Veronica L. Duffy

Wells Fargo (various accounts) — Interest

Brokerage Acct #1 (H)

Franklin Income Fund Class A — Int/Div

Fundamental Inv. Inc. CL C — Int/Div

Brokerage Acct #2 (H)

Frunklin Income Fund Class € — Int/Div

American Funds, Growth Fund America Class C — Int/Div

Hartford Mut Fds Inc Balanced Income Fd CIC — Int/Div — Buy

American Funds: Investment Co. of Amenca Class A — Int/Div

Brokerage Acct #3 (H)

Franklin Income Fund Class A — Int/Div — Buy (add'l)

American Funds: Investment Co. of Amenca Class B — Int/Div

IRA Z(H)

Goldman Financial Sq. Govt Fund #465 (cush/sweep account) — Int./y

Capital One Financial Corp — None — Buy

Emerson Electric Co — None — Buy

Fortress Investment Group — None — Sold

Blackrock, Inc — Int/Div — Sold

Silver Standard Resources — None — Sold

CEL SCICORP NEW — None — Sold

General Electric Co — Int/Div — Sold (part)

General Motors Co. — Int/Div — Sold (part)

Merck & Co. Inc — Int/Div — Buy

Midwest Holdmg Inc. (Y)

Proctor & Gamble Co. — Int/Div — Buy

United Technologies Corp — Int/Div — Buy

Wells Fargo & Co. New — Int/Div — Buy

Guggenheim Total Return Bond Institutional — Int/Div — Buy

Guggenheim Total Return Bond Institutional — Buy (add'l)

Guggenheim Total Return Bond Institutional — Buy (add'l)

Pimco Income Fund - Shares — Int/Div — Buy

Pimco Income Fund - Shares — Buy (add'l)

Dodge & Cos Int'l Stock Fund — Int/Div — Buy

Dodge & Cos Int'l Stock Fund — Buy (add'l)

Vanguard Mid Cap Indes Admiral Shares — Int/Div — Buy

Vanguard Mid Cap Indes Admiral Shares — Buy (add'l)

JPM Undiscovered Managers Behavior Select — Int/Div — Buy

JPM Undiscovered Managers Behavior Select — Buy (add'l)

Part 1, line 1: Estate #1 was closed during 2016. All reportable estate assets and transactions are included in Part VIL

Part VII, line 1: Relocated from end of report to avoid confusion with IRA assets.

Part VII, lines 2, 5, 10, and 13: Change of header designations only.

Part VII, line 4: Name changed to include class designation,