Rosemary M. Collyer

RIES — Sold

BROKERAGE ACCOUNT #1 (H)

BRKA - Common Class A — None

BRKB - Common Class B (X) — None — from line 2) — Part VII)

Schwab Cash Equivalent Accounts — Int/Div

DVY-ETF — None — Sold

Anne Arundel County, MD Muni Bonds — Interest

Baltimore, MD Proj Muni Bonds — Interest

Maryland State Muni Bonds — Interest

T Rowe Price Maryland Tax Free Bond Fund (MDXBX) — Int/Div — Sold (part)

NAVB - Common — None

TSLA - Put Option Janl3 40.00 — None — Closed

TSLA - Put Option Jun 40.00 — None — Short

TSLA - Put Option Jun 40.00 — Closed

TSLA - Put Option Jan14 40,00 — None — Short

TSLA - Put Option Jun 14 60.00 — None — Short

TSLA - Put Option Jani4 150.00 — None — Short

IRA #1 — Int/Div

Schwab Cash Equivalent Accounts

UST Inflation Index Notes 3.625% TIPS

IWF-ETF

Marsico Growth Fund (MGRIX) — Sold

GOV - Common — Sold

INJ - Common — Sold

ATRS - Common

NLY - Common — Sold

AGNC - Common — Sold

MCD - Common

Weitz Short- Intermediate Income Fund (WSHNYO

ATRS - Call Option Feb13 5.00 — Expired

BP-ADR — Sold

JNJ «Call Option Mar13 72.50 — Short

JNJ «Call Option Mar13 72.50 — Redeemed

BP - Call Option Mar13 41.00 — Short

BP - Call Option Mar13 41.00 — Redeemed

ATRS - Call Option Nov13 5.00 — Short

ATRS - Call Option Nov13 5.00 — Expired

ATRS - Call Option May 14 5.00 — Short

BP-ADR — Buy

BP - Call Option Jan14 45.00 — Short

PGF -ETF — Buy

MCD - Call Option Dec13 100.00 — Short

MCD - Call Option Dec13 100.00 — Expired

IRA #2 — Int/Div

Schwab Cash Equivalent Accounts

GNVC « Common — Sold

BOE - Closed End Fund — Sold

NEM - Common — Buy (add'l)

NAVB - Common

XLU-ETF

TSLA - Common — Buy

TSLA - Call Option Jan14 175.00 — Short

QUALIFIED RETIREMENT PLAN #3 — Int/Div

Vanguard Variable Insurance Fund International Portfolio — Buy (add'l) — Part VII (e)

IRA 24 — Int/Div

Schwab Cash Equivalent Accounts

XOM « Common — Sold

FNFG « Common — Sold

RDS/B - ADR

WLP - Common — Sold

WLP - Call Option Jan 13 60.00 — Redeemed

DUK - Common — Sold

SO - Common

XOM - Call Option Feb13 87.50 — Short

XOM - Call Option Feb13 87.50 — Redeemed

ESD - Closed End Fund — Buy

CAG « Common — Buy

IRA #5 — Int/Div

Schwab Cash Equivalent Accounts

CET - Closed End Fund — Sold

Wells Fargo Advantage High Income Trust (STHYX) — Buy

VNQ-ETF — Buy

DXJ-EIr — Buy

GE - Common — Buy

DEM -ETF — Buy

IRA #6 — None — Closed — Part VII (f)

IRA #7 — None — Closed — Part VII (1)

Memill Lynch Cash Management Account — Int/Div — Part VII (g)

Citibank Checking Account — Interest

Trust #1 (H) — Part VII (h)

Trust #2 (H) — Int/Div — Part VII (1)

GATEWAY TR GATEWAY FD A — Buy

GATEWAY TR GATEWAY FD A — Sold

HIGHMARK GENEVA SMALL CAP GROWTH FUND — Buy

HIGHMARK GENEVA SMALL CAP GROWTH FUND — Sold

MAINSTAY FDS TR EPOCH GBL EQT — Buy

MAINSTAY FDS TR EPOCH GBL EQT — Sold

PIMCO FDS PAC INVT MGMT SER INVGR BONDI — Buy

PIMCO FDS PAC INVT MGMT SER INVGR BONDI — Sold

ALGER SPECTRA FUND CLASS — Buy

ALGER SPECTRA FUND CLASS — Sold

ALLIANCE BERNSTEIN HIGH INCOME FD ADVISOR CLASS — Buy

ALLIANCE BERNSTEIN HIGH INCOME FD ADVISOR CLASS — Sold

ALLIANZ NFJ INTL VALUE FD INSTL CL — Buy

ALLIANZ NFJ INTL VALUE FD INSTL CL — Sold

ARBITRAGE FD CL — Buy

ARBITRAGE FD CL — Sold (part)

ARBITRAGE FD CL — Buy (add'l)

COLUMBIA THERMOSTAT FUND CLASS 7 — Buy

COLUMBIA THERMOSTAT FUND CLASS 7 — Sold

DELAWARE POOLED TR DIVERSIFIED INC FD INSTL CL — Buy

DELAWARE POOLED TR DIVERSIFIED INC FD INSTL CL — Sold

DREYFUS INTL BOND FUNDCL) — Buy

DREYFUS INTL BOND FUNDCL) — Sold

FIRST EAGLE SOGEN OVERSEAS FUNDCL — Buy

FIRST EAGLE SOGEN OVERSEAS FUNDCL — Sold (part)

FIRST EAGLE SOGEN OVERSEAS FUNDCL — Buy (add'l)

FIRST EAGLE US VALUE FUNDCL 1 — Buy

FIRST EAGLE US VALUE FUNDCL 1 — Sold

FORUM ABSOLUTE STRATEGIES FD INSTL SHS — Buy

FORUM ABSOLUTE STRATEGIES FD INSTL SHS — Sold

FORUM ABSOLUTE STRATEGIES FD INSTL SHS — Sold

INVESCO BALANCED-RISK ALLOCATIONCLY — Buy

INVESCO BALANCED-RISK ALLOCATIONCLY — Sold

IVY FDS INC MID CAP GROWTH FD CL!) — Buy

IVY FDS INC MID CAP GROWTH FD CL!) — Sold

MAINSTAY FDS TR/MARKETFIELD FDCLI — Buy

MAINSTAY FDS TR/MARKETFIELD FDCLI — Sold (part)

MAINSTAY FDS TR/MARKETFIELD FDCLI — Buy (add'l)

OPPENHEIMER DEV MKTSCL Y — Buy

OPPENHEIMER DEV MKTSCL Y — Sold

OPPENHEIMER INTLBD FD CLASS Y — Buy

OPPENHEIMER INTLBD FD CLASS Y — Sold

PERMANENT PORTFOLIO FD/PERM PORTFOLIO — Buy

PERMANENT PORTFOLIO FD/PERM PORTFOLIO — Sold

PIMCO ALL ASSET ALL AUTHORIT FDCLI — Buy

PIMCO ALL ASSET ALL AUTHORIT FDCLI — Sold

PIMCO EMERGING MKT CURRENCY FDCLI — Buy

PIMCO EMERGING MKT CURRENCY FDCLI — Sold

PIONEER GLOBAL HIGH YIELD CL Y — Buy

PIONEER GLOBAL HIGH YIELD CL Y — Sold

PIONEER STRATEGIC INCOME FD CLASS Y — Buy

PIONEER STRATEGIC INCOME FD CLASS Y — Sold

SCOUT FUNDS CORE BOND FUND INSTL CL — Buy

SCOUT FUNDS CORE BOND FUND INSTL CL — Sold

TCW FDS INC EMERGING MKTS INCOMEFD CL] — Buy

TCW FDS INC EMERGING MKTS INCOMEFD CL] — Sold

TEMPLETON INCOME TR/GLOBAL FD FD ADVISOR CL — Buy

TEMPLETON INCOME TR/GLOBAL FD FD ADVISOR CL — Sold

TFS CAP INVESTMENT TRUST MARKET NEUTRAL FUND — Buy

TFS CAP INVESTMENT TRUST MARKET NEUTRAL FUND — Sold

THORNBURGH INV MGMT INTL GROWTH FUNDCL — Buy

THORNBURGH INV MGMT INTL GROWTH FUNDCL — Sold

TOCQUEVILLE TR/ DELAFIELD FD — Buy

TOCQUEVILLE TR/ DELAFIELD FD — Sold

ADVISORS INNER CIRCLE ACADIAN EMERGING MKTS INSTL CL — Buy

ADVISORS INNER CIRCLE ACADIAN EMERGING MKTS INSTL CL — Sold

ADVISORS INNER CIRCLE CAMBIAR OPPORTUNITY INV CL — Buy

ADVISORS INNER CIRCLE CAMBIAR OPPORTUNITY INV CL — Sold

ARBITRAGE EVENT DRIVEN FUND — Buy

ARBITRAGE EVENT DRIVEN FUND — Sold

ASTON FUNDS SMALL CAP GROWTH FUND CLASS — Buy

ASTON FUNDS SMALL CAP GROWTH FUND CLASS — Sold

DIAMOND HILL LONG-SHORT FUND CLA — Buy

DIAMOND HILL LONG-SHORT FUND CLA — Sold

DOUBLELINE FDS TR TOTAL RETURNBDFDCL1 — Buy

DOUBLELINE FDS TR TOTAL RETURNBDFDCL1 — Sold

DRIEHAUS MUTUAL FUNDS ACTIVE INCOME FUND — Buy

DRIEHAUS MUTUAL FUNDS ACTIVE INCOME FUND — Sold (part)

DRIEHAUS MUTUAL FUNDS ACTIVE INCOME FUND — Sold

FEDERATED EQUITY FDS STRATEGIC VALUE DIVID FD INSTL — Buy

FEDERATED EQUITY FDS STRATEGIC VALUE DIVID FD INSTL — Sold

HARBOR FD INTL FD INSTL CL — Buy

HARBOR FD INTL FD INSTL CL — Sold

HARDING LOEVNER FDS INC INTL EQUITY PORTFOLIO — Buy

HARDING LOEVNER FDS INC INTL EQUITY PORTFOLIO — Sold

HARDING LOEVNER FDS INC GLOBAL EQUITY PORTFOLIO — Buy

HARDING LOEVNER FDS INC GLOBAL EQUITY PORTFOLIO — Sold

ING GLOBAL REAL ESTATE FUND CL 1 — Buy

ING GLOBAL REAL ESTATE FUND CL 1 — Sold

ING GLOBAL REAL ESTATE FUND CL 1 — Sold

NATIXIS FUNDS TRUST II VAUGHAN NELSON VALLE CLASS Y — Buy

NATIXIS FUNDS TRUST II VAUGHAN NELSON VALLE CLASS Y — Sold

PIMCO ALL ASSET FND INST CL — Buy

PIMCO ALL ASSET FND INST CL — Sold (part)

PIMCO ALL ASSET FND INST CL — Sold

PIMCO FDS FUNDAMENTAL ADVTG ABSLT RETURN STRT FD INSTLCL — Buy

PIMCO FDS FUNDAMENTAL ADVTG ABSLT RETURN STRT FD INSTLCL — Sold

PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL — Buy

PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL — Sold

PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL — Sold

PIMCO FUNDS EMERGING LOCAL BOND FUND — Buy

PIMCO FUNDS EMERGING LOCAL BOND FUND — Sold

PIMCO FUNDS EMERGING LOCAL BOND FUND — Buy (add'l)

PIMCO FUNDS EMERGING LOCAL BOND FUND — Sold

RIDGEWORTH FUNDS SEIX FLT RT HIGH IND FND CLASS — Buy

RIDGEWORTH FUNDS SEIX FLT RT HIGH IND FND CLASS — Sold

RIVERPARK FUNDS TRUST/ WEDGEWOOD FUND INSTL CL — Buy

RIVERPARK FUNDS TRUST/ WEDGEWOOD FUND INSTL CL — Sold

TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL — Buy

TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL — Sold (part)

TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL — Sold (part)

TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL — Sold

UBS AG JERSEY BRH E-TRACS LKD TO ALERIAN MLP INFRSTRE INDEX — Buy

UBS AG JERSEY BRH E-TRACS LKD TO ALERIAN MLP INFRSTRE INDEX — Sold

UBS AG LONGON BRH ETRACS ALERIAN MLP INDEX — Buy

UBS AG LONGON BRH ETRACS ALERIAN MLP INDEX — Sold

VIRTUS EMERGING MARKETS OPPORTUNITIES FND CL) — Buy

VIRTUS EMERGING MARKETS OPPORTUNITIES FND CL) — Sold

ARTISAN FUNDS IND MID CAP VALUE FD INV SHS — Buy

CREDIT SUISSE HIGH INCOME FUND COMMON CLASS — Buy

DRIEHAUS MUTUAL FUNDS ACTIVE INCOME FUND — Buy

NORTHERN LTS FD TR 111 GOOD HARBOR US TACTICAL CORE FD — Buy

JOHN HANCOCK FDS 11 GLOBAL ABSOLUTE RETURN STRATS FD — Buy

HIGHLAND LONG/SHORT EQUITY FUND CLASS 7 — Buy

JOHN HANCOCK FUNDS II CURRENCY STRATEGIES FD CL] — Buy

LORD ABBETT INVESTMENT TR SHORT DURATION INCM CLASS F — Buy

MANAGERS AMG FUNDS YACKTMAN FUND SERVICE CLASS — Buy

VIRTUS ALPHASECTOR ROTATION FD CLASSI — Buy

ALGER FDS HSPECTRA FD CL — Buy

ALGER FDS HSPECTRA FD CL — Buy (add'l)

STRATTON FDS INC SMALL-CAP VALUE FD — Buy

WELLS FARGO CASH EQUIVALENT ACCOUNTS — Part VHT (K)

Trust #3 (H) — Int/Div — Part VII (1)

GATEWAY TR GATEWAY FD A — Buy

GATEWAY TR GATEWAY FD A — Sold

HIGHMARK GENEVA SMALL CAP GROWTH FUND — Buy

HIGHMARK GENEVA SMALL CAP GROWTH FUND — Sold

PIMCO FDS PAC INVT MGMT SER INVGR BONDI — Buy

PIMCO FDS PAC INVT MGMT SER INVGR BONDI — Sold

ALGER SPECTRA FUND CLASS — Buy

ALGER SPECTRA FUND CLASS — Sold

ALLIANCE BERNSTEIN HIGH INCOME FD ADVISOR CLASS — Buy

ALLIANCE BERNSTEIN HIGH INCOME FD ADVISOR CLASS — Sold

ALLIANZ NFJ INTL VALUE FD INSTL CL — Buy

ALLIANZ NFJ INTL VALUE FD INSTL CL — Sold

ARBITRAGE FD CL — Buy

ARBITRAGE FD CL — put)

ARBITRAGE FD CL — Buy (add'l)

COLUMBIA THERMOSTAT FUND CLASS 7 — Buy

COLUMBIA THERMOSTAT FUND CLASS 7 — Sold

DELAWARE POOLED TR DIVERSIFIED INC FD INSTL CL — Buy

DELAWARE POOLED TR DIVERSIFIED INC FD INSTL CL — Sold

DREYFUS INTL BOND FUNDCL) — Buy

DREYFUS INTL BOND FUNDCL) — Sold

FIRST EAGLE SOGEN OVERSEAS FUNDCL 1 — Buy

FIRST EAGLE SOGEN OVERSEAS FUNDCL 1 — Sold (part)

FIRST EAGLE SOGEN OVERSEAS FUNDCL 1 — Buy (add'l)

FIRST EAGLE US VALLE FUNDCL I — Buy

FIRST EAGLE US VALLE FUNDCL I — Sold

FORUM ABSOLUTE STRATEGIES FD INSTL SHS — Buy

FORUM ABSOLUTE STRATEGIES FD INSTL SHS — Sold

FORUM ABSOLUTE STRATEGIES FD INSTL SHS — Sold

INVESCO BALANCED-RISK ALLOCATIONCLY — Buy

INVESCO BALANCED-RISK ALLOCATIONCLY — Sold

IVY FDS INC MID CAP GROWTH FD CL] — Buy

IVY FDS INC MID CAP GROWTH FD CL] — Sold

MAINSTAY FDS TR/MARKETFIELD FDCL1 — Buy

MAINSTAY FDS TR/MARKETFIELD FDCL1 — Sold (part)

MAINSTAY FDS TR/MARKETFIELD FDCL1 — Buy (add'l)

OPPENHEIMER DEV MKTSCL Y — Buy

OPPENHEIMER DEV MKTSCL Y — Sold

OPPENHEIMER INTLBD FD CLASS Y — Buy

OPPENHEIMER INTLBD FD CLASS Y — Sold

PERMANENT PORTFOLIO FD/PERM PORTFOLIO — Buy

PERMANENT PORTFOLIO FD/PERM PORTFOLIO — Sold

PIMCO ALL ASSET ALL AUTHORIT FDCL1 — Buy

PIMCO ALL ASSET ALL AUTHORIT FDCL1 — Sold

PIMCO EMERGING MKT CURRENCY FDCLI — Buy

PIMCO EMERGING MKT CURRENCY FDCLI — Sold

PIONEER GLOBAL HIGH YIELD CL Y — Buy

PIONEER GLOBAL HIGH YIELD CL Y — Sold

PIONEER STRATEGIC INCOME FD CLASS Y — Buy

PIONEER STRATEGIC INCOME FD CLASS Y — Sold

SCOUT FUNDS CORE BOND FUND INSTL CL — Buy

bail — Sold

TCW FDS INC EMERGING MKTS INCOMEFD CL — Buy

TCW FDS INC EMERGING MKTS INCOMEFD CL — Sold

TEMPLETON INCOME TR/GLOBAL FD FD ADVISOR CL. — Buy

TEMPLETON INCOME TR/GLOBAL FD FD ADVISOR CL. — Sold

TFS CAP INVESTMENT TRUST MARKET NEUTRAL FUND — Buy

TFS CAP INVESTMENT TRUST MARKET NEUTRAL FUND — Sold

THORNBURGH INV MGMT INTL GROWTH FUNDCL 1 — Buy

THORNBURGH INV MGMT INTL GROWTH FUNDCL 1 — Sold

TOCQUEVILLE TR/ DELAFIELD FD — Buy

TOCQUEVILLE TR/ DELAFIELD FD — Sold

ADVISORS INNER CIRCLE ACADIAN EMERGING MKTS INSTL CL — Buy

ADVISORS INNER CIRCLE ACADIAN EMERGING MKTS INSTL CL — Sold

ADVISORS INNER CIRCLE CAMBIAR OPPORTUNITY INV CL — Buy

ADVISORS INNER CIRCLE CAMBIAR OPPORTUNITY INV CL — Sold (part)

ADVISORS INNER CIRCLE CAMBIAR OPPORTUNITY INV CL — Sold

ARBITRAGE EVENT DRIVEN FUND — Buy

ARBITRAGE EVENT DRIVEN FUND — Sold (part)

ARBITRAGE EVENT DRIVEN FUND — Sold

ASTON FUNDS SMALL CAP GROWTH FUND CLASS — Buy

ASTON FUNDS SMALL CAP GROWTH FUND CLASS — Sold

DIAMOND HILL LONG-SHORT FUND CLA — Buy

DIAMOND HILL LONG-SHORT FUND CLA — Sold

DOUBLELINE FDS TR TOTAL RETURNBDFDCL1 — Buy

DOUBLELINE FDS TR TOTAL RETURNBDFDCL1 — Sold

DRIEHAUS MUTUAL FUNDS ACTIVE INCOME FUND — Buy

DRIEHAUS MUTUAL FUNDS ACTIVE INCOME FUND — Sold (part)

DRIEHAUS MUTUAL FUNDS ACTIVE INCOME FUND — Sold

FEDERATED EQUITY FDS STRATEGIC VALUE DIVID FD INSTL — Buy

FEDERATED EQUITY FDS STRATEGIC VALUE DIVID FD INSTL — Sold (part)

FEDERATED EQUITY FDS STRATEGIC VALUE DIVID FD INSTL — Sold

HARBOR FD INTL FD INSTL CL — Buy

HARBOR FD INTL FD INSTL CL — Sold

HARDING LOEVNER FDS INC INTL EQUITY PORTFOLIO — Buy

HARDING LOEVNER FDS INC INTL EQUITY PORTFOLIO — Sold

HARDING LOEVNER FDS INC GLOBAL EQUITY PORT ADV CL — Buy

HARDING LOEVNER FDS INC GLOBAL EQUITY PORT ADV CL — Sold

ING GLOBAL REAL ESTATE FUND CL 1 — Buy

ING GLOBAL REAL ESTATE FUND CL 1 — Sold

ING GLOBAL REAL ESTATE FUND CL 1 — Sold (part)

ING GLOBAL REAL ESTATE FUND CL 1 — Sold

NATIXIS FUNDS TRUST II VAUGHAN NELSON VALLECLASS Y — Buy

NATIXIS FUNDS TRUST II VAUGHAN NELSON VALLECLASS Y — Sold

PIMCO ALL ASSET FND INST CL — Buy

PIMCO ALL ASSET FND INST CL — Sold

PIMCO FDS FUNDAMENTAL ADVTG ABSLT RETURN STRT FD INSTL CL — Buy

PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL — Buy

PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL — Sold

PIMCO FDS PAC INVT MGMT SER TOTAL RETURN FD INSTL CL — Sold

PIMCO FUNDS EMERGING LOCAL BOND FUND — Buy

PIMCO FUNDS EMERGING LOCAL BOND FUND — Sold

PIMCO FUNDS EMERGING LOCAL BOND FUND — Buy (add'l)

PIMCO FUNDS EMERGING LOCAL BOND FUND — Sold

RIDGEWORTH FUNDS SEIX FLT RT HIGH IND FND CLASS — Buy

RIDGEWORTH FUNDS SEIX FLT RT HIGH IND FND CLASS — Sold

RIVERPARK FUNDS TRUST/ WEDGEWOOD FUND INSTL CL — Buy

RIVERPARK FUNDS TRUST/ WEDGEWOOD FUND INSTL CL — Sold (part)

RIVERPARK FUNDS TRUST/ WEDGEWOOD FUND INSTL CL — Sold

TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL — Buy

TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL — Buy (add'l)

TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL — Sold (part)

TEMPLETON INCOME TR GLOBAL BD FD ADVISOR CL — Sold

UBS AG JERSEY BRH E-TRACS LKD TO ALERIAN MLP INFRSTRE INDEX — Buy

UBS AG JERSEY BRH E-TRACS LKD TO ALERIAN MLP INFRSTRE INDEX — Sold

UBS AG LONGON BRH ETRACS ALFERIAN MLP INDEX — Buy

UBS AG LONGON BRH ETRACS ALFERIAN MLP INDEX — Sold

VIRTUS EMERGING MARKETS OPPORTUNITIES FND CL 1 — Buy

VIRTUS EMERGING MARKETS OPPORTUNITIES FND CL 1 — Sold (part)

VIRTUS EMERGING MARKETS OPPORTUNITIES FND CL 1 — Sold

ARTISAN FUNDS IND MID CAP VALUE FD INV SHS — Buy

CREDIT SUISSE HIGH INCOME FUND COMMON CLASS — Buy

DRIEHAUS MUTUAL FUNDS ACTIVE INCOME FUND — Buy

NORTHERN LTS FD TR 111 GOOD HARBOR US TACTICAL CORE FD — Buy

JOHN HANCOCK FDS 11 GLOBAL ABSOLUTE RETURN STRAITS FD — Buy

HIGHLAND LONG/SHORT EQUITY FUND CLASS 7 — Buy

JOHN HANCOCK FUNDS II CURRENCY STRATEGIES FD CL — Buy

LORD ABBETT INVESTMENT TR SHORT DURATION INCM CLASS F — Buy

MANAGERS AMG FUNDS YACKTMAN FUND SERVICE CLASS — Buy

VIRTUS ALPHASECTOR ROTATION FD CLASS — Buy

ALGER FDS ISPECTRAFDCLI — Buy

ALGER FDS ISPECTRAFDCLI — Buy (add'l)

STRATTON FDS INC SMALL-CAP VALUE FD — Buy

WELLS FARGO CASH EQUIVALENT ACCOUNTS — Part VIII (Kk)

Gift — US, Courts Judicial Information Technology Committee — Crystal Bowl (Waterford Killamey Footed Centerpiece) — $7100.00

Part |

(a) Line | refers to a Trust that is unfunded and has no assets (this Trust is also listed in Part VII, Line 79). Lines 2 and 3 refer to Trusts established on 12/28/12;

both are documented in detail in Part VIL

PART VIE:

(b) In the description of assets the abbreviation ADR refers to American Depositary Receipts (shares of foreign companies trading on U.S. exchanges); ETF refers

to Exchange Traded Funds (index funds that trade as common stocks).

(c) Put options sold short and later redeemed (i.e. exercised by owner) are shown as having zero gain because the amount received for the short sale is subtracted

from the basis for the underlying security that was purchased and is therefore reflected in the gain/loss incurred when that security is ultimately sold.

(d) Lines 4, 18, 44, 55 and 68 arc aggregated Schwab cash equivalent accounts containing one or more of the following: Schwab Municipal Money Fund Value

Advantage; Schwab Money Fund Value Advantage, Schwab One Cash Account, Charles Schwab Bank Deposit Accounts, and/or Schwab Cash Reserves. They

are aggregated here per the 2013 Filing Instructions. These account balances change frequently as a result of securities purchases or sales, cash transfers, and

dividends or interest received. The income received and ending values are shown as required in the non-retirement plan account (Line 4).

(e) Line 53: Purchases of this fund arc made on a monthly basis. Individual purchases are below the minimum reporting requirement but are aggregated for the

entire year with a date shown of 12/31/13.

(f) The accounts identified as IRAs #6 (Line 75) and #7 (Line 76) were Roth conversion IRAs with a zero balance in both accounts throughout 2013. Both

accounts are now closed,

(2) Line 77 refers to an aggregated cash equivalent account at Merrill Lynch that pays both dividends (for Merrill Lynch CMA Money Fund) and interest (for

Merrill Lynch Bunk Deposit Program). This is not a brokerage acccount, and no individual stocks, bonds or other assets are held.

(h) Line 79 refers to a Trust that is unfunded and has no assets (this Trust is also listed in Part |, Line 1).

(1) Trusts #2 and #3 (lines 80 and 218) were established on 12/28/12. (Both Trusts are also listed in Part I).

(J) Line 3 represents a partial conversion of Berkshire Hathaway Class A shares (BRKA) to Class B shares (BRKB) on 02/04/13. No shares were purchased or

sold during 2013.

(k) Lines 217and 358 refer to aggregated Wells Fargo cash equivalent accounts including Bank Deposit Sweep, Wells Fargo Essential Checking, and Wells Fargo

Regular Savings. They are aggregated here per the 2013 Filing Instructions. These account balances change frequently as a result of securities purchases or sales,

cash transfers, and dividends or interest received.