Shelley Clauson Chapman

Trust #1

SPDR NUVEEN BARCLAYS ST MUNI BOND ETF — Int/Div

FAIRHOLME FUND — None — Sold (part)

FAIRHOLME FUND — Sold

FMI LARGE CAP FUND — None — Sold

LOOMIS SAYLES INVT GRADE BOND FUNDCLY — Int/Div

PARNASSUS FUND — None — Sold

SCHWAB GOVERNMENT MONEY FUND — None

MANNING & NAPIER EQUITY SERIES FUND — None — Sold

WESTCORE SELECT FUND — None — Sold

MATTHEWS ASIA DIVIDEND FUND — Int/Div — Sold

SCHWAB S&P S00 INDEX FUND — None — Buy

SCHWAB S&P S00 INDEX FUND — Sold

SCHWAB US TREASURY MONEY FUND — Int/Div

BBH CORE SELECT FUND — Int/Div — Buy

Brokerage Account #1

ABBOTT LABS — None — Buy

ABBOTT LABS — Buy (add'l)

AMAZON COM INC — None — Sold (part)

AMAZON COM INC — Sold

AMGEN INC — None — Sold

APPLE INC — None — Sold (part)

APPLE INC — Sold (part)

GOOGLE INC CLASS A — None — Sold (part)

VARIAN MEDICAL SYSTEMS — None — Sold (part)

VARIAN MEDICAL SYSTEMS — Sold (part)

VARIAN MEDICAL SYSTEMS — Buy (add'l)

ACCENTURELTD — Int/Div

ALLERGAN INC — Int/Div — Sold (part)

BARD CR INC — Int/Div — Sold (part)

BARD CR INC — Sold

C HROBINSON WORLDWIDE COM — Int/Div — Buy (add'l)

MASTERCARD INC — Int/Div — Buy (add'l)

MASTERCARD INC — Buy (add'l)

MASTERCARD INC — Sold (part)

MASTERCARD INC — Sold (part)

MASTERCARD INC — Sold (part)

ORACLE — Int/Div

QUALCOMM INC — Int/Div

STARBUCKS CORP — Int/Div — Buy (add'l)

COACH INC — Int/Div — Buy

TROWE PRICE GROUP INC — Int/Div — Buy (add'l)

MICROSOFT CORP — Int/Div

BMCSOFTWARE INC — None — Buy

BMCSOFTWARE INC — Buy (add'l)

BMCSOFTWARE INC — Sold

COGNIZANT TECH SOL CL — None — Buy

COGNIZANT TECH SOL CL — Buy (add'l)

COGNIZANT TECH SOL CL — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Buy (add'l)

SC INTUITIVE SURGICAL NE — None — Buy

SC INTUITIVE SURGICAL NE — Buy (add'l)

SC INTUITIVE SURGICAL NE — Buy (add'l)

FACTSET RESH SYSTEMS INC — Int/Div — Buy

FACTSET RESH SYSTEMS INC — Buy (add'l)

FACTSET RESH SYSTEMS INC — Buy (add'l)

FACTSET RESH SYSTEMS INC — Buy (add'l)

INTUIT INC — None — Buy

HEMPSTEAD TOWN NY 4.5% DUE isn — Interest — Matured

HUNTINGTON NY UN FREE SCH DIS L830 DUE 158/12 — Interest

NASSAU ONTY NY INTERIM FIN AUTH 525% DUE 11/15/15 — Interest

NEW YORK ST 5% DUE 2/15/22 — Interest

SMITHTOWN NY CENT SCH DIST 5% DUE 7/18/16 — Interest

WHITE PLAINS NY 5% DUE 5/1520 — Interest — Matured

IVY MUNI HIGH INCM FND — Int/Div — Sold

DOUBLELINE TOTAL RETURN FUND — Int/Div — Sold

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME FUND — Int/Div — Buy

SCHWAB US. TREASURY MONEY FUND — Int/Div

IRA #1

TROWE PRICE CAPITAL APPRECIATION FUND — Int/Div — Sold

FRANKLIN INCOME FUND ADV CL — Int/Div — Sold

LOOMIS SAYLES INVT GRADE BOND FUNDCLY — Int/Div

OAKMARK EQUITY & INCOME FD — Int/Div — Sold

PIMCO ALL ASSET ALL AUTHORITY — Int/Div — Sold

ISHARES TR LEHMAN AGG BND — None — Buy

SCHWAB CAP TR S&P 500 INVS SELECT SHARES — None — Buy

SCHWAB ADV CASH RESERVE PREM — None

IRA #2

TROWE PRICE CAPITAL APPRECIATION FUND — None — Distnbuted

BOEING CAP CORP 6.5% DUE 2/15/12 — Interest

DREYFUS INFLATION ADJUSTED SEC INV — Int/Div

LOOMIS SAYLES BONDFD CL — Int/Div

LOOMIS SAYLES INVT GRADE BOND FUND CLASS Y — Int/Div

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME — Int/Div — from line 159)

TEMPLETON INCOME TR GLB BD ADVSOR — Int/Div — from line 121)

ARTIO GLOBAL HIGH INCOME FUND — Int/Div — from line 110)

THIRD AVENUE FOCUSED CREDIT FUND INST — Int/Div — from line 161)

THIRD AVENUE FOCUSED CREDIT FUND INST — Buy (add'l)

THIRD AVENUE FOCUSED CREDIT FUND INST — Buy (add'l)

SCHWAB ADV CASH RESERVE PREM — None — Closed

SCHWAB US TREAS MONEY FD — None — Open

IRA #3

DRIEHAUS ACTIVE INCOME FUND — Int/Div

FAIRHOLME FUND — None — Sold (part)

FAIRHOLME FUND — Sold

FRANKLIN INCOME ADVISOR CLASS — Int/Div

PARNASSUS FUND — None — Sold

TROWE PRICE CAP APPRECIATION — Int/Div

PIMCO LOW DURATION INSTITUTIONAL FUND — Int/Div

EATON VANCE GLOBAL MACRO ABSOLUTE RETURN — Int/Div

WELLS FARGO INTRINSIC VALUE FUND — None — Sold

BBH CORE SELECT FUND N — Int/Div — Buy

FIDELITY SPARTAN US EQUITY — Int/Div — Buy

FIDELITY SPARTAN US EQUITY — Buy (add'l)

SCHWAB CAP TR S&P 500 INVS SELECT SHARES — Int/Div — Buy

FIDELITY CASH RESERVES — None

IRA #4

ARTIO GLOBAL HIGH INCOME FUND — Int/Div — Sold (part)

EATON VANCE GLOBAL MACRO ABSOLUTE RETURN — Int/Div — Sold (part)

EATON VANCE GLOBAL MACRO ABSOLUTE RETURN — Buy

FIDELITY FLOATING RATE HIGH INCOME — Int/Div — Sold

MATTHEWS ASIAN FUNDS ASIAN GROWTH AND INC — Int/Div — Sold

NUVEEN INVT TRADWDS VAOPR — None — Buy (add'l)

NUVEEN INVT TRADWDS VAOPR — Sold (part)

NUVEEN INVT TRADWDS VAOPR — Sold

ROYCE LOW PRICED STOCK FUND — None — Buy (add'l)

ROYCE LOW PRICED STOCK FUND — Sold (part)

ROYCE LOW PRICED STOCK FUND — Sold

TEMPLETON INCOME TR GLB BD ADVSOR — Int/Div — Distributed

WESTCORE SELECT FUND — None — Buy (add'l)

WESTCORE SELECT FUND — Sold

ISHARES TR LEHMAN AGG BND — Int/Div — Buy

GREENHAVEN CONT INX FD UNIT BEN INT — None — Buy

ASTON FDS AL LASSO ALT1 — Int/Div — Buy

BBH CORE SELECT FLNDN — None — Buy

BBH CORE SELECT FLNDN — Sold

DOUBLELINE TOTAL RETURN BOND FUND — Int/Div — Buy

EATON VANCE FLOATING RATE FUND — Int/Div — Buy

EATON VANCE FLOATING RATE FUND — Sold

FAIRHOLME FUND — None — Buy

FAIRHOLME FUND — Sold

FRANKLIN INCOME FUND CLASS A — Int/Div — Buy

FRANKLIN INCOME FUND CLASS A — Sold

WASACH - 1ST SOURCE INCOME EQUITY FUND — Int/Div — Buy

WASACH - 1ST SOURCE INCOME EQUITY FUND — Sold

WASACH IST SOURCE LONG/SHORT FUND — Int/Div — Buy

WASACH IST SOURCE LONG/SHORT FUND — Buy (add'l)

WASACH IST SOURCE LONG/SHORT FUND — Sold (part)

WASACH IST SOURCE LONG/SHORT FUND — Sold

IVY ASSET STRATEGY FUND — None — Buy

IVY ASSET STRATEGY FUND — Sold

DRIEHAUS MUT FDS ACTIVE INCOME — Int/Div — Buy

BLACKROCK GLOBAL ALLOCATION 1 — None — Buy

BLACKROCK GLOBAL ALLOCATION 1 — Sold

MATTHEWS ASIA DIVIDEND FUND — Int/Div — Buy

MATTHEWS ASIA DIVIDEND FUND — Sold

PIMCO ALL ASSET ALL AUTHORITY 1 — Int/Div — Buy

PIMCO ALL ASSET ALL AUTHORITY 1 — Buy (add'l)

POLEN GROWTH — None — Buy

T ROWE PRICE CAPITAL APPRECIATION FUND — Int/Div — from line 81)

T ROWE PRICE CAPITAL APPRECIATION FUND — Buy (add'l)

T ROWE PRICE CAPITAL APPRECIATION FUND — Buy (add'l)

T ROWE PRICE CAPITAL APPRECIATION FUND — Sold

PIMCO TOTAL RETURN FUND — Int/Div — Buy

PIMCO TOTAL RETURN FUND — Sold

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME — Int/Div — Buy

RIDGEWORTH SEIX FLOATING RATE HIGH INCOME — Distributed

SCHWAB CAP TR S&P INVS SELECT SHARES — None — Buy

THIRD AVENUE FOCUSED CREDIT FUND INST — Int/Div — Buy

THIRD AVENUE FOCUSED CREDIT FUND INST — Distnbuted

THORNBURG INVT TR INV INCM BLD — Int/Div — Buy

THORNBURG INVT TR INV INCM BLD — Sold

WELLS FARGO FDS TR ADVIN TAMTF AD — Int/Div — Buy

WELLS FARGO FDS ADINT TXAMTF — Int/Div — Buy

SCHWAB MONEY MARKET FUND — None — Closed

SCHWAB US TREASURY MONEY FUND — Int/Div — Open

TIAA-CREF ANNUITIES — None

Cancer Center Group Supplemental Retirement Annuities — None

TIAA TRADITIONAL MONEY MARKET — Int/Div

SIDLEY AUSTIN LLP CASH BALANCE RETIREMENT PLAN FOR PARTNERS — None — Distnbuted

WILLKIE FARR & GALLAGHER GROUP PENSION PLAN — None — Distributed

CITIBANK JOINT CHECKING ACCOUNT — Interest

PRUDENTIAL WHOLE LIFE INSURANCE POLICY — None

Agreement — 2000 — WILLKIE FARR & GALLAGHER GROUP PENSION PLAN, NO CONTROL (CLOSED JANUARY 2011)

Agreement — 2003 — SIDLEY AUSTIN LLP CASH BALANCE RETIREMENT PLAN FOR PARTNERS, NO CONTROL (CLOSED JANUARY 2011)

Spouse's income — 2011 — SELF-EMPLOYED MEDICAL LECTURER AND CONSULTANT