Frank S Maas

FFNOX — Int/Div

FSMKX — Int/Div

CMCSA — Int/Div

FE — Int/Div

ALU — Int/Div

7 — Int/Div

VOD — Int/Div

VZ — Int/Div

Zoetis — Int/Div

WEMMX — Int/Div

FDRXX — Interest

FMAGX — Int/Div

FIGRX — Int/Div

FSLCX — Int/Div

FDCAX — Int/Div

FONTX — Int/Div

FMOSX — Int/Div

FEQIX — Int/Div

FSICX — Int/Div

FDGFX — Int/Div

FDVLX — Int/Div

Abbott Laboratories Common — Int/Div

Abbvie Common — Int/Div

American Electrical Power Common — Int/Div

Amgen Common — None

AT&T Common — Int/Div

Bank of New York Common — Int/Div

BP Amoco PLC ADRs — Int/Div

ChevronTexaco Common — Int/Div

Comcast Corp. Class A Common — Int/Div

Conoco Class B Common — Int/Div

Dommion Resources Common — Int/Div

DuPont Common — Int/Div

Exelon Common — Int/Div

Exxon Mobil Common — Int/Div

Fairpoint Commumcations Common — Int/Div

Frontier Communications — Int/Div

General Electric Common — Int/Div

General Mills Common — Int/Div

Hospira Common — None

Idearc Common — None

International Business Machines Common — Int/Div

JP Morgan/Chase Common — Int/Div

Montsanto Common — Int/Div

OGE Energy Corp Common — Int/Div

Phzer Common — Int/Div

Phillips 66 Common — Int/Div

Plains All American Pipelines LP Unit Ltd P'Ship Interest — None

PP&L Resources Common — Int/Div

Verizon Communications Common — Int/Div

Vodaphone PLC New Group — Int/Div

Wells Fargo — Int/Div

Weyerhaeuser Common — Int/Div

Zoetis Common — Int/Div

Fidelity NY Muni Money Market Fund — Int/Div

Fidelity Tax-FreeMoney Market Fund — Int/Div

Alliance Municipal Income Fund--NY Portfolio, Class A — Int/Div

Alliance Bond Fund US Gov't Portfolio Class A — Int/Div

Frunklin Insured NY Tax Free Income Fund — Int/Div

Franklin NY Tax Free Income Fund — Int/Div

Putnam Amer. Gov't Income Fund Class A — Int/Div

NY Insured Municipals Income Trust — Int/Div

Express Scripts Holding Co Common — Int/Div

Frontier Communications Common — Int/Div

GE Common — Int/Div

Medco Health Solutions Common

Merck Common — Int/Div

Pfizer Common — Int/Div

Sensient Common — Int/Div

Cisco Common — None

Citigroup Common — None

JP Morgan/Chase Common — Int/Div

Travelers Common — Int/Div

Western Asset NY Municipal Fund Class A — Int/Div

FMOXX — Int/Div

New York City Deferred Compensation Plan (4s — Int/Div

Fidelity Value (IRA) — Int/Div

Oppenheimer Money Market Fund (IRA) — Int/Div

Oppenheiner Capital Appreciation Fund (IRAXF) — Int/Div

Citibank Money Market Account (IRA) — Interest

Citibank Checking — None

Citibunk Savings — Interest

TIAA-CREF Retirement Account — Int/Div

FNYXX()) — Int/Div

TD Bank Checking (F) — Int/Div

JP Morgan Chase Checking — Interest

JP Morgan Chase Checking (F) — Interest

Vice President

Member, Executive Committee, New York State Bar Association, Commercial and Federal Litigation Section

Reimbursement — Georgetown University — 11/19-21 — Tysons Comer, Virgina — Conterence speaker — Food, Transportation and Lodging

Reimbursement — Sedona Conference — 11/4-7 — New Orleans, Louisiana — Conference speaker — Food, Transportation and Lodging

Reimbursement — E-Discovery Institute — 1015-17 — Fort Lauderdale, Flonda — Conference speaker — Food, Transportation and Lodging

Reimbursement — Conference on Preservation Excellence — 99.11 — Portland, Oregon — Conference speaker — Food, Transportation and Lodging

Reimbursement — Information Governance Retreat

Reimbursement — Deloitte Symposium for Government Agnecies — 5/14-15 — Washington, DC — Conference speaker — Food, Transportation and Lodging

Reimbursement — RSA Conference — 2/26-26 — San Francisco, Califorma — Conference speaker — Food, Transportation and Lodging

Part VII: Line 15: Fairpoint Communications, which is shown on a brokerage statement, has no value and pays no dividends. Accordingly, | will not include it on

future reports,

Line 45: Medco Health Solutions merged wtih Experss Scripts Holding in April 2012. I added Express Scripts but neglected to delete Medco. In view of the

merger, | will not report Medco on future reports,