Sonia Sotomayor

Capital One Bank Account {formerly ING Direct) — Interest

Citibank, NA. Accounts — Interest

Morgan Stanley Bank, NA (H) — Interest

Pimco Total Return Fund - A — Int/Div — Sold

Templeton Global Bond A Fund — Int/Div

Columbia TRI LC Growth Class A MF Fund — Int/Div

Nuveen NWQ Large Cap Value A Fund — Int/Div

Thomburg IN Growth A Fund — Int/Div

Franklin FLTG RT DLY Access A Common — Int/Div — Buy

Morgan Stanley Bank, NA (IRA) (H) — Interest

Blackrock GLB Allocation FD Class A (IRA) — Int/Div

Pimco Unconstrained BDA (IRA) — Int/Div — Buy

Rental Property #1, New York, NY Appraised 2012 — Reat

Liability — Discover — Retail Credit Card

Liability — Visa — Retail Credit Card

Liability — Master Card — Ret] Credit Card

Liability — American Express — Retail Credit Card

Liability — Morgan Chase, NA — Mortgage on Rental Property #1, New York, New York (Pr VIL line 13)

Reimbursement — Hostos Commumty College — 2/213 — Bronx, NY — Question and Answer Discussion — transportabon and meals

Reimbursement — Ralph L. Carr Judicial Center — 5/1 - 572013 — Denver, CO — Keynote Address — transportion, lodging and meals

Reimbursement — Cardmal Spellman High School — 5/30 -6/2/13 — Bronx, NY — Commencement Speech and meeting with students — trunsportation and meals

Reimbursement — Marymount School — 611 - 6/12/13 — New York, NY — Commencement Address — transportation and meals

Reimbursement — K. Gould Award and Discussion with students

Reimbursement — University of Delaware — 9/19/13 — Wilmington, DE — Queshon and Answer Discussin with students — transportation and meals

Reimbursement — Harvard Umversity — 10/0 «100313 — Cambridge, MA — Acceptance of DuBois Medal — trunsportabon, lodgmg and meals

Part 111 - As | received no "Non-Investment Income” in 2013, Part 111 is marked "None". | have been advised by the Knopf Doubleday Group, publisher of

my memoir, "My Beloved World", that it disbursed $26,858 49 during 2013 to promote the sale of the memoir. Those disbursements included the payment of

expenses to third parties (e.g. transportation and lodging) in support of appearances 1 made in various locations in the United States, including a trip to Puerto Rico

in April 2013.

1 have also been advised that Vintage Books, an affiliate of Knopf Doubleday Group, disbursed $2,369.80 during 2013 to support the promotion of the paperback

edition of "My Beloved World", which was released in January, 2014.

-Part IV, Item 1. - In conjunction with my visit to Hostos Community College, Knopf Doubleday Group sponsored 4 sales promotion of "My Beloved World”.

= Part V, Gifts - During 2013 many people sent me gifts of books, art, jewelry and memorabilia. | have no reason to believe that any of those items exceeded the

$350.00 limit. If | should learn otherwise, | will amend this form,