North Little Rock AR EE — Interest — Buy

Pulasks County — Interest — Buy

Header 1-3

Schwab Cash Money Market Fund (X) — Interest

Aloca Inc — Int

Bank of America Corp — Int/Div

Berkshire Hathaway, Inc — Int/Div

BP Amoco Spons ADR-BP — Int/Div

Cisco — Int/Div — Sold

Costco — Int/Div — Sold

FISERV. Inc — Int/Div

GlaxosmithKline — Int/Div

Lexmark Int Group — Int/Div

MGIC INvestment Corp — Int/Div

Markel Corp — Int/Div

Microsoft Corp — Int/Div

PNC Fmancial Sves Grp — Int/Div

Petroleo BRasilerio, SA — Int/Div — Sold

Phizer — Int/Div

Public Service Enterprise — Int/Div

Spectra Energy — Int/Div — Sold

Telefonica de espana SA — Int/Div

Telefonos de Mexico — Int/Div — Sold

Tim Particiacoes — Int/Div — Sold

Thomburg Income Builder CL C-TIBCX — Int/Div — Sold

Oppenheimer GLobal CL — Int/Div — Sold

Firstenergy-FE — Int/Div — Buy

Intel INTC — Int/Div — Buy

Windstream — Int/Div — Buy

Fidelity SLCT FSDPX — Int/Div — Buy

CALL-Vector group — Int/Div — Buy

Ishares silver Trust — Int/Div — Buy

US Steel — Int/Div — Buy

US Steel — Int/Div — Sold

Vector Group (VGR) — Int/Div

Header 1-4

Raymond James Bank FSB-Account — Interest

Morgan Stanley Com Stock — Int/Div

Wal-Mart Stores Com Stock — Int/Div

Discover Fiancial Sve — Int/Div

APPLE INCORPORATED (AAPL) — Int/Div

TOYOTA MOTOR CORP ™ — Int/Div

VERIZON COMMUNICATIONS INCORPORATED (VZ) — Int/Div

Header 1-5

Russellville AR School Dist Constr CFG — Interest — Sold

LR AR School District Ser B — Interest

General Motors Corp Note — Interest

Muni Cash Trust Funds — Interest

Roger AR School — Interest

General Motors Co (GM) — Int/Div

Motors Liquidation (MTLQU) — Interest

North Little Rock — Interest — Buy

Ar School Dist 5.04% IEEE — Interest

Header 2-1

Raymond James Bank, FSB — Interest

Header 2-2

Raymond James Bank, FSB — Interest

Fed Ex COmp — Int/Div

Intel — Int/Div

Qualcomm, Inc — Int/Div

Apple Inc.-AAPL — Int/Div

Merck — Int/Div

Blackstone Group LP Comm Unit Ltd-BX — Iistnbution

Header 2-3

Raymond James Bank, FSB — Interest

General Electric — Int/Div

Microsoft — Int/Div

Celegene Corp — Int/Div

Header 2-4

Raymond James Bank, FSB — Int

Goldman Sachs Bank, USA-Account — Interest

Evergreen Solar, Inc — Int/Div

AT& T Incorporated (T) — Int/Div

Apple Inc. (AAPL) — Int/Div

Conocophillips (COP) — Int/Div

Merck (MRK) — Int/Div

Phizer Inc. (PFE) — Int/Div

Phillips 66 (PSX) — Int/Div

IDeal Holding Ltd — Int/Div

Mineral mterestl)-Lafayette County Arkansas (X) — Rovalty

Rental 21-Nashville TN — Rent

First Southwest Prime Funds (Y) — Int/Div

Banco Bilbsovizcava (Y)

Contax Paratiacipacoes (Y)

Banco Santander SA STD (Y)

Plains Capital Bank-cash (Y)

Letter of Inquiry listed 5 items.

On Page 4 Item 7-Added requested information

Missing from 2012 to 2013

Page 7/#62-Please note it was listed as item #56 im 2013 report

Page 7/468-Added as Page 12/%146

Page 8/481

Please note was listed as #78 in 2013 report

Page 9/#97=Please note listed as #83 in 2013 report

LETTER OF INQUIRY DATED 12/09/14

Please note that the follwing items from the 2012 report should have been noted with the designation (Y) for the 2013 year:

#62 Banco Bilbaovizeaya

#68 Contax Paratiacipacoes

#81 Banco Santander SA STD

#87 Plains Capital Bank-cash

These items are added on line 147-150 of the 2013 report

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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