Arthur Lawrence Alarcon

2011Annual

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Pull out the substance of this filing.

What was filed

  • 70

    investments

  • 1

    positions

  • 0

    gifts

  • 3

    agreements

  • 0

    debts

  • 1

    reimbursements

  • 4

    income

  • 2

    spouse income

Named parties

  • Las Familias del Pueblo (a not-for-profit corporation)
  • Comell Law School
  • Retirement Benefits, State of California
  • Retirement Benefits, Los Angeles County
  • Retirement Benefits, State of California Judges
  • West Services Inc., book royalties
  • Retirement Plan of Citibank
  • Retirement Plan of Honeywell

As filed

Cal Westen Life Ins Co — Interest

US. Treasury Bills — Interest

United Airline Stock — None

Citibank Accounts — Interest

Brokerage Account #1

TD Ameritrade MMDA Sweep Account — Interest

Citigroup Stock — Int/Div

Coca Cola Stock — Int/Div

Hewlett Packard Stock — Int/Div — Sold (part)

Microsoft Stock — Int/Div

Proctor & Gamble Stock — Int/Div

Nokia Stock — Int/Div

IBM Stock — Int/Div

Sara Lee Stock — Int/Div — Sold

Mastercard Inc Stock — Int/Div

Paterson-UTI Energy Inc Stock — None — Sold

Brokerage Account #2

TD Ameritrade MMDA Sweep Account — Interest

Honeywell Stock — Int/Div

Cisco Stock — Int/Div

Pfizer Stock — Int/Div — Sold

Merck Stock — Int/Div

EXXON Mobil Corp Stock — Int/Div

Intel Stock — Int/Div

Clorox Company Stock — Int/Div

Citigroup Inc Stock — Int/Div

GE Stock — Int/Div

Vanguard International Growth Mutual Fund — Int/Div — Buy (add'l)

Neuberger Berman Guardian Mutual Fund — Int/Div — Buy (add'l)

Treasury Note — Interest

Brokerage Account #3.

Wells Fargo Bank Deposit Sweep Option — Interest

Ford Motor Credit Co SR Notes (VAS acq 08/1310) — Interest — Redeemed

Ca StDpt Wir Res Wir Rev Bond (NX7 acy 06/03/10) — Interest — Redeemed

Ca St G/O Bond (NL2 acq 05/06/10) — Interest

Ca St Var Purp G/O Unltd Bond (3C0 acq 060310) — Interest

Ca St Var Purp G/O Unltd Bond (H92 acq 05/04/10) — Interest

Ca St Var Purp G/O Unltd Bond (KT4 acq 05/0310) — Interest

Ca St Econ Recov Ser A Bond (AX9 acq 06/04/10) — Interest

Ca St Ref G/O Unltd Bond (F41 acq O0T7/10) — Interest

Ca St Var Purp Fsa Cr G/O Cus Bond (A32 acq 0622/10) — Interest

Ca Stwide Cmnty Dev Prop 1A Bond (RSS acy 08/16/10) — Interest

Ca St Var Purp G/O Txbl Bond (SF7 acq 06/03/10 — Interest

State Bank India CD (WT7 acq 09/24/10) — Interest — Redeemed

Plainscapital Bank CD (VE6 acq 06/24/10) — Interest

Ford Motor Credit Co Global Notes (TZ6 acy 09/12/11) — Interest — Buy

Genl Motors Accept Corp Global Notes (SEI acq 09/30¢1 1) — None — Buy

Hewlett Packard Co Sr Unsecured (BL6 acq 12/1911) — None — Buy

Brokerage Account #4

Wells Fargo Bank Deposit Sweep Option — Interest

Ca St Econ Recov Ser B Bond (JV4 acy £2109) — Interest — Redeemed

Cu St Pub Wks Brd Bond (SBO acy 1/24/09) — Interest — Redeemed

Ca St Univ Rev Ref Bond (FV acq 03/24/09) — Interest — Redeemed

Ca St Econ Recov Ser A Bond (LU3,LQ2 acy 4/2309) — Interest

Ca lnfra & Econ Dev Bk Rev Ser E Bond (347 acq 08/13/10) — Interest

Ca St Cmnty Dev Auth Rev Prop 1A Bond (RSE acy OR 16/10) — Interest

Ca St G/O Unltd Bond (Z49 acg 1 1/09/10) — Interest

Ca St Econ Recov Ser A Bond (BC4 acq 1210010) — Interest

Ca St G/O Unltd Bond (PUO acq 03/09/11) — Interest — Buy

Ca St G/O Unltd Bond {N91 acq 03/17/11) — Interest — Buy

Ford Motor Credit Co Global Notes (TZ6 acy 1123/11) — None — Buy

Brokerage Account #5 (managed asset portolio)

Ishares Barclays Inter Gov Cre Bd (GV) 1612) — None — Buy

Ishares Barclays MBS Bond Fund (MBB) (588) — None — Buy

Ishares Barclays Tips Bond Fund (TIP) (176) — None — Buy

Ishares Barclays 1-3 Yr Trs Bd (SHY) 45 — None — Buy

Ishares Msci Eafe Index Fund (EFA) (465) — None — Buy

Ishares S&P/Citigroup Intl Treas Fund HUGO IIT) — Int/Div — Buy

Vanguard Growth ETF Msci US Prime MKt(VLUG) (736) — Int/Div — Buy

Vanguard Value ETF Msci US Prime Mkt (VTVI (744) — Int/Div — Buy

Director, Las Familias del Pueblo (a not-for-profit corporation)

Agreement — 676 — Employee's Retirement Benefit (Los Angeles County)

Agreement — 6/76 — Employee's Retirement Benefit (State of California)

Agreement — 6192 — State Judge's Pension

Reimbursement — Comell Law School — Apr 7-10, 2011 — Ithaca, NY — Moot Court (judge) — Meals, hotel, trunsportation

Income — 2011 — Retirement Benefits, State of California — $2,536.00

Income — 2011 — Retirement Benefits, Los Angeles County — $12,262.00

Income — 2001 — Retirement Benefits, State of California Judges — $41,920.00

Income — 2011 — West Services Inc., book royalties — $6,236.00

Spouse's income — 2011 — Retirement Plan of Citibank

Spouse's income — 2011 — Retirement Plan of Honeywell

1) Part VIL, lines 2 and 30 -- US. Treasury Bills. Special case of transfers, not covered in filing structions. The 2010 "U.S, Treasury Bills" entry included

different two T Bills / Notes, each in a different "Legacy Treasury Direct” account. In May 2010, the U.S. Treasury phased out the “Legacy Treasury Direct”

accounts, and gave participants the option of transferring existing bills/notes to a "Treasury Direct” account or to a user-selected brokerage account, One bill/note

was transferred to a "Treasury Direct” account (line 2) and the other was transferred to the a brokerage account (line 30). The bills/notes did not change in value,

nor future redemption date. The aggregate gross value of both bills is code K, and the separate gross value of each bill is code K.

2) Part VII: Differences between 2010 and 2011 for entries in Column B (Income) and C (Gross Value) are due to market fluctuation in stock prices and interest

dividends, except for line 42, Col B(1) where the entry is a correction of the 2010 H2 code typo,

3) Part VII, the "Audit" flagged lines 5, 17, 31, 49, and 62 with "_.if the entry in column A is not a header then..."

Lines 5, 17, 31, 49, and 62 arc headers.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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