Donna M. Ryu

S10. — Sold

University of California CAP (H)

Fixed Account (no selection of funds available) — Interest

TIAA- CREF 529 College Savings Plan (H)

Age Based Portfolio - 18 & Over Index — Int/Div

Wells Fargo Bank Accounts — Int/Div

Provident Credit Union Accounts — Int/Div

ING Direct Accounts — Int

Brokerage—Indiv. TOD (H)

Wilshire Large Company Growth Fund (DTLGX) — Int/Div — Sold (part)

Wilshire Large Company Growth Fund (DTLGX) — Sold (part)

Wilshire Large Company Growth Fund (DTLGX) — Int/Div — Buy (add'l)

Wilshire Large Company Growth Fund (DTLGX) — Int/Div — Buy (add'l)

Wilshire Large Company Growth Fund (DTLGX) — Int/Div — Buy (add'l)

Doubleline Total Return Bond Fund (DLTNX) — Int/Div — Buy (add'l)

Doubleline Total Return Bond Fund (DLTNX) — Int/Div — Buy (add'l)

Doubleline Total Return Bond Fund (DLTNX) — Int/Div — Buy (add'l)

Doubleline Total Return Bond Fund (DLTNX) — Int/Div — Buy (add'l)

Doubleline Total Return Bond Fund (DLTNX) — Int/Div — Buy (add'l)

Doubleline Total Return Bond Fund (DLTNX) — Sold

Blackrock High Yield Bond Fund (BHYAX) — Int/Div — Buy (add'l)

Blackrock High Yield Bond Fund (BHYAX) — Int/Div — Buy (add'l)

Blackrock High Yield Bond Fund (BHYAX) — Int/Div — Buy (add'l)

Blackrock High Yield Bond Fund (BHYAX) — Int/Div — Buy (add'l)

Blackrock High Yield Bond Fund (BHYAX) — Int/Div — Buy (add'l)

Blackrock High Yield Bond Fund (BHYAX) — Sold

Wilshire Large Cap Core Fund (WLCTX) — Int/Div — Sold (part)

Wilshire Large Cap Core Fund (WLCTX) — Buy (add'l)

Guggenheim Total Return Bond Fund (GIBAX) — Int/Div — Buy (add'l)

Guggenheim Total Return Bond Fund (GIBAX) — Int/Div — Buy (add'l)

Guggenheim Total Return Bond Fund (GIBAX) — Int/Div — Buy (add'l)

Guggenheim Total Return Bond Fund (GIBAX) — Int/Div — Buy (add'l)

Guggenheim Total Return Bond Fund (GIBAX) — Int/Div — Buy (add'l)

Templeton Global Bond Fund (TPINX) — Int/Div — Buy (add'l)

Templeton Global Bond Fund (TPINX) — Int/Div — Buy (add'l)

Templeton Global Bond Fund (TPINX) — Int/Div — Buy (add'l)

Templeton Global Bond Fund (TPINX) — Int/Div — Buy (add'l)

Templeton Global Bond Fund (TPINX) — Sold

Wilshire Small Company Growth Fund (DTSGX) — Int/Div — Buy (add'l)

Wilshire Small Company Growth Fund (DTSGX) — Int/Div — Buy (add'l)

Wilshire Small Company Value Fund (DTSVX) — Int/Div — Buy (add'l)

Wilshire Small Company Value Fund (DTSVX) — Int/Div — Buy (add'l)

Wilshire Small Company Value Fund (DTSVX) — Int/Div — Buy (add'l)

Fidelity U.S. Bond Index Porfolio (FBIDX) — Int/Div — Buy (add'l)

Fidelity U.S. Bond Index Porfolio (FBIDX) — Int/Div — Buy (add'l)

S10. — Int./hv — Buy (add'l)

S10. — Int/Div — Buy (add'l)

S10. — Int/Div — Buy (add'l)

S10. — Int/Div — Buy (add'l)

Wilshire Large Company Value Fund (DTLVX) — Int/Div — Buy (add'l)

Wilshire Large Company Value Fund (DTLVX) — Int/Div — Buy (add'l)

Wilshire Large Company Value Fund (DTLVX) — Int/Div — Buy (add'l)

Boston Partners Long/Short Research Fund (BPRRX) — None — Buy

Boston Partners Long/Short Research Fund (BPRRX) — Sold

Wilshire Income Fund (WIORX) — Int/Div — Buy

Fidelity Spartan $00 Index Fund (FUSVX) — None — Buy

Fidelity Spartan $00 Index Fund (FUSVX) — Int/Div — Buy (add'l)

Fidelity Spartan $00 Index Fund (FUSVX) — Int/Div — Buy (add'l)

Fidelity Spartan $00 Index Fund (FUSVX) — Int/Div — Buy (add'l)

Fidelity Spartan International Index Fund {FSIVX) — None — Buy

Fidelity Spartan International Index Fund {FSIVX) — Int/Div — Buy (add'l)

Fidelity US Bond Index Fund (FSITX) — None — Buy

Fidelity US Bond Index Fund (FSITX) — Int/Div — Buy (add'l)

Fidelity US Bond Index Fund (FSITX) — Int/Div — Buy (add'l)

Fidelity US Bond Index Fund (FSITX) — Int/Div — Buy (add'l)

Fidelity US Bond Index Fund (FSITX) — Int/Div — Buy (add'l)

Fidelity US Bond Index Fund (FSITX) — Int/Div — Buy (add'l)

Fidelity US Bond Index Fund (FSITX) — Int/Div — Buy (add'l)

Fidelity US Bond Index Fund (FSITX) — Int/Div — Buy (add'l)

Brokerage—IRA Rollover (H)

VANGUARD MALVERN FDS STRM (VTIP)Y — Int/Div — Sold (part)

SPDR GOLD TR GOLD SHS (GLD) — None — Buy (add'l)

PUTNAM ABSOLUTE RETURN 700 FUND CLASS Y (PDMYX) — None

POWERSHARES ETF FD TR 11 S&P 500 LOW (SPLVI VOLATILITY — Int/Div — Buy (add'l)

POWERSHARES ETF FD TR 11 S&P 500 LOW (SPLVI VOLATILITY — Int/Div — Sold (part)

POWERSHARES ETF FD TR 11 S&P 500 LOW (SPLVI VOLATILITY — Int/Div — Sold (part)

POWERSHARES ETF FD TR 11 S&P 500 LOW (SPLVI VOLATILITY — Int/Div — Buy (add'l)

POWERSHARES ETF FD TR 11 S&P 500 LOW (SPLVI VOLATILITY — Int/Div — Sold (part)

POWERSHARES ETF FD TR 11 S&P 500 LOW (SPLVI VOLATILITY — Int/Div — Buy (add'l)

POWERSHARES ETF FD TR 11 S&P 500 LOW (SPLVI VOLATILITY — Int/Div — Sold

PIONEER LONG/SHORT BOND FUND CLASS Y (LSGYX) — None — Sold

NEUBERGER BERMAN LONG SHORT FUND INSTITUTIONAL CLASS (NLSIX) — None — Buy (add'l)

MERGER FUND (MERFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

LORD ABBETT FLOATING RATE FUND CLASS F(LFRFX) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA VALLE FACTOR ETF (VLUE) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA VALLE FACTOR ETF (VLUE) — Sold (part)

ISHARES TR MSCI USA VALLE FACTOR ETF (VLUE) — Buy (add'l)

ISHARES TR MSCI USA VALLE FACTOR ETF (VLUE) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA VALLE FACTOR ETF (VLUE) — Buy (add'l)

ISHARES TR MSCI USA VALLE FACTOR ETF (VLUE) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA VALLE FACTOR ETF (VLUE) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA VALLE FACTOR ETF (VLUE) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — None — Sold (part)

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — Buy (add'l)

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — Sold (part)

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — Buy (add'l)

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA QUALITY FACTOR ETF (QUAL) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — None — Buy (add'l)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Sold (part)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Sold (part)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Buy (add'l)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Buy (add'l)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Sold (part)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Buy (add'l)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Sold (part)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Buy (add'l)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Int/Div — Buy (add'l)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Sold

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Sold (part)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Buy (add'l)

ISHARES TR MSCI USA MINIMUM VOLATILITY ETF (USMV) — Sold

INDEX IQ ETF TR 1Q MERGER ARBITRAGE ETF (MNA) — Int/Div — Buy (add'l)

INDEXIQ ETF TR 1Q HEDGE MACRO TRACKER ETF (MCRO) — Int/Div — Buy (add'l)

INDEXIQ ETF TR 1Q HEDGE MACRO TRACKER ETF (MCRO) — Sold

AQR MANAGED FUTURES STRATEGY FUND CLASS 1 {AAOMIX) — None — Sold

CAUSEWAY CAP MGMT TR GBL ABSRT INST (CGAIX) — None

CLS GLOBAL GROWTH FUND CLASS N(CLBLX) — None — Sold (part)

CLS GLOBAL GROWTH FUND CLASS N(CLBLX) — Int/Div — Buy (add'l)

CLS GLOBAL GROWTH FUND CLASS N(CLBLX) — Int/Div — Buy (add'l)

CLS FLEXIBLE INCOME FUND CLASS N(CLFLX) — Int/Div — Buy (add'l)

CLS FLEXIBLE INCOME FUND CLASS N(CLFLX) — Int/Div — Buy (add'l)

1443, — Sold (part)

1443, — Int/Div — Buy (add'l)

1443, — Int/Div — Buy (add'l)

1443, — Int/Div — Buy (add'l)

1443, — Int/Div — Buy (add'l)

1443, — Int/Div — Buy (add'l)

1443, — Int/Div — Buy (add'l)

1443, — Int/Div — Buy (add'l)

1443, — Int/Div — Buy (add'l)

1443, — Int/Div — Buy (add'l)

1443, — Int/Div — Buy (add'l)

1443, — Int/Div — Buy (add'l)

CLS GROWTH AND INCOME FUND CLASS N(CLERX) — None — Sold (part)

CLS GROWTH AND INCOME FUND CLASS N(CLERX) — Buy (add'l)

CLS GROWTH AND INCOME FUND CLASS N(CLERX) — Int/Div — Buy (add'l)

CLS GROWTH AND INCOME FUND CLASS N(CLERX) — Int/Div — Buy (add'l)

CLS GLOBAL DIVERSIFIED EQUITY FUND CLASS N(CLSAX) — None — Buy (add'l)

CLS GLOBAL DIVERSIFIED EQUITY FUND CLASS N(CLSAX) — Int/Div — Buy (add'l)

CLS GLOBAL DIVERSIFIED EQUITY FUND CLASS N(CLSAX) — Int/Div — Buy (add'l)

SPDR SER TR BARCLAYS1-3 T BILL ETF (BIL) — None — Buy

SPDR SER TR BARCLAYS1-3 T BILL ETF (BIL) — Sold

ISHARES TR MSC EAFEETF (EFA) — None — Buy

ISHARES TR MSC EAFEETF (EFA) — Int/Div — Buy (add'l)

ISHARES TR MSC EAFEETF (EFA) — Int/Div — Buy (add'l)

ISHARES TR S&P 500 VALUE ETF (IVE) — None — Sold

ISHARES TR S&P 500 VALUE ETF (IVE) — Buy

ISHARES TR S&P 500 VALUE ETF (IVE) — Int/Div — Buy (add'l)

ISHARES TR S&P 500 VALUE ETF (IVE) — Buy (add'l)

ISHARES TR S&P 500 VALUE ETF (IVE) — Sold

ISHARES TR S&P 500 GROWTH ETF (IVW) — None — Sold (part)

ISHARES TR S&P 500 GROWTH ETF (IVW) — Buy (add'l)

ISHARES TR S&P 500 GROWTH ETF (IVW) — Int/Div — Buy (add'l)

ISHARES TR S&P 500 GROWTH ETF (IVW) — Buy (add'l)

ISHARES TR S&P 500 GROWTH ETF (IVW) — Int/Div — Buy (add'l)

ISHARES TR S&P 500 GROWTH ETF (IVW) — Sold

COLUMBIA ADAPTIVE ALTS FUND {CLFUX) — Int/Div — Buy (add'l)

CLS GLOBAL AGGRESSIVE EQUTY (CLACX) — Int/Div — Buy (add'l)

CLS GLOBAL AGGRESSIVE EQUTY (CLACX) — Int/Div — Buy (add'l)

VANGUARD ENERGY FUND (VGENX) — None — Sold

PIONEER LONG/SHORT BOND FUND CLASS Y (LSGYX) — Sold

DBX ETF TR XTRAK MSCI EAFE (DBEF) — None — Buy

DBX ETF TR XTRAK MSCI EAFE (DBEF) — Sold (part)

DBX ETF TR XTRAK MSCI EAFE (DBEF) — Buy

DBX ETF TR XTRAK MSCI EAFE (DBEF) — Int/Div — Buy (add'l)

GLOBAL LONG/SHORT CREDIT CLASS A (BGCAX) — None — Buy

ISHARES INC CORE MSCI MMKT TEMG) — None — Buy

ISHARES INC CORE MSCI MMKT TEMG) — Sold (part)

ISHARES INC CORE MSCI MMKT TEMG) — Buy

ISHARES INC CORE MSCI MMKT TEMG) — Sold (part)

ISHARES INC CORE MSCI MMKT TEMG) — Buy

ISHARES INC CORE MSCI MMKT TEMG) — Int/Div — Buy (add'l)

ISHARES TR MSCI ACWIETF (ACWH — None — Buy

ISHARES TR TIPS BD ETF (TIP) — None — Buy

MAINGATE MLP FUND INSTITUTIONAL CLASS (IMLPX) — None — Buy

MAINGATE MLP FUND INSTITUTIONAL CLASS (IMLPX) — Int/Div — Buy (add'l)

MAINGATE MLP FUND INSTITUTIONAL CLASS (IMLPX) — Sold (part)

MAINGATE MLP FUND INSTITUTIONAL CLASS (IMLPX) — Int/Div — Buy (add'l)

MAINGATE MLP FUND INSTITUTIONAL CLASS (IMLPX) — Int/Div — Buy (add'l)

RYDEX ETF TR GUGGENHEIM S&P 00 (RSP) — None — Buy

RYDEX ETF TR GUGGENHEIM S&P 00 (RSP) — Buy (add'l)

RYDEX ETF TR GUGGENHEIM S&P 00 (RSP) — Int/Div — Buy (add'l)

RYDEX ETF TR GUGGENHEIM S&P 00 (RSP) — Int/Div — Buy (add'l)

RYDEX ETF TR GUGGENHEIM S&P £00 PURE VALUE ETF (RPV) — None — Buy

RYDEX ETF TR GUGGENHEIM S&P £00 PURE VALUE ETF (RPV) — Sold (part)

RYDEX ETF TR GUGGENHEIM S&P £00 PURE VALUE ETF (RPV) — Buy (add'l)

RYDEX ETF TR GUGGENHEIM S&P £00 PURE VALUE ETF (RPV) — Sold (part)

RYDEX ETF TR GUGGENHEIM S&P £00 PURE VALUE ETF (RPV) — Int/Div — Buy (add'l)

RYDEX ETF TR GUGGENHEIM S&P £00 PURE VALUE ETF (RPV) — Buy (add'l)

RYDEX ETF TR GUGGENHEIM S&P £00 PURE VALUE ETF (RPV) — Int/Div — Buy (add'l)

RYDEX ETF TR GUGGENHEIM S&P £00 PURE VALUE ETF (RPV) — Int/Div — Buy (add'l)

PROSHARES TR PROSHARES SHORT DOW 30 (DOG) — None — Buy

PROSHARES TR PROSHARES SHORT DOW 30 (DOG) — Sold

WISDOMTREE TR MANAGED FUTURES STRATEGY FDMWDTH — None

JOHN HANCOCK ABSOLUTE RETURN CURRENCY FUND CLASS AUCLAX)Y — None

PERSHING PRIME RESERVES — Int/Div — Buy (add'l)

Brokerage--Roth IRA (H)

Vanguard Total Intemational Stock Index Fund ETF (VXUS) — Int/Div — Buy (add'l)

Vanguard Total Intemational Stock Index Fund ETF (VXUS) — Int/Div — Buy (add'l)

Vanguard Total Intemational Stock Index Fund ETF (VXUS) — Int/Div — Buy (add'l)

Vanguard Total Intemational Stock Index Fund ETF (VXUS) — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Int/Div — Buy (add'l)

Vanguard Total Stock Market ETF (VTI) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)

Vanguard Total Bond Market ETF (BND) — Ine — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Vanguard Total Intemational Bond Index ETF (BNDX) — Int/Div — Buy (add'l)

Co-Trustee, Revocable Trust Agreement re family member's estate

Lecturer, Lmiversity of Califormu, Berkeley Law School

Agreement — 2002 — University of Califorma Retirement Plan (pension on retirement) RETIRED effective July 2016

Part |, and Part VIL

Part I:

Line 1: Trust for the benefit of fumily member,

-1 am not the owner or grantor of the trust, | am solely the co-trustee of a revocable trust created for the benefit of a familty member.

-I am a co-trustee for the convenience of my family member, and | have not received any income through the trust or trust assets. In an abundance of caution, |

hiad previously listed the trust property (my mother's house) in Section VIL, but that have since been instructed not to list the house in Section VII, since it is not an

investment, and 1 do not receive any income of any kind from the house or the trust,

PartVIL:

Lines 3-37: The University of California Capital Accumulation Provision (CAP) account is a supplemental benefit plan held by the University of California. | have

no input in selecting how these funds are invested. | retired from the UC system on July 1, 2016 and received a lump sum payout of the CAP funds.