Judith C. Herrera

2018Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

202
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
0
spouse income

As filed

Bank of America Cash Account — Interest

Bank of America household account — None

Rental Property #1 Santa Fe, NM Purchased 1/30/94 — Rent

Family Partnership #1 (now an LLC) Santa Fe. NM — None

NW Mutual Life Ins mmm — None — Closed

NW Mutual Life Ins pummmm — None — Closed

NW Mutual Life Ins mmm — None — Closed

NW Mutual Variable Extra Ordinary Life [ — None — Closed

Charles Schwab account (H)

Alphabet Inc — None

Amazon.Com Inc — None

Anthem Inc — Int/Div — Sold

Anthem Inc — Buy

Anthem Inc — Buy (add'l)

Apple Inc — Int/Div

Applied Materials — Int/Div

Ark lnmovation ETF — Distribution

Ark Web XOETF — Int/Div

Bancorp Inc — None — Sold

Bancorp Inc — Buy

Boeing — Int/Div — Sold

Boeing — Buy

Broadcom Inge — Int/Div

Concert Pharmaceuticals — None — Sold

Concert Pharmaceuticals — Buy

Diodes lnc — None

Dominion RSCS Bleck Warnor Unt — None — Sold

Dominion RSCS Bleck Warnor Unt — Buy

DXC Technology Com — Int/Div — Sold

Electro Scientific — None — Sold

Enanta Pharmaceut] — None — Sold

Enanta Pharmaceut] — Buy

Entegns — Int/Div — Sold

Entegns — Buy

First Solar Inc — None — Sold

First Solar Inc — Buy (add'l)

Intuitive Surgical — None

Kronos Worldwide Inc — Int/Div — Sold

Kronos Worldwide Inc — Buy

Lam Research Corp — Int/Div

Lantheus Holdings Inc — None — Sold

Lantheus Holdings Inc — Buy

Mellanox Techs Lid — None

Micron Technology — None

MKS Instruments Inc — Int/Div — Buy (add'l)

MKS Instruments Inc — Buy (add'l)

MKS Instruments Inc — Buy

Mynad Genetics Inc — None — Sold

Mynad Genetics Inc — Buy

NACCO Inds Inc — Int/Div — Sold

NACCO Inds Inc — Buy

Nekar Therapeutics — None — Sold

Nekar Therapeutics — Buy

Netflix Inc — None — Sold

Netflix Inc — Buy

Nvidia Corp — Int/Div — Sold

Nvidia Corp — Buy (add'l)

ON Semiconductor Co — None — Sold

ON Semiconductor Co — Buy (add'l)

Opiant Pharmaceuticals — None — Sold

PBF Energy Inc — Int/Div

Softbank GRP Corp — None — Sold

Softbank GRP Corp — Buy

Tower Semiconductor — None — Sold

Tower Semiconductor — Buy (add'l)

Triton Intemational Ltd — None — Sold

Triton Intemational Ltd — Buy (add'l)

TTM Technologies Inc — None

Ultra Clean Hides — None — Sold

Ultra Clean Hides — Buy

Ultra Clean Hides — Buy (add'l)

Vishay Precision Grp — None

Charles Schwab IRA Account #1 gm (H)

Advisor Shares Dorsey Wright ADR ETF — Int/Div — Sold

Advisor Shares Dorsey Wright ADR ETF — Buy

Amazon.Com Inc — None — Buy

Apple Inc — Int/Div — Buy

Ark Innovation ETF ARKK — Distribution — Buy

Ark Innovation ETF ARKK — Buy (add'l)

Ark Web XOETF ARKW — istnbution — Buy

Ark Web XOETF ARKW — Buy (add'l)

EMQQ Emmg Mkt Intrat — None — Sold

EMQQ Emmg Mkt Intrat — Buy

Enanta Pharmaceut] — None — Sold

Enanta Pharmaceut] — Buy

Global X Funds Social Media ETF SOCL — None — Sold

Global X Funds Social Media ETF SOCL — Buy

Global X Lithium Battery Tech ETF LIT — None — Sold

Global X Lithium Battery Tech ETF LIT — Buy

Grupo Financial Galicia ADR — None — Sold

Grupo Financial Galicia ADR — Buy

Grupo Financial Galicia ADR — Buy (add'l)

Hollyfrontier Corp — Int/Div

Intel Corp — None — Sold

Intel Corp — Buy

Invesco Dynamic Semiconductor ETF PSI — None — Sold

Invesco Dynamic Semiconductor ETF PSI — Buy

Invesco Dynamic Semiconductor ETF PSI — Buy (add'l)

Invesco QQQ Trust — Int/Div — Buy

Invesco S&P Smallcap PSCH — Int/Div — Buy

Invesco S&P Smallcap PSCH — Buy (add'l)

shares Expanded Tech IGV — Int/Div

Ishares Global Timber Forestry ETF WOOD — Int/Div — Sold

Ishares Global Timber Forestry ETF WOOD — Buy

Ishares MSCI Global Metals & Mng — None — Sold

Ishares MSCI Global Metals & Mng — Buy

Ishares MSC! India Smallcap ETF — None — Sold

Ishares MSC! India Smallcap ETF — Buy

Ishares MSC! India Smallcap ETF — Buy (add'l)

shares PHLX SOXX — Int/Div

PBF Energy — Int/Div

Powershares China Tech Port CQQQ — None — Sold

Powershares China Tech Port CQQQ — Buy

Powershares China Tech Port CQQQ — Buy (add'l)

Service Now Ing — None — Buy

Smart Global Hldgs — None — Buy

Smart Global Hldgs — Buy (add'l)

Vaneck Vectors Rare Earth/Strategic Metals ETF — None — Sold

Vaneck Vectors Rare Earth/Strategic Metals ETF — Buy

Vaneck Vectors Rare Earth/Strategic Metals ETF — Buy (add'l)

Wisdomtree Tr China CXSE — None — Sold

Wisdomtree Tr China CXSE — Buy

Wisdomtree Tr China CXSE — Buy (add'l)

Wisdomtree Emerging Markets XSOE — None — Sold

Wisdomtree Emerging Markets XSOE — Buy

Charles Schwab IRA Account £2 pum (H)

Adobe Inc — None — Buy

Adobe Inc — Buy (add'l)

Air France KLM — None — Sold

Air France KLM — Buy

Alibaba Group Holding — None — Sold

Alibaba Group Holding — Buy

Anthem Inc — Int/Div — Sold

Anthem Inc — Buy

Deutsche Lufthansa ADR — None — Sold

Deutsche Lufthansa ADR — Buy

First Solar Inc — None — Sold

First Solar Inc — Buy

Hollyfrontier Corp — Int/Div

Huntsman Corporation — None — Sold

Huntsman Corporation — Buy

Infineon Tech AG ADR — Int/Div — Sold

Infineon Tech AG ADR — Buy

Intel Corp — None — Sold

Intel Corp — Buy

Kraton Corporation — None — Sold

Kraton Corporation — Buy

Kronos Corporation — Int/Div — Sold

Kronos Corporation — Buy

Mammoth Energy Services TUSK — Int/Div — Buy

Mellanox Techs Lid — None — Buy

Micron Technology — None — Buy

Micron Technology — Buy (add'l)

Microsoft Corp — Int/Div — Buy

MKS Instruments Inc — Int/Div — Buy

MKS Instruments Inc — Buy (add'l)

Myriad Genetics Inc — None — Sold

Myriad Genetics Inc — Buy

NACCO Inds Inc — Int/Div — Sold

NACCO Inds Inc — Buy

NACCO Inds Inc — Buy (add'l)

Nektar Therapeutics — None — Sold

Nektar Therapeutics — Buy

Netflix Inc — None — Buy

Novanta Inc — None — Buy

Penn National Gaming — None — Sold

Penn National Gaming — Buy

Skywest Inc — Int/Div — Sold

Skywest Inc — Buy

Syntel Inc — None — Sold

Syntel Inc — Buy

Syntel Inc — Buy (add'l)

Systemax Ine — Int/Div — Sold

Systemax Ine — Buy

Systemax Ine — Buy (add'l)

Teleflex Incorporate — None — Sold

Teleflex Incorporate — Buy

Teradyne Incorporate — None — Sold

Teradyne Incorporate — Buy

Textiner Group Hidg — None — Sold

Textiner Group Hidg — Buy

US Steel — Int/Div — Sold

US Steel — Buy

Vishay Precision Group — None — Buy

Vishay Precision Group — Buy (add'l)

Westlake Chemical Co — Int/Div — Sold

Westlake Chemical Co — Buy

MATS

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Part VII, Line 3. The appraisal was conducted in December, 2015

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.