John Andrew Caddell

Savings Acct. - Regions Bank — Interest

Checking Acct.-Regions Bank — None

Schwab Bank Account — Interest

Amencan Century Gov't — Int/Div

Ashton'Optimum — Int/Div — Sold

American Century Tax Free — Int/Div — Sold

American Century Equity — Int/Div

Amencan Financial Group — Int/Div

Baron Growth Fund — Int/Div — Sold (part)

Baron Growth Fund — Int/Div — Sold — VIII

Freeport McMoran Copper — Int/Div — Buy

Glenmede Small Cap — Int/Div — Buy

Harbor International Fund — Int/Div — Buy

Shares Barclays — Int/Div — Sold (part)

Janus Overseas Fund — Int/Div

Nextera Energy (IRA) — Int/Div

OGE Energy Corp — Int/Div — Sold (part)

Pace Oil & Gas LTD — Int/Div

Pamassus Equity Income Fund — Int/Div

Pimco Total Return Fund — Int/Div

Provident Energy Trust — Int/Div

Regions Financial — None — Buy

Regions Financial — None — Sold

Sanmina-SCI Corp. — Int/Div — Sold

Schwab 1000 Index Fund — Int/Div

Schwab S&P 500 Index — Int/Div

Select Sector Financial — Int/Div — Sold

SSGA INTL Stock — Int/Div — Sold (part)

Scout Internal Fund — Int/Div

SPDR Gold IRA — Int/Div — Buy

SPDR Trust — Int/Div

Templeton Global Bond — Int/Div — Buy

TIAA CREF — Int/Div — Buy

University Texas — Int/Div — Sold

Valero Energy Corp — Int/Div — Buy

Vanguard Morgan Growth — Int/Div — Sold (part)

Vanguard Small Cap — Int/Div

Vanguard Value ETF — Int/Div

Vanguard Small Corp (IRA) — Int/Div

Walmart Stores Inc — Int/Div — Sold

Cash in Schwab Brokerage Account — Int/Div

Anzona St. Transn. Brd. Hwy. Rev. 3% — Int/Div — Buy

Aubum University due 6/1/25 — Int/Div — Buy

Aubum University ALA GEN due 6/1/20 — Int/Div — VII

California State Dept Municipal Bond — Int/Div — Sold

California ST FOR 5% due 6/1/20 — Int/Div — VII

Chicago 111 Trans Authority — Int/Div — Buy

Chicago ILL WTR REV — Int/Div

Florida State BRD ED — Int/Div

Jlowa State SPL OBLIG — Int/Div

lowa Finance Authority REV — Int/Div

Kansas ST DEV FIN — Int/Div

Los Angeles California — Int/Div

Maine Municipal Bond — Int/Div

Minnesota PUB FACS — Int/Div

Minnesota ST MUN PWR — Int/Div

New Mexico Finance Authority — Int/Div

New York New York Municipal Bond for PR 5% — Int/Div — VIII

New York STTWY — Int/Div

North Carolina Municipal Bond 5% due ©1521 — Int/Div — VIII

Ohio ST TPK COMMN — Int/Div

Pennsylvania St. 5.75% — Int/Div — Buy

Phoenix Arizonia Civic — Int/Div

Southern California Pub — Int/Div

TEXAS ST 3% 21 GO — Ty — VII

Texas STPUB FIN AUTH — Int/Div

Texas St. Pup. Fin. Auth, due 1/1/20 — Int/Div — Buy — VII

University ALA — Int/Div

University ALA — Interest — Sold

University California RE 5% — Int/Div — VII

Virginia College BLDG — Int/Div

Wisconsin ST CLEAN — Int/Div

Reimbursement — George Mason University Law & Economics — 04107201 1-04/13201 — Washington D.C — Seminar — Lodging, Airfare, Meals

Reimbursement — Alabama State Bar — 06/09/2011 06/11/2011 — Destin, FL — Bankruptcy at the Beach Seminar — Lodging, Mileage

**Line 9 - Should have been reported on 2010 report

**Linc 18 - Sold more shares on 9/28/11

**Line 32 - Name Correction

**Line 36 - Name Correction

**Line 37 - Name Correction

** Line 41 - Name Correction

**Linc 54 - Name Correction

**Line 55 - Should have been reported on 2010 report

**Line 71 - Should have been reported on 2010 report