Catherine J. Furay

2014Annual

Ask Donna

Pull out the substance of this filing.

What was filed

  • 260

    investments

  • 3

    positions

  • 0

    gifts

  • 1

    agreements

  • 2

    debts

  • 2

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • Villages of Bishops Bay Architectural Review Committee
  • Umiversity of Wisconsin-Eau Claire Foundation Inc
  • Finance, Next Gen, and Technology Commintees of the National Conference of Bankruptcy Judges
  • American Express
  • Amcrican Express
  • State Bar of Wisconsin
  • American Bankruptcy Institute
  • Mastro's City Hall - personal injury settlement

As filed

Bank Account The Park Bank — Int/Div

Bank Account Middleton Community Bank — Int/Div

The Peoples Community Bancshares — Int/Div

Mitzvah LLC — None

INVESTMENT ACCOUNT #1 (UBS): (H)

Cash (LBS) — None

Vanguard Total Stock Market ETF (VTI) — None — Sold

WisdomTree Trust Large Cap Divid Fund (DLN) — None — Donated

WisdomTree Emerging Markets (DGS) — None — Sold

Alger Spectra Fund Class A (ASPZX) (formerly SPECX) — Sold

Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Int/Div — Buy (add'l)

Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)

Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)

Henderson Global Investors European Focus Fund Class A (HFEIX)* — None — Donated

Henderson Global Investors European Focus Fund Class A (HFEIX)* — Buy

Henderson Global Equity Income Class A (HFOIX) (formerly HFQAX) — Int/Div — Sold (part)

Henderson Global Equity Income Class A (HFOIX) (formerly HFQAX) — Donated

Oakmark Int'l Fund Class 1 (OAKIX) — None — Donated

Oakmark Int'l Fund Class 1 (OAKIX) — Buy

Eaton Vance Floating Rate Advantage Fund Class A (FEAFAX) — Int/Div — Sold

Hartford World Bond Fund A (HWDIX) (formerly HWDAX) — Int/Div — Sold (part)

Hartford World Bond Fund A (HWDIX) (formerly HWDAX) — Sold

RiverNorth/Doubleline Strategic Income Fund (RNSIX ¥formerly RNDLX) — Int/Div

Barclays Dynamic Vegtor ETN (VQT) — None — Sold (part)

Barclays Dynamic Vegtor ETN (VQT) — Donated

First Eagle Global Fund Class A (SGX) {formerly SGENX) — None — Sold (part)

First Eagle Global Fund Class A (SGX) {formerly SGENX) — Sold (part)

First Eagle Global Fund Class A (SGX) {formerly SGENX) — Donated

First Eagle Global Fund Class A (SGX) {formerly SGENX) — Buy

PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Int/Div — Sold (part)

PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Sold (part)

PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Sold

Artisan Global Opportunities Fund Class Investor (ARTRX) — Int/Div — Buy (add'l)

Artisan Global Opportunities Fund Class Investor (ARTRX) — Donated

Franklin/Templeton Global Fund Class A (TGBAX) (formerly TPINX) — Int/Div

Wells Fargo Strategic Municipal Bond Fund Class A (STRIX)* — Int/Div — Buy (add'l)

Wells Fargo Strategic Municipal Bond Fund Class A (STRIX)* — Buy (add'l)

Wells Fargo Strategic Municipal Bond Fund Class A (STRIX)* — Buy (add'l)

Blackrock Global Long/Short Credit Fund A (BGCIX) (formerly BGCAX) — Int/Div — Sold (part)

Blackrock Global Long/Short Credit Fund A (BGCIX) (formerly BGCAX) — Buy (add'l)

Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Int/Div — Buy (add'l)

Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Buy (add'l)

Financial Sector SPDR Trust ETF (XLF) — None — Buy

Global X MSCI Norway ETF (NORW) — None — Buy

Global X MSCI Norway ETF (NORW) — Buy (add'l)

Guggenheim S&P 500 Equal Weight ETF (RSP) — None — Buy

Guggenheim S&P 500 Equal Weight ETF (RSP) — Buy (add'l)

iShares TR MSCI United Kingdom ETF (EWL) — None — Buy

iShares TR MSCI United Kingdom ETF (EWL) — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FD(DXhH — None — Buy

WisdomTree Trust Japan Hedged Equity FD(DXhH — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FD(DXhH — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FD(DXhH — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FD(DXhH — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FD(DXhH — Donated

WisdomTree Trust Japan Hedged Equity FD(DXhH — Buy

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — None — Buy

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Buy (add'l)

RS Floating Rate Class Y (RSFYX) (formerly RSFLX) — Int/Div — Buy

RS Floating Rate Class Y (RSFYX) (formerly RSFLX) — Sold

iShares MSCI USA Quality Factor ETF (QUAL) — None — Buy

iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)

iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)

iShares MSCI USA Quality Factor ETF (QUAL) — Donated

iShares Floating Rate Bond ETF (FLOT) — None — Buy

iShares Floating Rate Bond ETF (FLOT) — Sold (part)

iShares Floating Rate Bond ETF (FLOT) — Sold

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — None — Buy

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Buy (add'l)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold

IRA #1 (UBS): (H)

Cash (UBS) — None

Vanguard Total Stock Market ETF (VTI) — None — Sold

WisdomTree Trust Large Cap Divid Fund (DLN) — None — Sold

WisdomTree Emerging Markets (DGS) — None — Sold

Alger Spectra Fund Class A (ASPZX) (formerly SPECX)) — None — Sold

Henderson Global Investors European Focus Fund Class A (HFEIX)* — Int/Div — Buy (add'l)

Brandes Emergmg Markets Fund Class A (BEMIX) (formerly BEMAX) — Int/Div — Buy (add'l)

Brandes Emergmg Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)

Brandes Emergmg Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)

Henderson Global Equity Income Class A (HFOQIX) (formerly HFQAX) — Int/Div — Sold

Oakmark Int'l Fund Class (OAKIX) — Int/Div — Sold (part)

Blackrock High Yield Bond A (BHYIX) (formerly BHYAX) — Int/Div — Sold

Eaton Vance Floating Rate Advantaged Fund Class A (FAFAX) — Int/Div — Sold

Franklin/Templeton Global Fund Class A (TGBAX) (formerly TPINX) — Int/Div — Buy (add'l)

Franklin/Templeton Global Fund Class A (TGBAX) (formerly TPINX) — Sold (part)

Oppenheimer Intl Bond FD CL A (OIBAX) — Int/Div — Sold (part)

Oppenheimer Intl Bond FD CL A (OIBAX) — Sold (part)

Oppenheimer Intl Bond FD CL A (OIBAX) — Sold

PIMCO Global Advantage Strategy Bond Fund A (PGBPX) (formerlyPGSAX) — None — Sold

RiverNorth/Doubleline Strategic Income Fund (RNSIX) (formerlyRNDLX) — Int/Div — Buy (add'l)

Virtus Multi-Sector Short Term Bond Fund Class A (PIMSX)* — Int/Div — Buy (add'l)

Hartford World Bond Fund A (HWDIX) {formerly HWDAX) — Int/Div — Sold

Barclays Dynamic Vegtor ETN (VQT) — None — Sold (part)

Barclays Dynamic Vegtor ETN (VQT) — Sold

First Eagle Global Fund Class A {SGHX) (formerly SGENX) — Int/Div — Sold (part)

First Eagle Global Fund Class A {SGHX) (formerly SGENX) — Sold (part)

First Eagle Global Fund Class A {SGHX) (formerly SGENX) — Sold (part)

PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Int/Div — Sold (part)

PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Sold

Artisan Global Opportunities Fund Class Investor (ARTRX) — None — Buy (add'l)

Artisan Global Opportunities Fund Class Investor (ARTRX) — Sold

Blackrock Global Long/Short Credit Fund A (BGCTX) (formerly BGCAX) — Int/Div — Sold (part)

Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Int/Div — Sold (part)

Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Buy (add'l)

Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Buy (add'l)

Financial Sector SPDR Trust ETF (XLF) — None — Buy

Global X MSC Norway ETF (NORW) — None — Buy

Global X MSC Norway ETF (NORW) — Buy (add'l)

Guggenheim S&P 500 Equal Weight ETF (RSP) — None — Buy

iShares TR MSCI United Kingdom ETF (EWL) — None — Buy

iShares TR MSCI United Kingdom ETF (EWL) — Buy (add'l)

Wisdom Tree Trust Japan Hedged Equity FD (DX) — None — Buy

Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)

Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)

Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)

Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)

Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)

RS Floating Rate Class A (RSFYX) {formerly RSFLX) — Int/Div — Buy

RS Floating Rate Class A (RSFYX) {formerly RSFLX) — Sold (part)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — None — Buy

iShares MSCI USA Quality Factor ETF (QUAL) — None — Buy

iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)

iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)

iShares MSCI USA Quality Factor ETF (QUAL) — Sold

iShares Floating Rate Bond ETF (FLOT) — None — Buy

iShares Floating Rate Bond ETF (FLOT) — Sold (part)

iShares Floating Rate Bond ETF (FLOT) — Sold (part)

iShares Floating Rate Bond ETF (FLOT) — Sold

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — None — Buy

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Buy (add'l)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold

IRA 22 (UBS): (H)

Cash (UBS) — None

Vanguard Total Stock Market ETF (VTI) — None — Sold

WisdomTree Trust Large Cap Divid Fund (DLN) — None — Sold

Wisdom Tree Emerging Markets (DGS) — None — Sold

Alger Spectra Fund Class A (ASPZX) (formerly SPECX) — None — Sold

Henderson Global Investors European Focus Fund Class A (HFEIX)* — Int/Div — Sold (part)

Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Int/Div — Buy (add'l)

Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)

Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)

Henderson Global Equity Income Class A (HFOQIX) (formerly HFOAX) — Int/Div — Sold

Oakmark Int'l Fund Class 1 (OAKIX) — Int/Div — Sold (part)

BlackRock High Yield Bond (BHY1X) (formerly (BHYAX)* — Int/Div — Sold

Eaton Vance Floating Rate Advantaged Fund Class A (EAFAX) — Int/Div — Sold

Franklin/Templeton Global Fund Class A (TGBAX) (formerly TPINX) — Int/Div — Buy (add'l)

Franklin/Templeton Global Fund Class A (TGBAX) (formerly TPINX) — Sold (part)

Hartford World Bond Fund A (HWDIX) (formerly HWDAX) — Int/Div — Sold

Oppenheimer Intl Bond FD CL A (OIBAX) — Int/Div — Sold (part)

Oppenheimer Intl Bond FD CL A (OIBAX) — Sold (part)

Oppenheimer Intl Bond FD CL A (OIBAX) — Sold

PIMCO Global Advantage Strategy Bond Fund A (PGBPX) (formerlyPGSAX) — None — Sold

RiverNorth/Doubleline Strategic Income Fund (RNSIX) (formerlyRNDLX) — Int/Div — Buy (add'l)

Virtus Multi-Sector Short Term Bond Fund Class A (PIMSX)* — Int/Div — Buy (add'l)

Barclays Dynamic Vegtor ETN (VQT) — None — Sold (part)

Barclays Dynamic Vegtor ETN (VQT) — Sold

First Eagle Global Fund Class A (SGIX) {formerly SGENX) — Int/Div — Sold (part)

First Eagle Global Fund Class A (SGIX) {formerly SGENX) — Sold (part)

First Eagle Global Fund Class A (SGIX) {formerly SGENX) — Sold (part)

PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Int/Div — Sold (part)

PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Sold

Artisan Global Opportunities Fund Class Investor (ARTRX) — None — Buy (add'l)

Artisan Global Opportunities Fund Class Investor (ARTRX) — Sold

Blackrock Global Long/Short Credit Fund A (BGCIX) (formerly BGCAX) — Int/Div — Sold (part)

Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Int/Div — Sold (part)

Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Buy (add'l)

Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Buy (add'l)

Financial Sector SPDR Trust ETF (XLF) — None — Buy

Global X MSC Norway ETF (NORW) — None — Buy

Global X MSC Norway ETF (NORW) — Buy (add'l)

Guggenheim S&P 500 Equal Weight ETF (RSPY — None — Buy

iShares TR MSC United Kingdom ETF (EW) — None — Buy

iShares TR MSC United Kingdom ETF (EW) — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FDiDXhH — None — Buy

WisdomTree Trust Japan Hedged Equity FDiDXhH — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FDiDXhH — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FDiDXhH — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FDiDXhH — Buy (add'l)

WisdomTree Trust Japan Hedged Equity FDiDXhH — Buy (add'l)

RS Floating Rate Class A (RSFYX) {formerly RSFLX) — Int/Div — Buy

RS Floating Rate Class A (RSFYX) {formerly RSFLX) — Sold (part)

PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — None — Buy

iShares MSCI USA Quality Factor ETF (QUAL) — None — Buy

iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)

iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)

iShares MSCI USA Quality Factor ETF (QUAL) — Sold

iShares Floating Rate Bond ETF (FLOT) — None — Buy

iShares Floating Rate Bond ETF (FLOT) — Sold (part)

iShares Floating Rate Bond ETF (FLOT) — Sold (part)

iShares Floating Rate Bond ETF (FLOT) — Sold

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — None — Buy

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Buy (add'l)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)

PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold

Extendquip LLC — None

State of Wisconsm Life Insurance — Int/Div

Wisconsin Retirement System Dept of Employee Trust Funds — Interest

Wisconsin Deferred Compensation Program tH

Black Rock EAFE Equity - Index Coll T — None

DFA US Micro Cap — Int/Div

BlackRock Mid Cap Index - Collective F — None

Fidelity Contrafund — Int/Div

Vanguard Institutional Index Fund Plus — Int/Div

Federated US Government Securities 2-5 Yr — Int/Div

Stable Value Fund — None

IRA 23 (UBS (H)

Cash (UBS) — Interest

Royal Bank of Canada Trigger ROS XLF — None

Deutsche Bank AG Trigger ROS XLK — None

Barclays Bank PLC Trigger PS DXJ — None

UBS AG Trigger PS EM EQTY BSKT — None

Morgan Stanley Trigger PS SPX — None — Sold

HSBC USA Inc Trigger PS SXSE — None

HSBC LSA Inc Buffered ROS IBEX — None — Buy

Citigroup INC Buffered ROS EWZ — None — Buy

JPMorgan Chase & CO Buffered ROS FTSEMIB — None — Buy

Goldman Sachs Group. INC Buffered ROS HSCEI — None — Buy

Morgan Stanley Contingent ROS SPX — None — Buy

Goldman Sachs Group, INC Airbag PS UKX — None — Buy

Credit Suisse AG L/O TPAOS SPX SXSE — None — Buy

Royal Bank of Canada L/'O TPAOS SPX SXSE — None — Buy

Credit Suisse AG Airbag PS SPTSX60 — None — Buy

IRA £4 (UBS): (H)

Cash (UBS) — Interest

Royal Bank of Canada Trigger ROS XLF — None

Deutsche Bank AG Trigger ROS XLK — None

Barclays Bank PLC Trigger PS DX) — None

UBS AG Trigger PS EM EQTY BSKT — None

Morgan Stanley Trigger PS SPX — None — Sold

HSBC USA Inc Trigger PS SXSE — None

HSBC USA INC Buffered ROS IBEX — None — Buy

Citigroup INC Buffered ROS EWZ — None — Buy

JPMorgan Chase & Co Buffered ROS FTSEMIB — None — Buy

Goldman Sachs Group, INC Buffered ROS HSCEI — None — Buy

Morgan Stanley Contingent ROS SPX — None — Buy

Goldman Sachs Group, INC Airbag PS UKX — None — Buy

Credit Suisse AG LO TPAOS SPX SXSE — None — Buy

Royal Bank of Canada L/O TPAOS SPX SXSE — None — Buy

Credit Suisse AG Airbag PS SPTSX60 — None — Buy

401k ACCOUNT (ING): (H)

PIMCO Total Return Fund Inst — None — Buy

PIMCO High Yield Fund Inst — None — Buy

Vanguard Mid-Cap Index Fund Sign — None — Buy

Vanguard Small-Cap Index Fund Sign — None — Buy

Vanguard Total Bnd Mrkt Ind F Sign — None — Buy

Vanguard Totl Steck Mkt Index Fd Sign — None — Buy

JPMorgan Lrg Cp Growth Fnud R6 — Int/Div — Buy

Oppenheimer Global Fund — Int/Div — Buy

JPMorgan Equity Income Fund R6 — Int/Div — Buy

VOYA Fixed Account (formerly ING Fixed Account) — Interest

Committee Member, Villages of Bishops Bay Architectural Review Committee

Member of Board of Directors, Umiversity of Wisconsin-Eau Claire Foundation Inc

Committee Member, Finance, Next Gen, and Technology Commintees of the National Conference of Bankruptcy Judges

Agreement — 1980 — Wisconsin Deferred Compensation Program « Employee Trust Funds « Prior employer; no control

Liability — American Express — Credit Card

Liability — Amcrican Express — Credit Card

Reimbursement — State Bar of Wisconsin — 02726014 - 02/28/14 — Kohler, Wi — BICR Retreat — Registration fee, meals, hotel

Reimbursement — American Bankruptcy Institute — 02/28/14 0304/14 — New York, NY — Duberstein Moot Court Competition — Transportation, meals, hotel

Income — 2014 — Mastro's City Hall - personal injury settlement — S75.838.31

Part I: 1 resigned from the Boards of Madison, Opera, Inc, and Bishops Bay Country Club in 2014

Part V, Gifts. During 2014, friends sent me gifts of art, jewelry, and memorabilia. | have no reason to believe that any of these items exceeded the $375 limit. If |

should lean otherwise, 1 will amend this form.

Part VIL. Investments and Trusts.

Line 14: *(formerly HFEAX)

Line 36 *(formerly VMPAX)

Line 41 *(formerly WARAX)

Line 81 *(formerly HFEAX)

Line 96 *(formerly NARAX)

Line 108 *(formerly WARAX)

Line 146 *(formerly HFEAX)

Line 152 *Last year's report indicated this fund was sold. but there was actually a residual amount remaining.

Line 162 *(formerly NARAX)

Line 173 *{formerly WARAX)

Amendments made in response to the letter dated November 4, 2015, from the Judicial Conference of the United States Committee on Financial Disclosure are as

follows:

Line 48 « "None" has been added to column B(2)

Line 50 - "None™ has been added to column B(2)

Line 57 - "None has been added to column B(2)

Lines 217 & 234 - These are cash depository accounts with interest income of less than $200, and for that reason the interest was not previously reported.

However, both lines have been revised to reflect Interest income of Jess than STK.

Part VIL, lines 24, 26, 65, 68, 77-80, 98, 105, 111, 112, 114, 115, 117, 125, 126, 130, 134, 141-145, 163, 176, 179, 180, 182, 190, 191, 195, 199, 218-232, 235-249,

and 250-256 have not been amended as no income or dividends were eared by any of these assets during 2014,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.