Arthur Lawrence Alarcon
2011Annual
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What was filed
70
investments
1
positions
0
gifts
3
agreements
0
debts
1
reimbursements
4
income
2
spouse income
Named parties
- Las Familias del Pueblo (a not-for-profit corporation)
- Comell Law School
- Retirement Benefits, State of California
- Retirement Benefits, Los Angeles County
- Retirement Benefits, State of California Judges
- West Services Inc., book royalties
- Retirement Plan of Citibank
- Retirement Plan of Honeywell
As filed
Cal Westen Life Ins Co — Interest
US. Treasury Bills — Interest
United Airline Stock — None
Citibank Accounts — Interest
Brokerage Account #1
TD Ameritrade MMDA Sweep Account — Interest
Citigroup Stock — Int/Div
Coca Cola Stock — Int/Div
Hewlett Packard Stock — Int/Div — Sold (part)
Microsoft Stock — Int/Div
Proctor & Gamble Stock — Int/Div
Nokia Stock — Int/Div
IBM Stock — Int/Div
Sara Lee Stock — Int/Div — Sold
Mastercard Inc Stock — Int/Div
Paterson-UTI Energy Inc Stock — None — Sold
Brokerage Account #2
TD Ameritrade MMDA Sweep Account — Interest
Honeywell Stock — Int/Div
Cisco Stock — Int/Div
Pfizer Stock — Int/Div — Sold
Merck Stock — Int/Div
EXXON Mobil Corp Stock — Int/Div
Intel Stock — Int/Div
Clorox Company Stock — Int/Div
Citigroup Inc Stock — Int/Div
GE Stock — Int/Div
Vanguard International Growth Mutual Fund — Int/Div — Buy (add'l)
Neuberger Berman Guardian Mutual Fund — Int/Div — Buy (add'l)
Treasury Note — Interest
Brokerage Account #3.
Wells Fargo Bank Deposit Sweep Option — Interest
Ford Motor Credit Co SR Notes (VAS acq 08/1310) — Interest — Redeemed
Ca StDpt Wir Res Wir Rev Bond (NX7 acy 06/03/10) — Interest — Redeemed
Ca St G/O Bond (NL2 acq 05/06/10) — Interest
Ca St Var Purp G/O Unltd Bond (3C0 acq 060310) — Interest
Ca St Var Purp G/O Unltd Bond (H92 acq 05/04/10) — Interest
Ca St Var Purp G/O Unltd Bond (KT4 acq 05/0310) — Interest
Ca St Econ Recov Ser A Bond (AX9 acq 06/04/10) — Interest
Ca St Ref G/O Unltd Bond (F41 acq O0T7/10) — Interest
Ca St Var Purp Fsa Cr G/O Cus Bond (A32 acq 0622/10) — Interest
Ca Stwide Cmnty Dev Prop 1A Bond (RSS acy 08/16/10) — Interest
Ca St Var Purp G/O Txbl Bond (SF7 acq 06/03/10 — Interest
State Bank India CD (WT7 acq 09/24/10) — Interest — Redeemed
Plainscapital Bank CD (VE6 acq 06/24/10) — Interest
Ford Motor Credit Co Global Notes (TZ6 acy 09/12/11) — Interest — Buy
Genl Motors Accept Corp Global Notes (SEI acq 09/30¢1 1) — None — Buy
Hewlett Packard Co Sr Unsecured (BL6 acq 12/1911) — None — Buy
Brokerage Account #4
Wells Fargo Bank Deposit Sweep Option — Interest
Ca St Econ Recov Ser B Bond (JV4 acy £2109) — Interest — Redeemed
Cu St Pub Wks Brd Bond (SBO acy 1/24/09) — Interest — Redeemed
Ca St Univ Rev Ref Bond (FV acq 03/24/09) — Interest — Redeemed
Ca St Econ Recov Ser A Bond (LU3,LQ2 acy 4/2309) — Interest
Ca lnfra & Econ Dev Bk Rev Ser E Bond (347 acq 08/13/10) — Interest
Ca St Cmnty Dev Auth Rev Prop 1A Bond (RSE acy OR 16/10) — Interest
Ca St G/O Unltd Bond (Z49 acg 1 1/09/10) — Interest
Ca St Econ Recov Ser A Bond (BC4 acq 1210010) — Interest
Ca St G/O Unltd Bond (PUO acq 03/09/11) — Interest — Buy
Ca St G/O Unltd Bond {N91 acq 03/17/11) — Interest — Buy
Ford Motor Credit Co Global Notes (TZ6 acy 1123/11) — None — Buy
Brokerage Account #5 (managed asset portolio)
Ishares Barclays Inter Gov Cre Bd (GV) 1612) — None — Buy
Ishares Barclays MBS Bond Fund (MBB) (588) — None — Buy
Ishares Barclays Tips Bond Fund (TIP) (176) — None — Buy
Ishares Barclays 1-3 Yr Trs Bd (SHY) 45 — None — Buy
Ishares Msci Eafe Index Fund (EFA) (465) — None — Buy
Ishares S&P/Citigroup Intl Treas Fund HUGO IIT) — Int/Div — Buy
Vanguard Growth ETF Msci US Prime MKt(VLUG) (736) — Int/Div — Buy
Vanguard Value ETF Msci US Prime Mkt (VTVI (744) — Int/Div — Buy
Director, Las Familias del Pueblo (a not-for-profit corporation)
Agreement — 676 — Employee's Retirement Benefit (Los Angeles County)
Agreement — 6/76 — Employee's Retirement Benefit (State of California)
Agreement — 6192 — State Judge's Pension
Reimbursement — Comell Law School — Apr 7-10, 2011 — Ithaca, NY — Moot Court (judge) — Meals, hotel, trunsportation
Income — 2011 — Retirement Benefits, State of California — $2,536.00
Income — 2011 — Retirement Benefits, Los Angeles County — $12,262.00
Income — 2001 — Retirement Benefits, State of California Judges — $41,920.00
Income — 2011 — West Services Inc., book royalties — $6,236.00
Spouse's income — 2011 — Retirement Plan of Citibank
Spouse's income — 2011 — Retirement Plan of Honeywell
1) Part VIL, lines 2 and 30 -- US. Treasury Bills. Special case of transfers, not covered in filing structions. The 2010 "U.S, Treasury Bills" entry included
different two T Bills / Notes, each in a different "Legacy Treasury Direct” account. In May 2010, the U.S. Treasury phased out the “Legacy Treasury Direct”
accounts, and gave participants the option of transferring existing bills/notes to a "Treasury Direct” account or to a user-selected brokerage account, One bill/note
was transferred to a "Treasury Direct” account (line 2) and the other was transferred to the a brokerage account (line 30). The bills/notes did not change in value,
nor future redemption date. The aggregate gross value of both bills is code K, and the separate gross value of each bill is code K.
2) Part VII: Differences between 2010 and 2011 for entries in Column B (Income) and C (Gross Value) are due to market fluctuation in stock prices and interest
dividends, except for line 42, Col B(1) where the entry is a correction of the 2010 H2 code typo,
3) Part VII, the "Audit" flagged lines 5, 17, 31, 49, and 62 with "_.if the entry in column A is not a header then..."
Lines 5, 17, 31, 49, and 62 arc headers.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.