Srikanth Srinivasan

Brinker Destinations IRA

Fidelity Spartan 500 Index (FUSVX) — Int/Div — Sold (part)

Aston/River Road Independent Value (ARIVX) — None

Avenue Credit Strategies Investor (ACSAX) — Int/Div

Legg Mason Clearbridge Small Cap Growth (SASMX) — None — Sold (part)

Legg Mason Clearbridge Small Cap Growth (SASMX) — Sold

Columbia Dividend Opportunity (INUTX) — Int/Div — Sold (part)

Columbia Dividend Opportunity (INUTX) — Sold (part)

Columbia Dividend Opportunity (INUTX) — Sold (part)

Columbia Select Large Cap Growth (ELGAX) — Int/Div — Sold (part)

Columbia Select Large Cap Growth (ELGAX) — Buy (add'l)

Delaware Value (DDVAX) — Int/Div — Sold (part)

Delaware Value (DDVAX) — Buy (add'l)

Doubleline Total Return Bond (DLTNX) — Int/Div

Drevius Bond Market Index (DBMIX) — Int/Div — Buy (add'l)

Drevius Bond Market Index (DBMIX) — Buy (add'l)

Dnehaus Active Income (LCMAX) — Int/Div — Buy (add'l)

Dnehaus Active Income (LCMAX) — Buy (add'l)

Listed Private Equity (LPEFX) — Int/Div

Forward EM Corporate Debt (FFXRX) — Int/Div — Sold (part)

Forward EM Corporate Debt (FFXRX) — Sold (part)

MFS International Value (MGIAX) — Int/Div — Buy (add'l)

T. Rowe Price Growth Stock (TRSAX) — Int/Div — Sold (part)

RS Global Natural Resources (RSNRX) — None — Buy (add'l)

Ridgeworth Mid Cap Value (SMVTX) — Int/Div — Sold (part)

Rivernorth Core Opportunity (RNCOX) — Int/Div — Sold (part)

Rivernorth Core Opportunity (RNCOX) — Buy (add'l)

Riverpark Strategic Income (RSIVX) — Int/Div — Buy (add'l)

Riverpark Strategic Income (RSIVX) — Sold (part)

T. Rowe Price Intl Stock (PAITX) — Int/Div — Buy (add'l)

TCW Relative Value Dividend Apprec (TGIGX) — Int/Div — Sold (part)

TCW Relative Value Dividend Apprec (TGIGX) — Buy (add'l)

Touchstone Focused (TFOAX) — Int/Div — Sold (part)

Touchstone Focused (TFOAX) — Buy (add'l)

Wasatch Intemational Opportunities (WAIOX) — Int/Div — Buy (add'l)

Wasatch Intemational Opportunities (WAIOX) — Buy (add'l)

Wasatch Frontier Emerging Small Cos (WAFMX) — Int/Div — Sold (part)

Fidelity Cash Reserves (FDRXX) — Int/Div

Baron Emerging Markets (BEXFX) — Int/Div

Dnehaus Event Driven (DEVDX) — Int/Div — Buy (add'l)

Lege Mason BW Absolute Return Opportunities (LROAX) — Int/Div — Buy (add'l)

Lege Mason BW Absolute Return Opportunities (LROAX) — Sold (part)

Undiscovered Manager Behavioral Value (UBVAX) — Int/Div — Buy (add'l)

Undiscovered Manager Behavioral Value (UBVAX) — Buy (add'l)

Driehaus Micro Cap Growth Fund (DMCRX) — Int/Div — Buy

Trust #1 - Brinker Destinations Brokerage Account

Fidelity Spartan 500 Index (FUSVX) — Int/Div

Fidelity Intermediate Muni Income (FLTMX) — Int/Div

Aston/River Road Independent Value (ARIVX) — None

Avenue Credit Strategies (ACSAX) — Int/Div

Legg Mason Clearbridge Small Cap Growth (SASMX) — None — Sold

Columbia Dividend Opportunity (INUTX) — Int/Div — Sold (part)

Columbia Select Large Cap Growth (ELGAX) — Int/Div — Buy (add'l)

Delaware Value (DDVAX) — Int/Div

Doubleline Total Return Bond (DLTNX) — Int/Div

Dnehaus Active Income (LCMAX) — Int/Div

Listed Private Equity (LPEFX) — Int/Div

Forward EM Corporate Debt (FFXRX) — None — Sold

MFS International Value (MGIAX) — Int/Div

Northern Interm Tax Exempt (NOITX) — Int/Div

T. Rowe Price Growth Stock Advisor ({TRSAX) — Int/Div

RS Global Natural Resources (RSNRX) — None

Ridgeworth Mid Cap Value Equity (SMVTX) — Int/Div

Rivernorth Core Opportunity (RNCOX) — Int/Div — Buy (add'l)

T. Rowe Price Intl Stock Advisor (PAITX) — Int/Div

TCW Relative Value Dividend Apprec (1GIGX) — Int/Div — Buy (add'l)

Touchstone Focused (TFOAX) — Int/Div — Buy (add'l)

Wasatch International Opportunities (WAIOX) — Int/Div

Wasatch Frontier Emerging Small Cos (WAFMX) — Int/Div

Fidelity Cash Reserves (FDRXX) — Int/Div

Riverpark Strategic Income (RSIVX) — Int/Div

Baron Emergmg Markets (BEXFX) — Int/Div

Dnehaus Event Driven (DEVDX) — None

Legg Mason BW Absolute Return Opportunities (LROAX) — Int/Div

Undiscovered Manager Behavioral Value (UBVAX) — Int/Div

Driehaus Micro Cap Growth (DMCRX) — Int/Div — Buy

Amencan Funds Roth IRA

Amencan Funds AMCAP A (AMCPX) — Int/Div

American Funds New World A (NEWFX) — Int/Div

American Funds Small Cap World A (SMCWX) — Int/Div

American Funds Capital World Growth & Income A (ICWGIX) — Int/Div

American Funds Washington Mutual A (AWSHX) — Int/Div

American Funds Income Fund of America A (AMECX) — Int/Div

Wells Fargo Checking Account — Interest

American Funds College Savings Plan (529) #1

College 2021 Fund 529A — Int/Div

College 2024 Fund 529A — Int/Div

American Funds College Savings Plan (529) “2

College 2021 Fund 529A — Int/Div

College 2024 Fund 529A — Int/Div

Mass Mutual Variable Life Insurance Policy

Mass Mutual VUL Guard Guaranteed Account — Interest

Deutsche Small Cap Index (formerly DWS Small Cap Index) — None

Mass Mutual VUL Guard Small Cap Equity — None

Adpmunct Professor of Law, Georgetown University Law Center

President-elect, Edward Coke Appellate Ton of Court

Trustee/Grantor, Trust #]

Adviser, Amencan Law Institute

Agreement — 2015 — Georgetown University Law Center - Teaching m 2016

Reimbursement — Yale Law School American Constitution Society — April 7-8, 2015 — New Haven, CT — Q&A panel with students — Transportation, food, hotel

Reimbursement — Law Review Centennial Celebration

Reimbursement — South Asian Bar Association of North America — June 13-14, 2018 — Orlando, FL — Interview event for SABA national convention — Transportation, food, hotel

Reimbursement — South Asn Bar Association of Northem California — September 3-6, 2015 — Menlo Park. CA — Interview event with SABA members — Transportation, food

Reimbursement — South Asian Bar Association of Sun Diego — October 10-11, 2015 — San Diego, CA — Keynote interview for annual dinner — Transportation, food, hotel

Reimbursement — American Law Institute — October 21-22. 2015 — Philadelphia, PA — Advisers meeting lor project on Conflict of Laws — Transportation, food, hotel

Reimbursement — Yale Law School — November 19-20, 2018 — New Haven, C1 — Moot court udging — Transportation, food, hotel

Part | (Positions)Part VII (Investments and Trusts): In 2015, | created a trust that now contains my Brinker Destinations Brokerage Account and its assets.

Part VII: In last year's report, the ticker symbol for Baron Emerging Markets Fund was inadvertently listed as BEXIX instead of BEXFX