Catherine J. Furay
2014Annual
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What was filed
260
investments
3
positions
0
gifts
1
agreements
2
debts
2
reimbursements
1
income
0
spouse income
Named parties
- Villages of Bishops Bay Architectural Review Committee
- Umiversity of Wisconsin-Eau Claire Foundation Inc
- Finance, Next Gen, and Technology Commintees of the National Conference of Bankruptcy Judges
- American Express
- Amcrican Express
- State Bar of Wisconsin
- American Bankruptcy Institute
- Mastro's City Hall - personal injury settlement
As filed
Bank Account The Park Bank — Int/Div
Bank Account Middleton Community Bank — Int/Div
The Peoples Community Bancshares — Int/Div
Mitzvah LLC — None
INVESTMENT ACCOUNT #1 (UBS): (H)
Cash (LBS) — None
Vanguard Total Stock Market ETF (VTI) — None — Sold
WisdomTree Trust Large Cap Divid Fund (DLN) — None — Donated
WisdomTree Emerging Markets (DGS) — None — Sold
Alger Spectra Fund Class A (ASPZX) (formerly SPECX) — Sold
Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Int/Div — Buy (add'l)
Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)
Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)
Henderson Global Investors European Focus Fund Class A (HFEIX)* — None — Donated
Henderson Global Investors European Focus Fund Class A (HFEIX)* — Buy
Henderson Global Equity Income Class A (HFOIX) (formerly HFQAX) — Int/Div — Sold (part)
Henderson Global Equity Income Class A (HFOIX) (formerly HFQAX) — Donated
Oakmark Int'l Fund Class 1 (OAKIX) — None — Donated
Oakmark Int'l Fund Class 1 (OAKIX) — Buy
Eaton Vance Floating Rate Advantage Fund Class A (FEAFAX) — Int/Div — Sold
Hartford World Bond Fund A (HWDIX) (formerly HWDAX) — Int/Div — Sold (part)
Hartford World Bond Fund A (HWDIX) (formerly HWDAX) — Sold
RiverNorth/Doubleline Strategic Income Fund (RNSIX ¥formerly RNDLX) — Int/Div
Barclays Dynamic Vegtor ETN (VQT) — None — Sold (part)
Barclays Dynamic Vegtor ETN (VQT) — Donated
First Eagle Global Fund Class A (SGX) {formerly SGENX) — None — Sold (part)
First Eagle Global Fund Class A (SGX) {formerly SGENX) — Sold (part)
First Eagle Global Fund Class A (SGX) {formerly SGENX) — Donated
First Eagle Global Fund Class A (SGX) {formerly SGENX) — Buy
PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Int/Div — Sold (part)
PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Sold (part)
PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Sold
Artisan Global Opportunities Fund Class Investor (ARTRX) — Int/Div — Buy (add'l)
Artisan Global Opportunities Fund Class Investor (ARTRX) — Donated
Franklin/Templeton Global Fund Class A (TGBAX) (formerly TPINX) — Int/Div
Wells Fargo Strategic Municipal Bond Fund Class A (STRIX)* — Int/Div — Buy (add'l)
Wells Fargo Strategic Municipal Bond Fund Class A (STRIX)* — Buy (add'l)
Wells Fargo Strategic Municipal Bond Fund Class A (STRIX)* — Buy (add'l)
Blackrock Global Long/Short Credit Fund A (BGCIX) (formerly BGCAX) — Int/Div — Sold (part)
Blackrock Global Long/Short Credit Fund A (BGCIX) (formerly BGCAX) — Buy (add'l)
Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Int/Div — Buy (add'l)
Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Buy (add'l)
Financial Sector SPDR Trust ETF (XLF) — None — Buy
Global X MSCI Norway ETF (NORW) — None — Buy
Global X MSCI Norway ETF (NORW) — Buy (add'l)
Guggenheim S&P 500 Equal Weight ETF (RSP) — None — Buy
Guggenheim S&P 500 Equal Weight ETF (RSP) — Buy (add'l)
iShares TR MSCI United Kingdom ETF (EWL) — None — Buy
iShares TR MSCI United Kingdom ETF (EWL) — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FD(DXhH — None — Buy
WisdomTree Trust Japan Hedged Equity FD(DXhH — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FD(DXhH — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FD(DXhH — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FD(DXhH — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FD(DXhH — Donated
WisdomTree Trust Japan Hedged Equity FD(DXhH — Buy
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — None — Buy
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — Buy (add'l)
RS Floating Rate Class Y (RSFYX) (formerly RSFLX) — Int/Div — Buy
RS Floating Rate Class Y (RSFYX) (formerly RSFLX) — Sold
iShares MSCI USA Quality Factor ETF (QUAL) — None — Buy
iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares MSCI USA Quality Factor ETF (QUAL) — Donated
iShares Floating Rate Bond ETF (FLOT) — None — Buy
iShares Floating Rate Bond ETF (FLOT) — Sold (part)
iShares Floating Rate Bond ETF (FLOT) — Sold
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — None — Buy
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Buy (add'l)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold
IRA #1 (UBS): (H)
Cash (UBS) — None
Vanguard Total Stock Market ETF (VTI) — None — Sold
WisdomTree Trust Large Cap Divid Fund (DLN) — None — Sold
WisdomTree Emerging Markets (DGS) — None — Sold
Alger Spectra Fund Class A (ASPZX) (formerly SPECX)) — None — Sold
Henderson Global Investors European Focus Fund Class A (HFEIX)* — Int/Div — Buy (add'l)
Brandes Emergmg Markets Fund Class A (BEMIX) (formerly BEMAX) — Int/Div — Buy (add'l)
Brandes Emergmg Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)
Brandes Emergmg Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)
Henderson Global Equity Income Class A (HFOQIX) (formerly HFQAX) — Int/Div — Sold
Oakmark Int'l Fund Class (OAKIX) — Int/Div — Sold (part)
Blackrock High Yield Bond A (BHYIX) (formerly BHYAX) — Int/Div — Sold
Eaton Vance Floating Rate Advantaged Fund Class A (FAFAX) — Int/Div — Sold
Franklin/Templeton Global Fund Class A (TGBAX) (formerly TPINX) — Int/Div — Buy (add'l)
Franklin/Templeton Global Fund Class A (TGBAX) (formerly TPINX) — Sold (part)
Oppenheimer Intl Bond FD CL A (OIBAX) — Int/Div — Sold (part)
Oppenheimer Intl Bond FD CL A (OIBAX) — Sold (part)
Oppenheimer Intl Bond FD CL A (OIBAX) — Sold
PIMCO Global Advantage Strategy Bond Fund A (PGBPX) (formerlyPGSAX) — None — Sold
RiverNorth/Doubleline Strategic Income Fund (RNSIX) (formerlyRNDLX) — Int/Div — Buy (add'l)
Virtus Multi-Sector Short Term Bond Fund Class A (PIMSX)* — Int/Div — Buy (add'l)
Hartford World Bond Fund A (HWDIX) {formerly HWDAX) — Int/Div — Sold
Barclays Dynamic Vegtor ETN (VQT) — None — Sold (part)
Barclays Dynamic Vegtor ETN (VQT) — Sold
First Eagle Global Fund Class A {SGHX) (formerly SGENX) — Int/Div — Sold (part)
First Eagle Global Fund Class A {SGHX) (formerly SGENX) — Sold (part)
First Eagle Global Fund Class A {SGHX) (formerly SGENX) — Sold (part)
PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Int/Div — Sold (part)
PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Sold
Artisan Global Opportunities Fund Class Investor (ARTRX) — None — Buy (add'l)
Artisan Global Opportunities Fund Class Investor (ARTRX) — Sold
Blackrock Global Long/Short Credit Fund A (BGCTX) (formerly BGCAX) — Int/Div — Sold (part)
Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Int/Div — Sold (part)
Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Buy (add'l)
Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Buy (add'l)
Financial Sector SPDR Trust ETF (XLF) — None — Buy
Global X MSC Norway ETF (NORW) — None — Buy
Global X MSC Norway ETF (NORW) — Buy (add'l)
Guggenheim S&P 500 Equal Weight ETF (RSP) — None — Buy
iShares TR MSCI United Kingdom ETF (EWL) — None — Buy
iShares TR MSCI United Kingdom ETF (EWL) — Buy (add'l)
Wisdom Tree Trust Japan Hedged Equity FD (DX) — None — Buy
Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)
Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)
Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)
Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)
Wisdom Tree Trust Japan Hedged Equity FD (DX) — Buy (add'l)
RS Floating Rate Class A (RSFYX) {formerly RSFLX) — Int/Div — Buy
RS Floating Rate Class A (RSFYX) {formerly RSFLX) — Sold (part)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — None — Buy
iShares MSCI USA Quality Factor ETF (QUAL) — None — Buy
iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares MSCI USA Quality Factor ETF (QUAL) — Sold
iShares Floating Rate Bond ETF (FLOT) — None — Buy
iShares Floating Rate Bond ETF (FLOT) — Sold (part)
iShares Floating Rate Bond ETF (FLOT) — Sold (part)
iShares Floating Rate Bond ETF (FLOT) — Sold
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — None — Buy
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Buy (add'l)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold
IRA 22 (UBS): (H)
Cash (UBS) — None
Vanguard Total Stock Market ETF (VTI) — None — Sold
WisdomTree Trust Large Cap Divid Fund (DLN) — None — Sold
Wisdom Tree Emerging Markets (DGS) — None — Sold
Alger Spectra Fund Class A (ASPZX) (formerly SPECX) — None — Sold
Henderson Global Investors European Focus Fund Class A (HFEIX)* — Int/Div — Sold (part)
Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Int/Div — Buy (add'l)
Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)
Brandes Emerging Markets Fund Class A (BEMIX) (formerly BEMAX) — Buy (add'l)
Henderson Global Equity Income Class A (HFOQIX) (formerly HFOAX) — Int/Div — Sold
Oakmark Int'l Fund Class 1 (OAKIX) — Int/Div — Sold (part)
BlackRock High Yield Bond (BHY1X) (formerly (BHYAX)* — Int/Div — Sold
Eaton Vance Floating Rate Advantaged Fund Class A (EAFAX) — Int/Div — Sold
Franklin/Templeton Global Fund Class A (TGBAX) (formerly TPINX) — Int/Div — Buy (add'l)
Franklin/Templeton Global Fund Class A (TGBAX) (formerly TPINX) — Sold (part)
Hartford World Bond Fund A (HWDIX) (formerly HWDAX) — Int/Div — Sold
Oppenheimer Intl Bond FD CL A (OIBAX) — Int/Div — Sold (part)
Oppenheimer Intl Bond FD CL A (OIBAX) — Sold (part)
Oppenheimer Intl Bond FD CL A (OIBAX) — Sold
PIMCO Global Advantage Strategy Bond Fund A (PGBPX) (formerlyPGSAX) — None — Sold
RiverNorth/Doubleline Strategic Income Fund (RNSIX) (formerlyRNDLX) — Int/Div — Buy (add'l)
Virtus Multi-Sector Short Term Bond Fund Class A (PIMSX)* — Int/Div — Buy (add'l)
Barclays Dynamic Vegtor ETN (VQT) — None — Sold (part)
Barclays Dynamic Vegtor ETN (VQT) — Sold
First Eagle Global Fund Class A (SGIX) {formerly SGENX) — Int/Div — Sold (part)
First Eagle Global Fund Class A (SGIX) {formerly SGENX) — Sold (part)
First Eagle Global Fund Class A (SGIX) {formerly SGENX) — Sold (part)
PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Int/Div — Sold (part)
PIMCO All Assets All Auth-A (PAUPX) (formerly PAUAX) — Sold
Artisan Global Opportunities Fund Class Investor (ARTRX) — None — Buy (add'l)
Artisan Global Opportunities Fund Class Investor (ARTRX) — Sold
Blackrock Global Long/Short Credit Fund A (BGCIX) (formerly BGCAX) — Int/Div — Sold (part)
Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Int/Div — Sold (part)
Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Buy (add'l)
Wells Fargo Advantage Absolute Return Fund CL A (WABIX)* — Buy (add'l)
Financial Sector SPDR Trust ETF (XLF) — None — Buy
Global X MSC Norway ETF (NORW) — None — Buy
Global X MSC Norway ETF (NORW) — Buy (add'l)
Guggenheim S&P 500 Equal Weight ETF (RSPY — None — Buy
iShares TR MSC United Kingdom ETF (EW) — None — Buy
iShares TR MSC United Kingdom ETF (EW) — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FDiDXhH — None — Buy
WisdomTree Trust Japan Hedged Equity FDiDXhH — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FDiDXhH — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FDiDXhH — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FDiDXhH — Buy (add'l)
WisdomTree Trust Japan Hedged Equity FDiDXhH — Buy (add'l)
RS Floating Rate Class A (RSFYX) {formerly RSFLX) — Int/Div — Buy
RS Floating Rate Class A (RSFYX) {formerly RSFLX) — Sold (part)
PS S&P 500 Downside Hedged Portfolio ETF (PHDG) — None — Buy
iShares MSCI USA Quality Factor ETF (QUAL) — None — Buy
iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares MSCI USA Quality Factor ETF (QUAL) — Buy (add'l)
iShares MSCI USA Quality Factor ETF (QUAL) — Sold
iShares Floating Rate Bond ETF (FLOT) — None — Buy
iShares Floating Rate Bond ETF (FLOT) — Sold (part)
iShares Floating Rate Bond ETF (FLOT) — Sold (part)
iShares Floating Rate Bond ETF (FLOT) — Sold
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — None — Buy
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Buy (add'l)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold (part)
PIMCO Enhanced Short Maturity Exchange Traded Fd (MINT) — Sold
Extendquip LLC — None
State of Wisconsm Life Insurance — Int/Div
Wisconsin Retirement System Dept of Employee Trust Funds — Interest
Wisconsin Deferred Compensation Program tH
Black Rock EAFE Equity - Index Coll T — None
DFA US Micro Cap — Int/Div
BlackRock Mid Cap Index - Collective F — None
Fidelity Contrafund — Int/Div
Vanguard Institutional Index Fund Plus — Int/Div
Federated US Government Securities 2-5 Yr — Int/Div
Stable Value Fund — None
IRA 23 (UBS (H)
Cash (UBS) — Interest
Royal Bank of Canada Trigger ROS XLF — None
Deutsche Bank AG Trigger ROS XLK — None
Barclays Bank PLC Trigger PS DXJ — None
UBS AG Trigger PS EM EQTY BSKT — None
Morgan Stanley Trigger PS SPX — None — Sold
HSBC USA Inc Trigger PS SXSE — None
HSBC LSA Inc Buffered ROS IBEX — None — Buy
Citigroup INC Buffered ROS EWZ — None — Buy
JPMorgan Chase & CO Buffered ROS FTSEMIB — None — Buy
Goldman Sachs Group. INC Buffered ROS HSCEI — None — Buy
Morgan Stanley Contingent ROS SPX — None — Buy
Goldman Sachs Group, INC Airbag PS UKX — None — Buy
Credit Suisse AG L/O TPAOS SPX SXSE — None — Buy
Royal Bank of Canada L/'O TPAOS SPX SXSE — None — Buy
Credit Suisse AG Airbag PS SPTSX60 — None — Buy
IRA £4 (UBS): (H)
Cash (UBS) — Interest
Royal Bank of Canada Trigger ROS XLF — None
Deutsche Bank AG Trigger ROS XLK — None
Barclays Bank PLC Trigger PS DX) — None
UBS AG Trigger PS EM EQTY BSKT — None
Morgan Stanley Trigger PS SPX — None — Sold
HSBC USA Inc Trigger PS SXSE — None
HSBC USA INC Buffered ROS IBEX — None — Buy
Citigroup INC Buffered ROS EWZ — None — Buy
JPMorgan Chase & Co Buffered ROS FTSEMIB — None — Buy
Goldman Sachs Group, INC Buffered ROS HSCEI — None — Buy
Morgan Stanley Contingent ROS SPX — None — Buy
Goldman Sachs Group, INC Airbag PS UKX — None — Buy
Credit Suisse AG LO TPAOS SPX SXSE — None — Buy
Royal Bank of Canada L/O TPAOS SPX SXSE — None — Buy
Credit Suisse AG Airbag PS SPTSX60 — None — Buy
401k ACCOUNT (ING): (H)
PIMCO Total Return Fund Inst — None — Buy
PIMCO High Yield Fund Inst — None — Buy
Vanguard Mid-Cap Index Fund Sign — None — Buy
Vanguard Small-Cap Index Fund Sign — None — Buy
Vanguard Total Bnd Mrkt Ind F Sign — None — Buy
Vanguard Totl Steck Mkt Index Fd Sign — None — Buy
JPMorgan Lrg Cp Growth Fnud R6 — Int/Div — Buy
Oppenheimer Global Fund — Int/Div — Buy
JPMorgan Equity Income Fund R6 — Int/Div — Buy
VOYA Fixed Account (formerly ING Fixed Account) — Interest
Committee Member, Villages of Bishops Bay Architectural Review Committee
Member of Board of Directors, Umiversity of Wisconsin-Eau Claire Foundation Inc
Committee Member, Finance, Next Gen, and Technology Commintees of the National Conference of Bankruptcy Judges
Agreement — 1980 — Wisconsin Deferred Compensation Program « Employee Trust Funds « Prior employer; no control
Liability — American Express — Credit Card
Liability — Amcrican Express — Credit Card
Reimbursement — State Bar of Wisconsin — 02726014 - 02/28/14 — Kohler, Wi — BICR Retreat — Registration fee, meals, hotel
Reimbursement — American Bankruptcy Institute — 02/28/14 0304/14 — New York, NY — Duberstein Moot Court Competition — Transportation, meals, hotel
Income — 2014 — Mastro's City Hall - personal injury settlement — S75.838.31
Part I: 1 resigned from the Boards of Madison, Opera, Inc, and Bishops Bay Country Club in 2014
Part V, Gifts. During 2014, friends sent me gifts of art, jewelry, and memorabilia. | have no reason to believe that any of these items exceeded the $375 limit. If |
should lean otherwise, 1 will amend this form.
Part VIL. Investments and Trusts.
Line 14: *(formerly HFEAX)
Line 36 *(formerly VMPAX)
Line 41 *(formerly WARAX)
Line 81 *(formerly HFEAX)
Line 96 *(formerly NARAX)
Line 108 *(formerly WARAX)
Line 146 *(formerly HFEAX)
Line 152 *Last year's report indicated this fund was sold. but there was actually a residual amount remaining.
Line 162 *(formerly NARAX)
Line 173 *{formerly WARAX)
Amendments made in response to the letter dated November 4, 2015, from the Judicial Conference of the United States Committee on Financial Disclosure are as
follows:
Line 48 « "None" has been added to column B(2)
Line 50 - "None™ has been added to column B(2)
Line 57 - "None has been added to column B(2)
Lines 217 & 234 - These are cash depository accounts with interest income of less than $200, and for that reason the interest was not previously reported.
However, both lines have been revised to reflect Interest income of Jess than STK.
Part VIL, lines 24, 26, 65, 68, 77-80, 98, 105, 111, 112, 114, 115, 117, 125, 126, 130, 134, 141-145, 163, 176, 179, 180, 182, 190, 191, 195, 199, 218-232, 235-249,
and 250-256 have not been amended as no income or dividends were eared by any of these assets during 2014,
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.