Charles F Lettow

WRK — Int/Div

H)IRA 21

Morgan Stanley Bank — Interest — Distnbuted — Part VII

Morgan Stanley Bank — Int/Div — Distnbuted — Part VII

Morgan Stanley Bank — Int/Div — Distributed — Part VII

Morgan Stanley Bank — Int/Div — Distnbuted — Part VII

Morgan Stanley Bank — Int/Div — Distnbuted — Part VII

NGVT — None — from line 9)

NGVT — Distributed — Part VII

NGVT — Int/Div — Distnbuted — Part VII

NGVT — Int/Div — Distnbuted — Part VII

H) Brokerage Act. #1

Morgan Stanley Bank — Interest — Distributed — Part VII

Morgan Stanley Bank — Int/Div — Distnbuted — Part VII

Morgan Stanley Bank — Int/Div — istnbuted — Part VII

Morgan Stanley Bank — Int/Div — Distnbuted — Part VII

Morgan Stanley Bank — Int/Div — Distnibuted — Part VII

Morgan Stanley Bank — None — Distnbuted — Part VII

Morgan Stanley Bank — Int/Div — Distributed — Part VII

Morgan Stanley Bank — Int/Div — Distnbuted — Part VII

Morgan Stanley Bank — Int/Div — Distnbuted — Part VII

MMM (3M) — Int/Div — Distnbuted — Part VII

MMM (3M) — Int/Div — Distributed — Part VII

MMM (3M) — Int/Div — Distnbuted — Part VII

MMM (3M) — Int/Div — Distnibuted — Part VII

H)IRA 22

Morgan Stanley Bank — Interest — Sold (part) — Part VII

Morgan Stanley Bank — Int/Div — Distnbuted — Part VII

BBT — Int/Div

BBT — Int/Div — Sold (part) — Part VII

BBT — Int/Div — Distributed — Part VII

CVX — Int/Div

CVX — Int/Div — Sold (part) — Part VII

JANGR — Int/Div

GE — Int/Div

NGVT — None — Distnbuted — Part VII

NGVT — Int/Div — Sold (part) — Part VII

PKG — Int/Div

PX — Int/Div

PX — Int/Div — Sold (part) — Part VII

XOM — Int/Div

H) Brokerage Act. #2

Morgan Stanley Tax-Free Income Trust — Interest — Distnbuted — Part VII

Morgan Stanley Tax-Free Income Trust — Distributed — Part VII

Morgan Stanley Tax-Free Income Trust — Int/Div — Sold (part) — Part VII

Morgan Stanley Tax-Free Income Trust — Distnibuted — Part VII

Morgan Stanley Tax-Free Income Trust — Int/Div — Sold

Morgan Stanley Tax-Free Income Trust — Int/Div — Distnbuted — Part VII

Morgan Stanley Tax-Free Income Trust — Sold (part) — Part VII

Morgan Stanley Tax-Free Income Trust — Distnibuted — Part VII

Morgan Stanley Tax-Free Income Trust — Int/Div — Sold (part) — Part VII

Morgan Stanley Tax-Free Income Trust — Distnbuted — Part VII

Morgan Stanley Tax-Free Income Trust — Int/Div — Distnbuted — Part VII

Morgan Stanley Tax-Free Income Trust — Sold (part)

Morgan Stanley Tax-Free Income Trust — Sold

Morgan Stanley Tax-Free Income Trust — Int/Div — Sold (part) — Part VII

Morgan Stanley Tax-Free Income Trust — Distnbuted — Part VII

Morgan Stanley Tax-Free Income Trust — Int/Div — Sold (part) — Part VII

Morgan Stanley Tax-Free Income Trust — Distnbuted — Part VII

MH) Brokerage Act. #3

Morgan Stanley Bank — Interest — Sold (part) — Part VII

FITB — Int/Div

Intentionally left blank

Intentionally left blank — None — Distnbuted — Part VII

Intentionally left blank — None — Distnbuted — Part VII

Intentionally left blank — None — Sold (part) — Part VII

Intentionally left blank — None — Distnbuted — Part VII

NGVT — None — from line 75) — Part VII

NGVT — None — Distnbuted — Part VII

NGVT — None — Distributed — Part VII

NGVT — None — Distnbuted — Part VII

NGVT — None — Distributed — Part VII

NGVT — Int/Div — Distnibuted — Part VII

NGVT — Int/Div — Distnbuted — Part VII

NGVT — None — Distnbuted — Part VII

WRK — Int/Div — Distnbuted — Part VII

H) Brokerage Act. #4

BIF Money Fund (name change from ML Bank Dep. Program) — None — Distnbuted — Part VII

BIF Money Fund (name change from ML Bank Dep. Program) — Int/Div — Sold (part) — Part VII

BIF Money Fund (name change from ML Bank Dep. Program) — Sold

BIF Money Fund (name change from ML Bank Dep. Program) — Rovalty — Distnbuted — Part VII

BIF Money Fund (name change from ML Bank Dep. Program) — Int/Div — Sold (part) — Part VII

BIF Money Fund (name change from ML Bank Dep. Program) — Sold

BIF Money Fund (name change from ML Bank Dep. Program) — Int/Div — (part) — Part VII

BIF Money Fund (name change from ML Bank Dep. Program) — Sold

BIF Money Fund (name change from ML Bank Dep. Program) — Int/Div — Sold (part)

BIF Money Fund (name change from ML Bank Dep. Program) — Sold (part) — Part VII

BIF Money Fund (name change from ML Bank Dep. Program) — Sold

BIF Money Fund (name change from ML Bank Dep. Program) — Int/Div — Sold (part)

BIF Money Fund (name change from ML Bank Dep. Program) — Sold (part) — Part VII

BIF Money Fund (name change from ML Bank Dep. Program) — Sold

H) Brokerage Act. #5

H) Brokerage Act. #5 — Int/Div — Distributed — Part VII

H) Brokerage Act. #5 — Int/Div — Distnbuted — Part VII

H) Brokerage Act. #5 — Int/Div — Distnbuted — Part VII

USAA Money Mkt. Fund — None — Distnbuted — Part VII

H) Trust #1

Morgan Stanley Bank — Interest — (part) — Part VII

Morgan Stanley Bank — Distnbuted — Part VII

MMM (3M) — Int/Div — Distnbuted — Part VII

MMM (3M) — Int/Div — Sold (part) — Part VII

MMM (3M) — Distnibuted — Part VII

MMM (3M) — Int/Div — Distnbuted — Part VII

MMM (3M) — None — Sold (part) — Part VII

MMM (3M) — Distnbuted — Part VII

MMM (3M) — None — Distributed — Part VII

MMM (3M) — Int/Div — Distnbuted — Part VII

MMM (3M) — Int/Div — Sold (part) — Part VII

MMM (3M) — Distnbuted — Part VII

MMM (3M) — None — Distnibuted — Part VII

MMM (3M) — None — Distnbuted — Part VII

MMM (3M) — None — Distnbuted — Part VII

MMM (3M) — None — Distnbuted — Part VII

MMM (3M) — None — Distnibuted — Part VII

MMM (3M) — Int/Div — Distnbuted — Part VII

MMM (3M) — Int/Div — Distnbuted — Part VII

MMM (3M) — None — Distnbuted — Part VII

MMM (3M) — Int/Div — Distributed — Part VII

MMM (3M) — None — Distnbuted — Part VII

MMM (3M) — None — Distributed — Part VII

MMM (3M) — None — Distributed — Part VII

MMM (3M) — None — Distnbuted — Part VII

Stoneham Partners — Interest — Distnbuted — Part VII

Vorbeck Matenals pfd. stock — None — Distributed — Part VII

Vorbeck Materials bridge loan — None — Distnbuted — Part VII

USAA Money Mkt. Fund — Int/Div

USAA VA Money Market Fund — Int/Div

Mass Mutual Whole Life — Interest — Redeemed

Thrivent Whole Life — istnbution

USAA Whole Life 1 — Distribution

USAA Whole Life 2 — Iistnbution

Pacific Life Vanable (Fixed LT Account) — Distribution

USAA Subsc. Sav. Act — istmbution

Busy Way Farms — Int

B&T bank act. — Interest

Homestead Partnership — Distribution

Stoneham Partners — Interest

Vorbeck Materials pfd. stock — None

Vorbeck Materials bridge loan — Interest — Buy

Vorbeck Materials bridge loan — Buy

Vorbeck Materials bridge loan — Buy

Vorbeck Materials bridge loan — Buy

Vorbeck Materials bridge loan — Buy

Vorbeck Materials bridge loan — Buy

Vorbeck Materials bridge loan — Buy

Vorbeck Materials bridge loan — Buy

Vorbeck Materials bridge loan — Buy

Vorbeck Materials bridge loan — Buy

Vorbeck Materials bridge loan — Buy

Vorbeck Materials bridge loan — Buy

Preisdent and Director, Busy Way Farms, Inc. (Subchapter S farm entity wholly owned by family members; position is not compensated)

Partner, Homestead Partmership (small farm entity wholly owned by family members; position is not compensated)

Executor, Estate of family member

Trustee, Family trust

Agreement — 1/11993 — Cleary, Gottlich, Steen & Hamilton reitrement plan with former law firm, no control

Agreement — 2 — (NOTE: An opinion from the Commuttee on Codes of Conduct dated June 13, 2003, considers that receipt of the retirement annuity provided under this plan accords

Agreement — with the Code of Conduct for United States Judges.)

Liability — Morgan Stanley — Portfolio Loan Account

Liability — Pacific Life — Life Policy Loan

Liability — Morgan Stanley — Portfolio Loan Account

Reimbursement — Busy Way Frams, Inc — April 14-18, 2016 — lowa Falls, 1A — trip to farms — transportation, meals & lodging

Reimbursement — Busy Way Farms, lnc — June 15-17, 2016 — Towa Falls, 1A — trip to farms — transportation, meals & lodging

Reimbursement — Busy Way Farms, Inc — Aug. 6-8, 2016 — lowa Falls, 1A — trip to farms — transportation, meals & lodging

Income — 2016 — Cleary, Gottlieb, Steen & Hamilton (retirement annunity) — $£732.322.00

The estate of a family member retained no assets. All were distributed to a family trust. See Trust #1.

Assets in Trust #1, lines 123, 124 and 125 were appraised | 1/29/16.

Regarding Lines 2 through 6, and lines 8, 9, and 10, IRA #1 was transferred to IRA #2, lines 26, 27, 29, 30, 32, 35, 36, und 39. After the transfer, IRA #1 was

closed.

Regarding lines 12 through 24, Brokerage Act, #1, assets in the account were first transferred to an estate account on 9/27/16, 10/13/16 or 10/17/16, and then to

Trust Act, #1 on 10/25/16, 10/26/16, and 11/2/16, sce Trust Act. £1, lines 98, 100, 101, 103, 104, 106, 107, 108, 110, 111, 112, 117 and 118. Brokerage Act. #1

has been closed.

Regarding lines 42 through 58, Brokerage Act. #2, assets in this account were held as tenants in common. Those assets were transferred, upon an equal split, to

Brokerage Act. #3, lines 60, 69, 70, 72, 73 and 76 (on 10727/16), and to Trust Act. #1, Tines 98, 103, 113, 115, 116 and 118 (on 10/18, 25 and 27/16). Brokerage

Act. #2 has been closed.

Regarding lines 78. 79, 81. 82, 84. 86, and 86, Brokerage Act. #4, assets in this account were held as tenants in common. Those assets were transferred upon an

equal split to Brokerage Act. #3, lines 62, 63, 64, 65, 66, 68 and 74 (on 12/20/16), and to Trust Act. #1, lines 99, 102, 10S, 109, 120, 121 and 122 (on 12/21/16).

Brokerage Act. #4 has been closed.

Regarding lines 93 through 96, Brokerage Act. #5, assets in this account were held as tenants in common. Those assets were transfered partially to Brokerage Act.

#2, lines 47 and 52 (on 1/26/16), and then split between Brokeruge Act. #3, line 71 (on 12/16/16), and Trust #1, line 119 (on 12/16/16). Brokerage Act. #5 has

been closed.

Regarding lines 123 through 125, and 137 through 139, seccurities were held jointly as tenants in common. One-half was transferred to Trust #1.