Jon Ormond Newman

Apple Inc — Int/Div

Other (MH):

bonds (H):

L'Oreal — Int/Div

LVMH Moet — Int/Div

Fastenal — Int/Div

Bank accounts and cash (H)

Bank of America -- Sarasota, FL Checking Acct. — Interest

Wells Fargo Bank — None

Morgan Stanley account (H):

Morgan Stanley Active Assets Tax Free Trust — Interest

stocks (H):

Air Products — Int/Div

Adient — None — Buy

Cisco — Int/Div

Cummins — Int/Div

Devon Energy — Int/Div

Express Scripts — None

Johnson and Johnson — Int/Div

Johnson Controls {see Part VII) — Int/Div — Closed

Johnson Control Int] (see Part VIII) — Int/Div — from line 14)

Merck — Int/Div

Microsoft — Int/Div

Mmnesota Minimg and Manufacturing — Int/Div

Roval Dutch Shell — Int/Div

Total Fina — Int/Div

Versum — None — Buy

mutual funds (H):

Calamos Growth & Income C Fund — Distribution

Dreyfus Premier Technology Fund — Distribution

Fed Max Cap Fund — Distribution

Henderson Int'l Op. Fund — Int/Div

Invesco Balanced Risk Alloc. C Fund — Distribution

Mainstay Large Cap Fund — Int/Div

Oppenhemmer Mid Cap Revenue Fund — Int/Div

Oppenheimer Small Cap Revenue Fund — Int/Div

Prudential Jennison Small Cap C1 C Fund — Distribution

Schwab 1000 Fund — Distribution

SPDR Barcap Short Term Hi Yield Fund — Int/Div

bonds (H):

Bay County FL. School Board '19 4.25 — Interest

Bound Brook NJ 214.0 — Interest

Clark Cry Nev. 21 5.0 — Interest

CTG.O. Ser. C'165.0 — Interest — Matured

CTGO. Ser. E'165.0 — Interest — Matured

CT Health & Ed. '195.0 — Interest

CT Health'165.0 — Interest — Matured

Dallas Tex '17 5.0 — Interest

Danbury CT.'192.5 — Interest

Duncanville TX'I80 — None

Florida Hurricane '16 5.0 — Interest — Matured

Hawaii GO. "184.0 — Interest

Jackson County '18 4.0 — Interest

LaPorte Ind — None — Buy

Lee County School Bd. "174.0 — Interest

Mich St Strat. 205.0 — Interest

Northern Mun, Pwr Agy Minn '17 5.0 — Interest

N.Y. Housing Develop. '18 2.25 — Interest

Oxford Mass G.O.'192.0 — Interest

Palm Beach Cty FL 27 4.375 — Interest

Penn. Higher Ed — Interest — Buy

Penn Pub. School '18 5.0 — Interest

Spokane Wash. 20 5.0 — Interest

Tampa Bay FL. Water '18 5.0 — Interest

Univ. CT'165.0 — Interest — Matured

Wells Fargo Account (H):

Wells Fargo Advisors, Sarasota FL Money Market Acct — Interest

stocks (H):

Aflac — Int/Div

AT&T — Int/Div — Buy (add'l)

Amgen — Int/Div

Apple — Int/Div

Berkshire Hathaway — None

Boemg — Int/Div — Sold

Cisco — Int/Div — Buy

Colgate-Palmolive — Int/Div

Dow Chemical — Int/Div

DuPont — Int/Div — Sold

ExxonMobil — Int/Div

General Electric — Int/Div

General Mills — Int/Div

Gilead Sciences — Int/Div — Sold

Home Depot — Int/Div — Buy

Minois Tool Works — Int/Div

Intel — Int/Div

Johnson & Johnson — Int/Div

JP Morgan Chase — Int/Div

Kimberly-Clark — Int/Div

Merck — Int/Div

Nextera Energy — Int/Div

Phizer — Int/Div — Buy (add'l)

Procter & Gamble — Int/Div — Buy (add'l)

UGI Corp. — Int/Div

US Bancorp — Int/Div

Verizon — Int/Div — Buy

Memill Edge Account (H)

Memill Lynch direct deposit program — None

Ishares core S&P small cap etf fund — Int/Div

Ishares S&P small cap 600 growth — Int/Div

Powershares QQ Trust Units Ser. Fund — Int/Div

Vanguard Mid-Cap Value Index Funs — Int/Div

1/2 Int. W. Hefd. CT, Condo purchased ROSE S115.000 — None

Thames & Hudson Rovalty Contract — Rovalty

AIG Annuity (IRA) — Interest

AIG Annuity (IRA) — Interest

Trust No. 1 (H):

Morgan Stanley Active Assets Tax Free Trust — Int/Div

stocks (H):

Adient — None — Buy

Coming — Int/Div

Exxon Mobil — Int/Div

Honeywell — Int/Div

Insteel — Int/Div

Johmson Controls Intl (see Part VII — Int/Div — from line 118)

Koninklijke Phillips — Int/Div

Mallinckrodt — None

M& T Bank — Int/Div

Medtronic — Int/Div

Norfolk Southern — Int/Div

Pfizer — Int/Div

The ADT Corp. — None — Sold

Tyco Int'l (see Part VIII) — Int/Div — Closed

mutual funds (H):

Federated Municipal High Yield Advantage A Fund — hy

bonds (H):

Bridgeport, CT "195.5 — Interest

CT St Spl Tax 2039 — Interest

Miami-Dade County FL Sch. Bd. "174.0 — Interest

New York NY Prior Issues '17 5.0 — Interest

Penn. ST Higher ed. '18 5.0 — Interest

Washmgton State mtr fuel ‘20 5.0 — Interest

Trust No. 2.

brokerage account No, (H).

Morgan Stanley Active Assets Tax Free Trust — Int

stocks (H):

IM — Int/Div

Adobe Systems — None

Agilent — Int/Div

American Express — Int/Div

Automatic Data Processing — Int/Div

Baxter Int'l — Int/Div

Becton Dickinson — Int/Div

Cigna — Int/Div

Dommion Resources — Int/Div

Edwards Life Resources — None

Emerson Electric — Int/Div

Express Scripts — None

General Mills — Int/Div

Home Depot — Int/Div

Intel — Int/Div

IBM — Int/Div

McDonalds — Int/Div

Microsoft — Int/Div

Plum Creek Timber (see Part VID. — None — Closed

Procter & Gamble — None

RPM Int'l — Int/Div

Shire — Int/Div — Buy

Travelers — Int/Div

T Rowe Price — Int/Div

Weyerhauser (see Part VIII). — Distribution — from line 150)

Bethel CT 17 30 — Interest — Redeemed

Carbon Cnty PA "20 5.0 — Interest — Buy

Clark County Nev ‘17 3.0 — Interest

Cromwell CT 204.0 — Interest

CT Health & E417 5.0 — Interest

CT Mun. Elec. '164.0 — None — Matured

Guilford CT 18 3.0 — Interest

FYIPPTYS Wash. Lease "18 5.0 — Interest

Harmison NJ 20 3.0 — Interest

Hartford County '18 3.5 — Interest

Indiana St Fin ‘195.0 — Interest

Morgan Stanley Active AssetsTax Free Trust — Interest

Newtown CT'16 2.25 — Interest — Matured

New York City Turst for Cultural Reserve 2150 — Interest

New York ST Urban Dev '19 5.50 — Interest

N.Y. Dorm. Auth, '17 5.0 — Interest

Tampa FL'18 4.0 — Interest

Southington CT '18 3.5 — Interest

Umv. Hawaii ‘16 4.0 — Interest — Matured

Washington Health '23 5.25 — Interest

brokerage account No. 2 (H).

Mongan Stanley, New Haven, CT Money Market Acct. — Interest

stocks (H):

Abbott Labs — Int/Div — Buy (add'l)

Abbvie — Int/Div

Ace Lud. (see Part VIII) — Int/Div — Closed

Air Products — Int/Div

Alexion Pharm — Distribution — Sold

Alphabet Inc — None — Buy (add'l)

Amencan Express — Int/Div — Sold (part)

Anheuser Busch — Int/Div — Buy (add'l)

Apple — Int/Div

ASML Holding — None

Automatic Data Processing — Int/Div

Blackrock — Int/Div

CDN Pacific RY — Int/Div

Celgene — None

Chevron — Int/Div

Chubb (see Part VII) — Int/Div — Buy

Coca-cola — Int/Div

Comcast — Int/Div

Conoco — Int/Div

Constellation Brands — Int/Div — Buy

Constellation Brands — Buy (add'l)

Diageo — Int/Div — Sold

Estee Lauder — Int/Div

Exxon Mobil — Int/Div

Facebook — None — Buy (add'l)

Facebook — Buy (add'l)

Franklin Resources — None — Sold

Gilead Science — Int/Div — Buy (add'l)

Gilead Science — None — Sold

Intercontinental Exchange Group (see Part Vin — Int/Div

Intercontinental Exchange Group (see Part Vin — Buy (add'l)

Intuitive Surgical — None — Buy

JP Morgan Chase — Int/Div

McDonalds — Int/Div

Microsoft — Int/Div

Nestle — Int/Div

Nike — Int/Div — Buy (add'l)

Novartis — Int/Div — Buy (add'l)

Novo-Nordisk — Int/Div

Ocerdental Petroleum — Int/Div

Oracle — Int/Div

Pepsico — Distribution

Phillip Morris — Int/Div

Praxair — Distribution

Qualcomm — Int/Div — Sold

Procter & Gamble — Int/Div

Roche Holding — Int/Div — Buy (add'l)

Sabmiller — None — Sold

State St. Corp — Int/Div

Target — Int/Div

Texas Instruments — Int/Div

Total — Int/Div

Twenty-first Century Fox — Int/Div — Sold (part)

Twenty-first Century Fox — Buy (add'l)

Union Pacific — Int/Div

United Health — Int/Div — Buy

United Technologies — Int/Div

Verisign — None

Visa — Int/Div — Buy (add'l)

Visa — Buy (add'l)

Walgreen — Int/Div

Walt Disney — Int/Div

Wells Fargo — Int/Div

Xilinx — Int/Div

exchange traded and closed end funds (H):

Alerian MLP Exchange Traded Fund — Int/Div

PowerShares Russell Midcap Pure Growth Fund — Int/Div

PowerShares Russell Midcap Pure Value Fund — Int/Div

SPDR Dow Jones Wilshire Int’) Real Est Fund — Int/Div — Buy (add'l)

SPDR Nuveen Barclays Fund (see Part vin — None — Closed

SPDR Nuveen Barclays Mun. Fund (see Part VIII) — Int/Div — from line 250)

SPDR Nuveen Barclays Mun. Fund (see Part VIII) — Buy (add'l)

Vanguard 11L World Stk Index Fund — Int/Div

mutual funds (H):

Brandes Emergis Markets Fund — Int/Div

Cohen & Steers Realty Fund — Int/Div — Buy (add'l)

Davis NY Venture Fund — Int/Div — Buy (add'l)

Franklin Conv. Sec. Adv. Fund — Int/Div — Buy (add'l)

Invesco Premier Tx Exempt Inst. Fund — Int/Div

Invesco Small Cap Value Fund — Int/Div — Buy (add'l)

JP Morgan Dynamic Sm Cp Gr Sel Fund — Int/Div — Buy (add'l)

Legg Mason WA Emerg. Mkt. Debt Fund — Int/Div

Mamstay Large Cap Grw Fund — Distribution — Buy (add'l)

Mamstay Marketfield Fund — None — Buy (add'l)

Nuveen limited term muni bond Fund — Int/Div — Buy (add'l)

Oppenheier Int'l Bond Y Fund — Distribution — Buy (add'l)

Prudential Jennison Mid Cap GW Z Fund — Distribution — Buy (add'l)

Trust No. 3:

brokerage account No. (H)

Morgan Stanley Active Assets Tax Free Trust — Int/Div

stocks (H):

3M Co. — Int/Div

Air Products — Int/Div

Apache — Int/Div

Apple — Int/Div

Danaher — Int/Div

Fortive — Int/Div — from line 276)

Johnson & Johnson — Int/Div

Versum — None — from line 273)

bonds (H):

Bay County FL School '18 3.5 — Interest

CT Higher Ed. "17 3.85 — Interest — Sold (part)

Gnswold '18 3.0 — Interest

Janesville Wis. Sch. "194.125 — Interest

Marlborough CT '16 4.0 — Interest — Matured

N.J. Transp. ‘17 5.0 — Interest

Okla. Water Resources '19 5.0 — Interest

San Buenaventura CA water '17 4.0 — Interest

Southington CT '18 3.5 — Interest

Tampa FL Ubiv, '16 5.0 — Interest — Matured

brokerage account No. 2 (H)

Morgan Stanley Active Assets Tax Free Trust — Int./y

stocks (H):

AIA Group — Int/Div

Air Liquide — Int/Div — Sold (part)

Alfa Laval — Int/Div — Buy

Allianz — Int/Div — Sold (part)

Allianz — Buy (add'l)

American Express — Int/Div — Buy (add'l)

Anheuser Busch — Int/Div — Sold

Amnaly Capital Momgt — Int/Div — Buy (add'l)

Arm Holdings — Int/Div — Sold

Aspen — None — Buy

RITES — Buy (add'l)

Atlas Copeo — Int/Div — Buy (add'l)

Baidu — None — Buy (add'l)

Banco Bilbao — Int/Div — Buy (add'l)

Baxalta — Int/Div — Sold

Baxter Int'l — Int/Div — Sold

Bayer — None — Buy

Bayer — Buy (add'l)

Bayerische Motore Werke — Int/Div

BBA Aviation — Int/Div — Buy

Bed. Bath & Bevond — Int/Div — Sold

BG Group — None — Sold

Bunge — Int/Div — Buy (add'l)

Canadian National Ry — Int/Div

Charles Schwab — Int/Div — Buy

Charles Schwab — Sold (part)

Checkpoint — None — Buy

Checkpoint — Buy (add'l)

Chevron — Int/Div — Sold

Cisco — Int/Div

Coloplast — Int/Div — Sold

Conoco Philips — None — Buy

CSL Lud. — Int/Div

CVS Health — None — Buy

Dassault Systems — Int/Div — Sold (part)

DBS Group — Int/Div — Buy (add'l)

Diamond Offshore Drilling — None — Sold (part)

Diamond Offshore Drilling — Buy (add'l)

Diamond Offshore Drilling — Buy (add'l)

Ebay — None — Sold (part)

RE¥S — Buy (add'l)

Exelon — Int/Div — Sold (part)

Exelon — Buy (add'l)

Exelon — Buy (add'l)

Express Scripts — None — Sold (part)

Express Scripts — Buy (add'l)

Exxon Mobil — Int/Div

Fanuc Ltd. — Int/Div — Buy (add'l)

Fanuc Ltd. — Sold (part)

Franklin Resiources — Int/Div

Fresenius Medical Care — Int/Div — Buy (add'l)

Fuchs Petrolub — Int/Div

Glaxo Smith Kline — Int/Div — Buy (add'l)

Grfols SA — Int/Div — Buy (add'l)

Grupo Televisa — Int/Div — Buy

Honda — Int/Div — Buy (add'l)

Icici Bank — None — Sold

Icict Bank — None — Buy

HSBC Holdings — None — Buy

HSBC Holdings — Buy (add'l)

Imperial Oil — Int/Div — Sold

tau Umibanco — Int/Div — Sold (part)

tau Umibanco — Buy (add'l)

tau Umibanco — Buy (add'l)

tau Umibanco — Int/Div — Buy (add'l)

Jolmson & Johnson — Int/Div

Kone Oyj — Int/Div — Sold

Kubota — Int/Div — Buy

Kubota — Buy (add'l)

Linde AG — Int/Div — Buy (add'l)

Linde AG — Buy (add'l)

Mack Cali Realty — None — Sold (part)

Mack Cali Realty — Buy (add'l)

McKesson — None — Buy

McKesson — Buy (add'l)

Medtronic — Int/Div — Buy (add'l)

Microsoft — Int/Div — Buy (add'l)

Mitsubishi — Int/Div — Buy (add'l)

Monotaro — Int/Div — Buy (add'l)

MTN Group — Int/Div — Sold

Naspers Ltd. — Int/Div — Buy (add'l)

Nestle — Int/Div

Novo Nordisk — None — Sold

Park24 — None — Buy

ARO. — Buy (add'l)

Pepsico — Int/Div — Sold (part)

PNC Funancial — Int/Div — Sold (part)

PNC Funancial — Int/Div — Buy

Procter & Gamble — Int/Div — Buy (add'l)

Qualcomm — Int/Div

Roche — Int/Div — Buy (add'l)

Roche — Buy (add'l)

Roval Dutch Shell — Int/Div — Buy

Sands China Ltd. — None — Sold

SAP Ag — Int/Div — Buy (add'l)

SAP Ag — Buy (add'l)

Sasol — Int/Div — Buy (add'l)

Schlumberger — Int/Div — Buy (add'l)

Shire — None — Buy

Sonova — Int/Div

Southwestern Energy — None — Sold

Suntrust — Int/Div

Svenska — Int/Div — Sold

Symrise — Int/Div — Buy (add'l)

Sysmex — Int/Div — Sold (part)

Sysmex — Buy (add'l)

Taiwan Semiconductor — Int/Div

Target — Int/Div — Buy (add'l)

Tenaris — Int/Div — Buy

Torchmark — Int/Div

Travelers — Int/Div

Turkiye Garantu Bankasi — Int/Div — Buy (add'l)

US Bancorp — Int/Div

Unicharm — Int/Div — Sold

Unilever NV NY — Int/Div — Buy (add'l)

Verizon — Int/Div — Buy

Wal-Mart — Int/Div — Buy (add'l)

Wells Fargo — Int/Div

Whole Foods Markets — Int/Div — Buy (add'l)

WPP PLC — Distribution

Exchange Traded & Closed End Funds:

1Shares MSCI Small Cap Fund — Int/Div

Mutual Funds (H):

Brandes Int'l small cap equity’ Fund — Int/Div

CRM Small Cap Value Inst. Fund — Int/Div

Franklin Fed. Intm. Trm. Tx. Fr. Adv Fund — Distribution — Buy (add'l)

Gabelli Equity Fund — Int/Div — Buy (add'l)

Invesco Premier Fund — Int/Div — Buy (add'l)

Lord Abbett Conv. Fund — Int/Div

Lord Abbett Emerg. Mkts, Currr. Fund — Int/Div

Nuveen Lud. Term Mun. Bond Fund — Int/Div — Buy (add'l)

Oppenheimer Int'l Bond Fund — Int/Div — Buy (add'l)

Pimco Real Return Fad — Int/Div — Buy (add'l)

Thornburg Int'l Fund — Int/Div — Buy (add'l)

Tweedy Browne Fund — Int/Div — Buy (add'l)

Trust No. 4:

brokerage account No. (H)

Morgan Stanley Active Assets Tax Free Trust — Int/Div

stocks (MH):

Apple — Int/Div

Automatic Data Processing — Int/Div

CDK Global — Int/Div — Buy

Danaher — Int/Div

Ecolab — Int/Div

Exxon Mobil — Int/Div

Fortive — Int/Div — from line 438)

NikeClass B — Int/Div

United Technologies — Int/Div

bonds (H):

Kentucky St Prop '19 4.0 — Int/Div

NJ. St Transp. '17 5.75 — Interest

NYC Transition Fin. '16 5.0 — Interest — Matured

Southington C1'18 35 — Interest

U.S. Treasury '189.0 — Interest

brokerage account No. 2 (H)

Morgan Stanley Active Assets Tax Free Trust — Int/Div

stocks (H):

Adient — None — Buy

Adient — Sold

AIA Group — Int/Div

Air Liquide — Int/Div

Alfa Laval — Int/Div — Buy

Allergan — None

Allianz — Int/Div

AMC — None

Anadarko Petroleum — Int/Div

Anheuser-Busch — Int/Div — Sold

Anasys — None

Arm Holdings — Int/Div — Sold

AspenTechnology — None — Buy (add'l)

Atlas Copco — Int/Div

Autodesk — None

Baidu — None — Buy (add'l)

Banco Bilbao — Int/Div — Buy (add'l)

Bank of Hawaii — Int/Div — Sold

Bank of the Ozaeks — Int/Div — Buy

Bayer — None — Buy

Bayer — Buy (add'l)

Bayerische Motoren Werke — Int/Div

BBA Aviation — Int/Div — Buy

Berkley W.R — Int/Div

BG Group — None — Sold

Biogen — None — Buy (add'l)

Biogen — Buy (add'l)

Broadcom — Int/Div

Bunge Lid — Int/Div

Canadian Nat. Ry — Int/Div — Buy

Carlisle (see note, Part VIII — Int/Div

Carlisle (see note, Part VIII — Int/Div — Buy (add'l)

Check Pomt — None — Buy

Check Pomt — Buy (add'l)

Citrix — None

Coloplast — Int/Div — Sold

Comcast — Int/Div

Comscore (see Part VIII) — None — from line 557)

Comscore (see Part VIII) — Sold

Cooper Co. — Int/Div — Buy (add'l)

Core Labs — Int/Div

Cree — Int/Div

CSL — Int/Div

Dassault — Int/Div — Sold (part)

Dassault — Int/Div — Buy (add'l)

Dentsply (see Part VIII) — Int/Div — from line S69)

Dentsply (see Part VIII) — Sold

Discovery Commumcations — None — Buy (add'l)

Dolby — Int/Div

DrillQuip — Int/Div — Buy

Equifax — Int/Div

Expeditors Int] — Int/Div

Factset Research — Int/Div — Buy (add'l)

Fanuc — Int/Div — Buy (add'l)

Fanuc — Sold (part)

First Cash Fin. Sves. — Int/Div — Sold

Fluor — Distribution — Buy (add'l)

Freeport McMoran — None — Buy (add'l)

Fresenius — Int/Div

Fuchs Petrolub — Int/Div

Gnfols S.A — Int/Div — Buy (add'l)

Grupo Televisa — Distribution — Buy

HSBC Holdings — None — Buy

Icict — None — Sold

Icict — Buy

Immunogen — None — Buy (add'l)

Imperial Oil — Int/Div — Sold

loms Pharmaceuticals (see Part VIII) — None — Buy (add'l)

ltau Unibanco — Int/Div — Sold (part)

Juck Henry — Int/Div — Sold (part)

JOC — Int/Div

Johnson Controls Intl (see Part VIII) — Int/Div — from line 584)

Kone Oyj — Int/Div — Sold

Kubota (see note. Part VII — Int/Div — Buy

L'Oreal — Int/Div

L3 Comm. — Int/Div

Landstar — Int/Div

Liberty Broadband — None

Liberty Interactive Co. Inter A — None — Buy (add'l)

Liberty Media — None — Buy (add'l)

Linde AG — None — Buy (add'l)

Lions Gate — None — Buy

Livanova — None — Sold

LVMH Moet — Int/Div

Manhattan Assoc — None — Buy

Medtronics — Int/Div

Mitsubishi — Int/Div — Buy (add'l)

Monotaro — Int/Div — Buy (add'l)

Monotype — Int/Div — Buy (add'l)

MSC Ine Com — Int/Div

MTN Group — Int/Div — Sold

Naspers Ltd. — Int/Div

National Oilwell — Int/Div — Buy (add'l)

Nestle — Int/Div

Nordson — Int/Div — Buy (add'l)

Novo Nordisk — None — Sold

NOW Inc — None — Buy (add'l)

Nuance Comm. — None

Nucor — Int/Div

Park24 — None — Buy

Pentair — Int/Div — Buy (add'l)

Primerica — Int/Div — Sold (part)

RBC Bearngs — None

Rentrack (see Part VIII — None — Closed

Roche — Int/Div — Buy (add'l)

Ross Stores — Int/Div — Sold

Royal Dutch Shell — Int/Div — Buy

Sandisk — None — Sold

Sands China — None — Sold

SAP AG — Int/Div

Sasol — Int/Div

Schlumberger — Int/Div

Seagate Tech — Int/Div

Shire — None — Buy

Signature Bank — None — Buy (add'l)

Strona — None — Closed

Snap-on — Int/Div — Sold (part)

Sonova — Int/Div

Starz Liberty Cap Ser. A — None — Redeemed

Svenska — Int/Div — Sold

Symnse — Int/Div

Sysmex — Int/Div — Sold (part)

Tarwan Semiconductor — Int/Div — Sold (part)

TE Connectivity — Int/Div

Tenaris — Int/Div — Buy

The ADT Corp. — None — Sold

Towers Watson (see Part VII) — None — Closed

Tripadvisor — None

Turkiye Garanti — Int/Div

Twitter — None — Buy (add'l)

Tyco Int'l (see Part VIII) — None — Closed

Unicharm — Int/Div — Sold

Unilever — Int/Div

United Health — istnbution

Vertex — None — Buy (add'l)

Wabco Holdings — None

Watsco — Int/Div — Buy

Weatherford nt'l — None — Buy (add'l)

Western Digital Corp — Distribution — Buy (add'l)

Willis Towers (see Part VID — None — from line 580)

Willis Towers (see Part VID — Sold

Wmmark — Int/Div — Sold

Wmmark — Int/Div — Sold (part)

Wynn Resorts — Int/Div

Exchange Traded Closed End Funds (H):

Ishares MSC1 EAFE Value Fund — Int/Div — Buy (add'l)

Ishares Russell 3000 Fund — Int/Div

Mutual funds (H):

Alliance Bernstein Global Bond Advisor Fund — Int/Div

Brandes Emerging Markets Fund — Int/Div — Buy (add'l)

Columbia Acorn Fund — Distribution — Buy (add'l)

Franklin Federated Intermediate-Term Tax Free Fund — Ine — Buy (add'l)

Invesco Premier Tax Exempt — Int/Div

Lateef Fund — Distribution — Buy (add'l)

Lord Abbett Conv. Fund — None — Buy (add'l)

Lord Abbett Emer. Mkts. Fund — Int/Div — Buy (add'l)

Pimco Real Return Fund — Int/Div — Buy (add'l)

TCW Total Return Bond Fund — Int/Div — Buy (add'l)

IRA consisting of Stocks and Corporate Bonds (H):

brokerage account No. 1 (H)

Citibank Bank Deposit (see Part VIII — None — Closed

Morgan Stanley Bank (see Part VIII) — Interest — Open

corporate bonds (H):

Bank of America '16 5.750 — Interest — Matured

municipal bonds (H):

brokerage account No. 2 (H)

Morgan Stanley, New Haven, CT liquid asset fund — Interest

stocks (H):

Abbvie — Int/Div

Aetna — Int/Div — Buy

AIA Group — Int/Div

Air Liquide — Int/Div — Sold (part)

Alfa Laval — Int/Div — Buy

Allianz — Int/Div — Sold (part)

Allianz — Buy (add'l)

American Electric Power — Int/Div

Amenxan Express — Int/Div — Buy

Ameriprise Financial — Int/Div

Anheuser Busch — Int/Div — Sold

Apache — Int/Div — Buy

Apple — Int/Div

Arm Holding — Int/Div — Sold

Aspen — Int/Div — Buy

AT&T — Int/Div — Sold (part)

Atlas Copco — Int/Div

Baidu — Int/Div — Buy (add'l)

Banco Bilbao — Int/Div — Buy (add'l)

Bayer — Int/Div — Buy

Bayer — Buy (add'l)

Bayerische Motoren Werke — Int/Div

BBA Aviation — Int/Div — Buy

BG Group — None — Sold

Bunge — Int/Div

CA Inc — Int/Div

Canadian National Ry — Int/Div

Capitol One — Int/Div — Sold

Capitol One — Int/Div — Buy

Celanese — Int/Div

Check Pomt — Int/Div — Buy

Chevron — Int/Div

Cisco — Int/Div

Coloplast — Int/Div — Sold

Coloplast — Int/Div — Sold (part)

Dassault Systems — Int/Div

DBS Group — Int/Div — Buy (add'l)

Eaton — Int/Div

Entergy — Int/Div — Buy

Exxon Mobil — Int/Div

Fanuc — Int/Div — Buy (add'l)

Fanuc — Sold (part)

Fifth Third Bank — Int/Div

Fluor — Int/Div — Buy

Fluor — Sold

Ford Motor — Int/Div — Sold

Fresenius — Int/Div — Buy (add'l)

Fuchs Petrolub — Int/Div

General Dynamics — Int/Div — Buy

General Motors — Int/Div

Gilead Science — Int/Div — Sold

Gnfols SA — Int/Div

Grupo — Int/Div — Buy

Hartford Fin. Serv — Int/Div

Honevwell — Int/Div — Buy

HSBC Holdings — Int/Div — Buy

IBM — Int/Div

Icici Bank — Int/Div — Sold

Icict Bank — Int/Div — Buy

Imperial Oil — None — Sold

Intel — Int/Div

Intemational Paper — Int/Div

Intemational Paper — Int/Div — Sold (part)

JOC — Int/Div

Johnson & Johnson — Int/Div

JP Morgan Chase — Int/Div

Kone Oyj — Int/Div — Sold

Kubota — Int/Div — Buy

L'Oreal — Int/Div

Linde AG — Int/Div — Buy (add'l)

LVMH Moet — Int/Div

Macy's — Distribution — Sold

Mattel — Int/Div

Metlife — Int/Div — Sold (part)

Mitsubishi — Int/Div

Monotaro — Int/Div

MTN Group — Int/Div — Sold

Nabors — Int/Div — Buy

Naspers — Int/Div

Nestle — Int/Div

Novo Nordisk — None — Sold

Oracle — Int/Div — Buy

Park24 — Int/Div — Buy

Plizer — Int/Div

PNC Financial — Int/Div

Procter & Gamble — Int/Div

Public Service Enterprise — Int/Div

Quest Diagnostics — Int/Div

Roche — Int/Div — Buy (add'l)

Royal Dutch Shell — Int/Div — Buy (add'l)

Rvder Systems — Int/Div

Sands China Ltd — None — Sold

SAP — Int/Div

Sasol — Int/Div — Sold (part)

Schlumberger — Int/Div

Shire — Int/Div — Buy

Sonova — Int/Div

Svenska — None — Sold

Symrise — Int/Div

Sysmex — Int/Div — Sold (part)

Taiwan Semiconductors — Int/Div — Sold (part)

Tenaris — Int/Div — Buy

Teva Pharmaceuticals — None — Sold

Time Waner — None — Buy

Time Waner — Sold

Total — Int/Div — Sold

Travelers — Int/Div

Turkiye — Int/Div

Unicharm — None — Sold

Unilever PLC — Int/Div

United Technologies — Int/Div

U.S. Bancorp — Int/Div — Buy

Valero — None — Sold

Verizon — Int/Div

Walmart — Int/Div

Wells Fargo — Int/Div

Wells Fargo — Int/Div — Sold (part)

Exchange Traded and Closed End Funds (Hy

Ishares Barclays 7-10 Year Treasury Fund — Int/Div

Ishares MSCI EAFE Index Fund — Int/Div

Ishares Russell 1000 Index Fund — Int/Div

Ishares Russell 1000 Value Fund — Int/Div

Ishares Russell 3000 Fund — Int/Div

Ishares Russell mid-cap Fund — Int/Div

Ishares TIPS Bond Fund — Int/Div

SPDR DJ Wilshire Int'l Real Estate — Int/Div

Vanguard Utilities Fund — Int/Div

Mutual Funds (H):

Cohen & Steers Pref, Sec. & Inc. — Int/Div

Invesco AIM ATST Premier Fund — Int/Div

Legg Mason Western Asset Emerging Markets Fund — Int/Div

Mamstay Marketfield Fund — Int/Div

Oppenheimer Int'l Fund — Int/Div

Pimco Total Return Fund — Int/Div

Corporator, Institute of Living

Elector, Hartford Atheneum

Life Regent, University of Hartford

Trustee, No. Famly Trust (assets listed in Part VIL, lines 101-125

Gift — Opperman Foundation — Devitt Award — $15,000.00

Gift — Duke University — two mights lodging at conference on class action rules — $398.00

Gift — Yale Umversity — three mghts lodging, lunches, and dinners at Global Constitutional seminar — $900.00

Reimbursement — Yale University — Sept. 21-24, 2016 — New Haven, CT — attend Global Constitutional Seminar — breakfasts and parking three days

Reimbursement — Duke University — July 22-2016 — Washington, D.C — attend conferebee on class action rules — round trip train fare New York City to Washington D.C.

Reimbursement — Opperman Foundation — Dec. 7-8. 2016 — Washmgton D.C — attend ceremony to receive Devitt Award — round trp air fare Sacasota to Washimgton D.C. and lodging two nights

Reimbursement — Harvard Umiversity — Sept. 7-8, 2016 — Cambridge, Mass — attend seminar with Chinese judges — tround trip travel New York to Cambridge, Mass.

Income — 1919116 — University of North Carolina Press rovalty — $89.00

global: all entries have been listed alphabetically within separately numbered brokerage accounts and, within each account, grouped within categories labeled

"stocks," "exchange traded and closed end funds,” "mutual funds," and "bonds™ as permitted according to advice received from committee staff,

Lines 14 and 15: The disposition of Johnson Controls is not technically 'closed," and the acquisition of Jolmson Controls Intl is not technically a spm-off. There

was a compulsory tender, with Johnson Controls Intl and cash received after Johnson Controls was tendered, but there is no automuatic way to enter these actions.

Lines 110 and 118: The entries for column D(1) are not technically correct. The acquisition of Johnson Controls Intl and the disposition of Tyco resulted from a

compulsory tender, There is no automnatic way to enter these actions,

Lines 150 and 156: The entries for column D(1) are not technicully correct. The shares of Plum Creek were exchanged for shares of Weyerhauser. There is no

automatic way to enter these actions.

Line 183: The entry for column D(1) is not technically correxct. The shares of Ace were exchanged for Chubb. There is no automatic way to enter this action.

Line 196: The entry for column D{1) is not technikcally correct. The shares of Chubb were acquired in an exchange for shares of Ace. There is no automatic way

to ereport this action.

Line 209: This stock was mislabeled on the 2015 report as International Exchange Group; the correct name is Intercontinental Exchange Group.

Lines 250 and 251: The entries for column D(1) are not technically correct. The shares of SPDR Nuveen Barclays Fund were exchanged for shares of SPDR

Nuveen Barcalsys Mun. Fund. There is no automatic way to enter these actions.

Lines 498 and 569: The entries for column D(1) are not technically correct. The shares of Dentsply were acquired in exchange for shares of Sirona. There is no

automatic way to ereport this action,

Line 483: Carlisle was misspelled "Carliale.”

Lines 490 and 557: The entries for Column D(1) are not technically correct. The shares of Comscore were acquired in an exchange for shares of Rentrucl. There is

no automatic way to enter these actions.

Line 489: Carlisle was misspelled as "Carlile."

Line 521: lonis Pharmaceutical was misspelled on the 2015 report as Isis Pharmaceuticals.

Lines 525 and: 584The entry for Column D(1) is not technically crrect. The shares of Johnson Controls Intl and the disposition of Tyco resulted from a cmpulsory

tender offer. There is no automatic way to enter these actions,

Line 527: Kubota was misspelled as "Kuboa."

Lines 580 and 593: The entries for D(1) are not technically xorrect. The sharees of Willis Towers were acquired in an exchange for shares of Towers Watson.

There is no automatic way to ereport this action,

Lines 614 and 615: Morgan Stanley shifted funds from Citibank into Morgan Stanley Bank, and closed the Citiban account.