Denise Jefferson Casper

2011Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 79

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 2

    spouse income

Named parties

  • Big Sister Association of Greater Boston, Inc
  • Thermo Fisher Scientific - salary mcluding cash, stock and options
  • Zimmer Holdings, Inc. - Board of Directors fees including cash and stock

As filed

Bank of America Accounts — Interest

Fidelity Investments Accounts — Interest

Alere Common Stock (ALR) — Int/Div

Bayer AG (ADR) Common Stock — Int/Div

Thermo Fisher Scientific Common Stock (TMO). See Notes — None — Sold (part)

Thermo Fisher Scientific Common Stock (TMO). See Notes — Sold (part)

Thermo Fisher Scientific Common Stock (TMO). See Notes — Sold (part)

Thermo Fisher Scientific Stock Options — None

Thermo Fisher Scientific Restricted Stock See notes. — None

Thermo Fisher Scientific Restricted Stock Units — None

Vanguard Tax Free Money Market Fund — Int/Div

Charles Schwab Money Market Account — Interest

iBoxx High Yield Corp Bond Fund (HYG) — Int/Div

Vanguard Short Term Bond ETF — Int/Div

Dodge & Cox Intl Stock Mutual Fund (DODFX) — Int/Div

Bain Capital Fund VIII Limited Partnership — Int/Div

Bain Capital AIV Lowes Il Limited Partnership — Int/Div

Bain Capital Tru VIII Limited Partnershp — Int/Div

Bain Capital VII Limited Partnership — Int/Div

Bain Capital VI Limited Partnership — Int/Div

Bain Venture Fund 2001 Limited Partnership — Int/Div

Water Street Healthcare Partners limited partmership — Int/Div

Water Street Healthcare Partners 11 limited partnership — Int/Div

TPG FOF Funds — Int/Div

Special Opportunities Fund [1 limited partnership — Int/Div

Special Opportunities Fund IV limited partmership — Int/Div

GS Hedge Fund Opportunities 2007 Limited Partnership — Int/Div

Vontobel Non US Equity LLC — Int/Div

AFF Co-lnvest, LP — Int/Div

Charlesbank Equity Coinvest — Int/Div

Pine Cobble Capital limited partnership — Int/Div

Esplanade Capital limited partnership — Int/Div

Zimmer Holdmgs Phantom Stock Units — Int/Div

Zimmer Holdings Restricted Stock Units — Int/Div

Goldman Sachs Money Market Account — Interest

Trust #1 assets listed with = below

GS Investment Grade Credit Fund A — Int/Div

GS Short Duration T/F Mutual Fund Class A — Int/Div

Standard and Poors S00 Depository Receipts Mutual Fund — Int/Div

GS Emerging Markets Equity Fund GEMIX — Int/Div

GS Short Duration Tax Free Mutual Fund — Int

Mass Water Pollution Rev 5.5% 8/1/12 Bond — Interest

Cook Cty GO 5.00% Bond — Interest

City of Boston GO 5% 1/1/13 bond — Interest

Pinsfield MA GO S.5% 4/15/14 bond — Interest

Vanguard ST Bond E17 (BSV) — Int/Div

Comcast Convertible Bond — Interest

Exxon Mobil Common Stock (XOM) — Int/Div

People's United Common Stock (PBCT) — Int/Div

SPDR S&P Bank ETF (KBE) — Int/Div

US. Savings Bonds — Interest

PIMCO Total Return Institutiona (PTTRX) — Int/Div

Dodge & Cox Stock Fund (DODGX) — Int/Div

SSGA S&P S00 Index Mutual Fund — Int/Div

T Rowe Price Growth Fund — Int/Div

Vanguard Mid Cap Index Fund (VMCIX) — Int/Div

Jennison Small Cap Growth Fund — Int/Div

Dodge & Cox Intl Stock Fund (DODFX) — Int/Div

District of Columbia GO 5% 6/1/14 bond — Interest

Comm of Mass Gen Oblig Ref BDS 1/1/12 bond — Interest

PA SL GO 5% 5/15/15 bond — Interest

Mass Bay transportation Auth Rev 5.2500% T/15 bond — Interest — Buy

Mass IB 5.375% 1/1/16 bond — Interest

Lone Star College System Rev Bond S000 8/15/16 — Interest

Univ Mass Bldg Aut Proj Rev 5/25% 11/1726 bond — Interest

Mass Water Re Authority 5.25% 8/1/17 bond — Interest

Seattle WA Rev 5% 2/1/18 bond — Interest

NJ Trans TR FD Auth Rev 5% 12/15/18 bond — Interest

Chicago, IL GO 5% 12/1/19 Bond — Interest

Kansas Dept of Trans Rev 5% 9/1/22 bond — Interest

Detroit MI Sch Dist GO 5.375% 5/1/24 bond — Interest

City of Houston, TX Rev 5.25% 5/15/11 bond — Interest — Matured

Goldman Sachs Linked to S&P S00 — None

Kentucky St. Property & Bldg Rev. 5.375% 10/1/18 Bond — Interest — Sold

Birmingham AL GO 5.25% 5/1/17 Bond — Interest — Sold

GS 1% 10v2002014 Linked 10 yr notes-bond — Interest

Dominos Pizza Common Stock — None — Donated

Mass GO 5% 8/1/14 Bond — Interest

TD Bank account — None

Honorary Trustee, Big Sister Association of Greater Boston, Inc

Spouse's income — 2011 — Thermo Fisher Scientific - salary mcluding cash, stock and options

Spouse's income — 2011 — Zimmer Holdings, Inc. - Board of Directors fees including cash and stock

Part VII

Asset listed on Part VII, line | of the nomination report was distributed prior to taking judicial office.

Part VII

Assets listed on Part VII, lines 12, 13, 25, 29, 41, 43, 44, 48, 50, 61, 62, 79 of nomination report were sold prior to taking judicial office.

Part VII

Assets listed on lines 3, 4, 14, 52, 54, 63, 66, 81 of this report were purchased after the date of the nomination report and prior to taking judicial office.

Part VII

Asset listed on line 11 corresponds to asset listed on Part VIT, line § of nomination report. Name of asset has been clarified.

Part VII

Asset listed on line 24 corresponds to assets listed on Part VII, lines 75 and 76 of nomination report. Name of asset has been clarified.

Part VII

Asset listed on line 29 corresponds to asset listed on Part VIL, line 74 of nomination report. Name of asset has been clarified.

Part VII

Asset listed on line 30 corresponds to asset listed on Part VIL, line 80 of nomination report. Name of asset has been clarified.

Part VII

Asset listed on line 49 is a correction of asset listed on Part VII, line 58 of nomination report,

Part VII

Asset listed on line 34 is 4 correction of asset listed on Part VII, line 57 of nomination report.

Part VII

received in kind compensation which increased the holdings of assets listed on lines 8, 34.

Part VII

All Thermo Fisher Scientific Restricted Stock listed on line 9 vested on 3/4/11, converting to Thermo Fisher Scientific Common Stock listed on line 5.

Part VII

Lines 33 and 43 are intentionally left blank.

8/13/2012 Amendments to Part VII, lines 12 and 36 made in response to Committee's inquiry of July 23, 2012. There are no stocks, bonds or mutual funds in those

accounts. They are cash accounts that are held in the broker's name.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Denise Jefferson Casper | Frix