Austin E. Carter

2014Annual

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Pull out the substance of this filing.

What was filed

  • 25

    investments

  • 1

    positions

  • 2

    gifts

  • 1

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • M. Gary Carter, MD,, PA,
  • Middle District of Georgia Bankruptcy Law Institute
  • Mucon Bar Assocation
  • Stone & Baxter, LLP - salary and interest

As filed

Savings Account; State Bank & Trust — Interest

Brokerage Account (IRA)

Pepsico common stock — Int/Div

iShares Emerging Market ETF — Int/Div

Guggenheim S&P 500 Equal Weight ETF — Int/Div

Plum Creek Timber Co — Int/Div

Citibank, N.A — Interest

Raymond James Bank, N.A — Interest

Synchrony Bank — Interest

Community Trust Bank — Interest

Regions Bank — Interest

Vanguard Equity Income Fund (IRA) — Int/Div

Dodge & Cox International Stock Fund (IRA) — Int/Div

Franklin Mutual Beacon Fund (IRA) — Int/Div

SunTrust Bank 401(k) Account

Vanguard Russell 2000 Value Index Fund — Int/Div — Buy

Vanguard Total Bond Market Index Fund — Int/Div — Buy

Vanguard Inflation Protected Securities Fund — Int/Div

Vanguard Target Retirement 2040 Fund — Int/Div

SunTrust Common Stock Fund — Int/Div — Sold (part)

Northwestern Mutual Whole Life Policy — Int/Div — Closed

Mass Mutual Whole Life Policy — Int/Div

Mass Mutual Whole Life Policy — Int/Div

OmeAmerica (f/k/a The State Life Insurance Co.) Whole Life Policy (X) — Int/Div

Checking Account; State Bank & Trust (X) — Interest

Scerctary and Retirement Plan Trustee, M. Gary Carter, MD,, PA,

Gift — Middle District of Georgia Bankruptcy Law Institute — Investiture Reception (one-half cost) — $2,737.42

Gift — Mucon Bar Assocation — Investiture Reception (one-half cost) — $2,737.42

Agreement — 2014 — Retum of capital and partnership buyout with former law firm, Stone & Baxter, LLP: payments end June 2015

Income — 2014 — Stone & Baxter, LLP - salary and interest — S157.130.00

Part VII, Line 20: Shows partial sale of shares of SunTrust Common Stock Fund from 401K account on June 2, 2014. Intention was to sell all shares of that stock

fund in 2014 (as shown on initial report filed during 2014), but discovered in May 2015, when accumulating data for this report, that 5.8 shares remained in the

401K. This retention of shares was by mistake - | now believe that a dividend was issued and reinvested after the 2014 sale, (No regular statements are received

on this account). As soon as 1 lewrned this in May 2015, the remaining 5.8 shares were sold.

Part VII, Line 24: Reflects, for the first time, a Whole Life Policy with OneAmericu f/k/a The State Life Insurance Co. | own one-third of this policy. | did not

become aware of the existence of this policy or my ownership thereof until April 2015, when a family member (who originally purchased the policy) informed me

about it for the first time. Omission from 2014 initial report was due to lack of knowledge.

Part VII, Line 25. State Bank and Trust Checking Account. Inadvertently omitted from 2014 initial report.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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