Gene E.K. Pratter

Lebenthal Lisanti Small Growth Retirement #5 — None — Sold

DFA US Small Cap Value - Retirement 45 — Int/Div — Sold

DFA US Large Cap Value - Retirement #5 — Int/Div — Buy (add'l)

DFA US Large Cap Value - Retirement #5 — None — Sold

Federated US Gov't Ultrashort - Retirement ws — Int/Div — Sold

First Eagle Overseas - Retirement #5 — None — Buy (add'l)

First Eagle Overseas - Retirement #5 — None — Sold

Janus Fund - Retirement #5 — None — Sold

Schwab Money Market Fund - Retirement us — Int/Div

William Blair Int'l Small Growth Retirement #5 — None — Sold

William Blair International Growth Retirement #5 — None — Sold

BlackRock Low Duration - Retirement #5 — Int/Div — Buy

BlackRock Low Duration - Retirement #5 — None — Buy (add'l)

DFA Global Equity - Retirement £5 — Int/Div — Buy

DFA Global Equity - Retirement #5 — None — Buy (add'l)

DFA Global Equity - Retirement #5 — None — Buy (add'l)

Federated Gov't Ultrashort - Retirement 26 — Int/Div — Buy (add'l)

Federated Gov't Ultrashort - Retirement 26 — None — Sold

Baron Growth - Retirement #6 — None — Sold

First Eagle Overseas - Retirement #6 — None — Sold

Royce Opportunity - Retirement #6 — None — Sold

Schwab Money Market Fund - Retirement wh — Int/Div

Janus Fund - Retirement #6 — None — Sold

DFA International Large Growth Retirement #6 — Int/Div — Sold

BlackRock Low Duration - Retirement #6 — Int/Div — Buy

DFA Global Equity - Retirement £6 — Int/Div — Buy

Baron Growth - Retirement #7 — None — Sold

DFA US Micro Cap - Retirement #7 — Int/Div

DFA Emerging Markets Core Equity Retirement #7 — Int/Div — Sold (part)

DFA International Small Value - Retirement yl — Int/Div

DFA International Value - Retirement #7 — Int/Div

DFA One Year Fixed - Retirement #7 — Int/Div

DFA US Small Cap Value « Retirement #7 — Int/Div

DFA US Large Cap Value - Retirement #7 — Int/Div — Buy (add'l)

Dodge & Cox Stock - Retirement 27 — Int/Div — Buy (add'l)

Federated Gov't Ultrashort - Retirement 27 — Int/Div — Sold

First Eagle Overseas - Retirement #7 — Int/Div — Buy (add'l)

Hotchkis & Wiley Mid Value - Retirement 727 — Int/Div — Sold (part)

Morgan Stanley International Equity Retirement #7 — Int/Div — Sold (part)

Morgan Stanley Emerging Markets Retirement #7 — Int/Div — Sold (part)

Royce Opportunity - Retirement #7 — Int/Div — Sold (part)

Schwab Money Market Fund - Retirement 27 — Int/Div

Westcore Intl Small Cap - Retirement #7 — Int/Div

Westcore Mid Cap Value - Retirement £7 — Int/Div — Sold (part)

William Blair International Growth Retirement #7 — None — Sold

Janus Fund - Retirement #7 — None — Sold

Hotchkis & Wiley Large Cap Value Retirement #7 — None — Sold

William Blair Large Growth - Retirement #7 — Int/Div — Buy (add'l)

William Blair Large Growth - Retirement 27 — None — Buy (add'l)

Lebenthal Lisanti Small Growth Retirement #7 — None — Sold

William Blair Int'l Small Growth Retirement #7 — None — Sold

Metropolitan West Total Return Retirement #7 — Int/Div

BlackRock Low Duration - Retirement #7 — Int/Div

Ivy Mid Growth - Retirement £7 — Int/Div — Buy (add'l)

Ivy Mid Growth - Retirement £7 — None — Buy (add'l)

William Blair Mid Cap Growth - Retirement 7 — None — Sold

DFA Global Real Estate - Retirement #7 — Int/Div — Buy (add'l)

Victory Global Natural Resources Retirement #7 — None

Ell Global Property - Retirement 47 — None — Sold

MainGate MLP - Retirement 27 — Int/Div

William Blair Small Growth « Retirement 27 — Int/Div — Buy (add'l)

Morgan Stanley AIP - Retirement #7 — Int/Div

DFA International Large Growth Retirement #7 — Int/Div

DFA Short Term Gov't - Retirement £7 — Int/Div — Buy

DFA US Small Growth - Retirement 47 — Int/Div — Buy

DFA US Small Growth - Retirement £7 — None — Buy (add'l)

DFA Intl Small Growth - Retirement #7 — Int/Div — Buy

Schwab Money Market Fund - Trust £1 — Int/Div

Dodge & Cox Stock - Trust #1 — Int/Div — Buy (add'l)

Baron Growth - Trust #1 — None — Sold

Federated Short Term Muni - Trust #1 — Int/Div — Buy (add'l)

Federated Short Term Mum - Trust #1 — None — Sold

First Eagle Overseas - Trust #1 — Int/Div

Hotchkis & Wiley Large Cap Value - Trust #1 — None — Sold

Hotchkis & Wiley Mid Cap Value - Trust #1 — Int/Div — Sold (part)

Janus Fund - Trust #1 — None — Sold

Morgan Stanley International Equity - Trust #1 — Int/Div

Royce Opportunity - Trust #1 — Int/Div — Sold (part)

Westcore Mid Cap Value - Trust #1 — Int/Div — Sold (part)

DFA Tax Managed Marketwide Value Trust #1 — Int/Div — Buy (add'l)

DFA US Micro Cap - Trust #1 — Int/Div

DFA Intl Small Cap Value - Trust #1 — Int/Div

Westcore Intl Small Cap - Trust #1 — Int/Div

DFA Int'l Value - Trust #1 — Int/Div

DFA US Small Value - Trust #1 — Int/Div

William Blair Mid Growth - Trust #1 — None — Sold

DFA Short Term Muni - Trust #1] — Int/Div — Buy (add'l)

Metropolitan West Total Return - Trust #1 — Int/Div

William Blair Small Cap Growth - Trust 21 — Int/Div — Buy (add'l)

DFA Global Real Estate - Trust #1 — Int/Div — Buy (add'l)

Ell Global Property - Trust £1 — None — Sold

MamnGate MLP - Trust #1 — Int/Div

Victory Global Resources - Trust #) — None

William Blair Intemational Growth - Trust #1 — None — Sold

DFA Emergmg Markets - Trust #1 — Int/Div

DFA International Large Growth - Trust #1 — Int/Div

Ivy Mid Growth - Trust 1 — Int/Div — Buy (add'l)

Ivy Mid Growth - Trust #1 — None — Buy (add'l)

William Blair Large Growth - Trust £1 — Int/Div — Buy (add'l)

William Blair Large Growth - Trust #1 — None — Buy (add'l)

William Blair Large Growth - Trust #1 — None — Buy (add'l)

Thormburg Limited Term Muni - Trust #1 — Int/Div — Buy

DFA US Small Growth - Trust #1 — Int/Div — Buy

Baron Growth - Brokerage #1 — None — Sold

DFA Tax Mgd US Marketwide Value Brokerage #1 — Int/Div — Buy (add'l)

DFA US Small Value - Brokerage #1 — Int/Div

DFA Emerging Markets Core Equity Brokerage #1 — Int/Div — Sold (part)

DFA Tax Mgd International Value Brokerage #1 — Int/Div

Federated Short Term Muni - Brokerage #1 — Int/Div — Buy (add'l)

Federated Short Term Muni - Brokerage #1 — None — Sold

First Eagle Overseas - Brokerage #1 — Int/Div

Janus Fund - Brokerage #1 — None — Sold

Morgan Stanley International Equity Brokerage #1 — Int/Div — Sold (part)

Schwab Money Market Fund - Brokerage #1 — Int/Div

Hothekis & Wiley Large Cap Value Brokerage #1 — None — Sold

Hotchkis & Wiley Mid Cap Value Brokerage #1 — Int/Div — Sold (part)

William Blair Int'l Small Growth Brokerage #1 — None — Sold

William Blair Large Growth - Brokerage #1 — Int/Div — Buy (add'l)

William Blair Large Growth - Brokerage #1 — None — Buy (add'l)

William Blair Mid Cap Growth - Brokerage #1 — None — Sold

William Blair Small Cap Growth Brokerage #1 — Int/Div — Buy (add'l)

Westcore Mid Cap Value - Brokerage #1 — Int/Div

DFA Intl Small Value - Brokerage #1 — Int/Div

DFA Short Term Muni - Brokerage #1 — Int/Div — Buy (add'l)

DFA Short Term Muni - Brokerage #1 — None — Buy (add'l)

DFA Short Term Muni - Brokerage #1 — None — Sold (part)

Metropolitan West Total Return - Brokerage #1 — Int/Div — Buy (add'l)

Metropolitan West Total Return - Brokerage #1 — None — Buy (add'l)

William Blair Int'l Growth - Brokerage #1 — None — Sold

Thomburg Limitd Term Municipal Brokerage #1 — Int/Div — Buy (add'l)

DFA Global Real Estate - Brokerage #1 — Int/Div — Buy (add'l)

Dodge & Cox Stock - Brokerage #1 — Int/Div

MainGate MLP - Brokerage #1 — Int/Div

Royce Opportunity - Brokerage #1 — Int/Div — Sold (part)

DFA US Micro Cap - Brokerage #1 — Int/Div

DFA Intl Large Growth - Brokerage #1 — Int/Div — Sold (part)

Ivy Mid Growth - Brokerage #1 — Int/Div — Buy (add'l)

Ivy Mid Growth - Brokerage #1 — None — Buy (add'l)

DFA Intl Small Growh - Brokerage #1 — Int/Div — Buy

Baron Growth - Brokerage #2 — None — Sold

DFA US Micro Cap - Brokerage #2 — Int/Div

DFA Tax Mgd Marketwide Value Brokerage #2 — Int/Div — Buy (add'l)

DFA US Small Value - Brokerage #2 — Int/Div

Dodge & Cox Stock - Brokerage #2 — Int/Div — Buy (add'l)

Federated Short Term Muni - Brokerage #2 — Int/Div — Sold

First Eagle Overseas - Brokerage #2 — Int/Div

Hotchkis & Wiley Large Cap Value Brokerage #2 — None — Sold

Hotchkis & Wiley Mid Cap Value Brokerage #2 — Int/Div

Janus Fund - Brokerage #2 — None — Sold

Morgan Stanley International Equity Brokerage #2 — Int/Div

Royce Opportunity - Brokerage #2 — Int/Div

Schwab Money Market Fund - Brokerage #2 — Int/Div

Westcore Mid Cap Value - Brokerage #2 — Int/Div

Westcore International Small Cap Brokerage #2 — Int/Div

Metropolitan West Total Return - Brokerage yd — Int/Div — Buy (add'l)

Metropolitan West Total Return - Brokerage ” — None — Buy (add'l)

DFA Short Term Muni - Brokerage #2 — Int/Div — Buy (add'l)

DFA Global Real Estate - Brokerage #2 — Int/Div

MaimGate MLP - Brokerage #2 — Int/Div

DFA Intl Small Cap Value - Brokerage #2 — Int/Div

William Blair International Growth Brokerage #2 — None — Sold

DFA Emerging Markets Core Equity Brokerage #2 — Int/Div

DFA International Value - Brokerage #2 — Int/Div

Ivy Mid Cap Gowth - Brokerage #2 — Int/Div

DFA Intl Large Growth - Brokerage #2 — Int/Div

William Large Growth - Brokerage #2 — Int/Div — Buy (add'l)

Thomburg Limited Term Muni - Brokerage 2 — Int/Div — Buy

DFA US Small Growh - Brokerage #2 — Int/Div — Buy

DFA One Year Fixed - Retirement £8 — Int/Div

Federated Gov't Ultrashort - Retirement 28 — Int/Div — Sold

Lebenthal Lisanti Small Growth Retirement #8 — None — Sold

Baron Growth - Retirement #8 — None — Sold

DFA Emerging Markets Core Equity Retirement #8 — Int/Div

DFA International Value - Retirement 48 — Int/Div

DFA US Large Value - Retirement 48 — Int/Div — Buy (add'l)

DFA US Small Value - Retirement #8 — Int/Div

DFA US Micro Cap - Retirement #8 — Int/Div

Dodge & Cox Stock - Retirement #8 — Int/Div — Buy (add'l)

DFA Int'l Small Cap Value - Retirement #8 — Int/Div

First Eagle Overseas - Retirement #8 — Int/Div — Buy (add'l)

Hotchkis & Wiley Large Cap Value Retirement #8 — None — Sold

Hotchkis & Wiley Mid Cap Value Retirement #8 — Int/Div

Janus Fund - Retirement #8 — None — Sold

Morgan Stunley Emerging Markets Retirement #8 — Int/Div

Morgan Stanley International Equity Retirement #8 — Int/Div

Royce Opportunity - Retirement #8 — Int/Div

Schwab Money Market Fund - Retirement #8 — Int/Div

Westcore Intl Small Cap - Retirement #8 — Int/Div

Westcore Mid Cap Value - Retirement 48 — Int/Div

William Blair International Growth Retirment #8 — None — Sold

William Blair Large Cap Growth Retirement #8 — Int/Div — Buy (add'l)

William Blair Large Cap Growth Retirement #8 — None — Buy (add'l)

William Blair Intl Small Growth Retirement #8 — None — Sold

BlackRock Low Duration - Retirement #8 — Int/Div

Metropolitan West Total return - Retirement us — Int/Div

William Blair Small Growth - Retirement 8 — Int/Div — Buy (add'l)

William Blair Mid Growth - Retirement £8 — None — Sold

Ivy Mid Growth - Retirement #8 — Int/Div — Buy (add'l)

Ivy Mid Growth - Retirement 28 — None — Buy (add'l)

DFA Global Real Estate - Retirement #8 — Int/Div — Buy (add'l)

Ell Global Property - Retirement 48 — None — Sold

MamGate MLP - Retirement #8 — Int/Div

Victory Global Resources - Retirement £8 — None

Morgan Stanley AIP - Retirement #8 — Int/Div

DFA International Large Growth Retirement #8 — Int/Div

DFA Short Term Govt - Retirement 28 — Int/Div — Buy

DFA US Small Growth - Retirement #8 — Int/Div — Buy

DFA US Small Growth - Retirement #8 — None — Buy (add'l)

DFA Intl Small Growht - Retirement #8 — Int/Div — Buy

Equitable Variable Life - Alliance Common Stock — None

Equitable Variable Life - Alliance International — None

PNC Bank Accounts — Interest

Nantucket Bank Account — Interest

301K Plan - John Hancock Balanced — None — Buy (add'l)

Co-Trustee, Trust #1

Liability — Bank of America — Credit Card

Liability — Bank of America — Credit Card

Reimbursement — Vanderbilt Law School — October 12-13. 2017 — Nashville, TN — Law Review Symposium — Transportation, lodging, meals

Income — 27 — University of Pennsylvama Law School (Adjunct Professor) — S10.000.00

Spouse's income — 2017 — Duane Morns LLC (Attorney)

Spouse's income — 2007 — Cohen, Placitella & Roth {Attorney )