Paul William Grimm

M&T Bank accounts — Interest — Sold (part)

AXA Equitable TSA (Equi-Vest) — None

Fidelity Government Cash Reserves Roth (formerly Cash Reserve) — Int/Div

Fidelity Government Cash Reserves Roth {formerly Cash Reserve) — Int/Div

T Rowe Price Government Money — Int/Div

IRA - MORGAN STANLEY (41) (H):

Morgan Stanley Bank — Interest

IShares S&P S00 Growth ETF — Int/Div — Sold (part)

IShares S&P S00 Growth ETF — Sold (part)

IShares S&P S00 Value ETF — Int/Div — Sold (part)

IShares S&P S00 Value ETF — Sold (part)

IShares S&P Mid-Cap 400 V ETF — Int/Div — Sold (part)

IShares S&P Mid-Cap 400 V ETF — Sold (part)

Oppenheimer Large Cap Revenue — Int/Div — Sold (part)

Powershares S&P S00 Low Volatility ETF — Int/Div — Sold (part)

Powershares S&P S00 Low Volatility ETF — Sold (part)

SPDR Bbg Barclays 1-3 Month-B — Int/Div — Sold

Vanguard ¥ INE Developed Markets ETF — Int/Div — Sold (part)

Vanguard ¥ INE Developed Markets ETF — Sold (part)

American Century Emerging Markets — Int/Div — Sold (part)

American Century Emerging Markets — Buy (add'l)

Baron Small Cap Institutional — Int/Div — Sold (part)

Baron Small Cap Institutional — Sold (part)

Cohen & Steers Real Assets — Int/Div — Sold

Goldman Sachs Strategic Income — Int/Div — Buy (add'l)

Goldman Sachs Strategic Income — Buy (add'l)

Goldman Sachs Absolute Return Tracker — Int/Div — Sold (part)

Goldman Sachs Absolute Return Tracker — Buy (add'l)

Janus Henderson International Opportunity — Int/Div — Sold (part)

Janus Henderson International Opportunity — Buy (add'l)

Neuberger Berman Core Bond Inst — Int/Div — Buy (add'l)

Neuberger Berman Core Bond Inst — Buy (add'l)

Prudential Jennison Mid Cap Growth Z — Int/Div — Sold (part)

Prudential Jennison Mid Cap Growth Z — Sold (part)

Prudential Absolute Return Bond Z — Int/Div — Buy (add'l)

Prudential Absolute Return Bond Z — Buy (add'l)

Royce Opportunity Inv — Int/Div — Sold (part)

Royce Opportunity Inv — Sold (part)

Touchstone Sands Capital Select Growth Y — Int/Div — Sold (part)

Touchstone Sands Capital Select Growth Y — Sold (part)

Wisdomtree Mgd Futures Strat — None — Buy

Wisdomtree Mgd Futures Strat — Sold (part)

Abbey Cptl Futures Strategy — None — Buy

Lord Abbett Total Return — None — Buy

IRA - MORGAN STANLEY (#2) (H):

IShares S&P Mid Cap 400 Index — Int/Div — Sold (part)

IShares S&P Mid Cap 400 Index — Sold

SPDR S&P 500 Ev Trust — Int/Div — Sold (part)

SPDR S&P 500 Ev Trust — Buy (add'l)

S10. — Buy (add'l)

Schwab US. Large Cap Value — Int/Div — Sold (part)

Schwab US. Large Cap Value — Sold

Schwab US Mid Cap ETF — Int/Div — Sold (part)

Schwab US Mid Cap ETF — Buy (add'l)

Vanguard Russell 1000 Value ETF — Int/Div — Buy (add'l)

Vanguard Russell 1000 Value ETF — Buy (add'l)

Vanguard Index Funds S&P 500 ETF — Int/Div — Buy (add'l)

Vanguard S&P Mid Cap 400 ETF — Int/Div — Buy

Vanguard S&P Mid Cap 400 ETF — Sold

S&P S00 Index — Int/Div — Buy

S&P S00 Index — Sold

SPDR S&P Mid Cap 400 ETF Trust — Int/Div — Buy (add'l)

SPDR S&P Mid Cap 400 ETF Trust — Buy (add'l)

Vanguard Mid Cap ETF — Int/Div — Buy

Vanguard Mid Cap ETF — Buy (add'l)

Morgan Stanley Bank — Interest

IRA - MORGAN STANLEY (#3) (H):

Morgan Stanley Bank — Interest

Eaton Vance Tax Mg By-WR — Int/Div

IShares Cohen & Steers REIT ETF — Int/Div

IShares 1Boxx Invest Grade Corp Bond — Int/Div

Powershares S&P S00 High Dividend — Int/Div

SPDR Barclays Convertible — Int/Div

SPDR S&P Dividend — Int/Div

Voya Global Advantage — Int/Div

AB High Income Ady — Int/Div

Goldman Sachs Strategic Income — Int/Div

Janus Henderson Global Income — Int/Div

Principal Preferred Sec Inst — Int/Div

Prudential Absolute Return Bond Z — Int/Div

IRA - MORGAN STANLEY (#4) (H):

Synchrony Bank 1.5% CD — None — Buy

Bank of China NY City 1.05% CD — None — Buy

Wells Fargo Sioux Falls 1.00% CD — Interest — Buy

Ally Bank Midvale 1.35% CD — Interest — Buy

MS Bank 1.90% CD — None — Buy

Capital One 1.25% CD — None — Buy

Goldman Sachs 5.5% CD — Interest — Buy

Exelon Corporation stock (X) — Int/Div

Instructor, part-time, Shemer Bar Review (lecturer)

Reimbursement — ALI — 0726-0729 — Santa Fe. NM — CLE Employment Law Conference — travel expenses

Reimbursement — Rhode Island State Court — 09/15 — Providence, RI — Rhode Island State Judicial Conference — travel expenses

Reimbursement — Vanderbilt University Law School — 10712-10013 — Nashville, TN — Vanderbilt Law Review Symposium — travel expenses

Income — 27 — Shemer Bar Review, lecturer — S4.600.00

Income — 2007 — ABA-MD Discovery Problems Solutions, royalties — $198.56

Spouse's income — 2017 — Dencian-Commumcare

Part VII, lines 3 & 4: Fidelity Cash Reserve: name change to Fidelity Government Cash Reserve.

Part VII, line 20: American Century Emerging Markets Inv: name change to American Century Emerging Markets 1,

Part VIL, line 29: Henderson International Opportunity: name change to Janus Henderson International Opportunity.

Part VIL, line 78: Henderson Global Income: name change to Janus Henderson Global Income.

Part VII, line 89: Exelon Corporation stock: Value was below threshold in 2016, exceeded minimum threshold in current year,