Alan S. Trust
2017Annual
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What was filed
240
investments
0
positions
0
gifts
0
agreements
0
debts
3
reimbursements
1
income
0
spouse income
Named parties
- Part VII
- Part VIII;
- Part VII;
- Part VIII
- Pant VII
- Part VI loss
- to ML line 222
- bul. from Opp to ML
- part from Opp to ML
- Part VII loss
- not reportable
- see Part VII
- line 31; see VII
- part VIII
- line 38: see VII
- line 42, see VIII
- line 24; see VIII
- American Conf Institute
- Texas Bankr. Law Section
- Amencan Cont Institute
- Teaching - St Johns University School of Law
As filed
Ameriprise / Columbia Cash Mgt Accounts IDSXX — Interest
RVS Life Fixed (annuity) — None — Part VII
DELETED
DELETED — Part VII
Goldman VIT MidCap Va (annuity) — None — Part VIII;
Fid VIP Midcap C12 (annuity) — None — Part VII;
FT VIP Small Cap Valu (annuity) — None — Part VIII
DELETED — Part VII
THDNDL /COL VP Emerg Mkts (annuity) — None — Part VIII
DELETED
DELETED
Oppenheimer Strat Bond (Strar Inc.) (annuity) — None — Part VIII
DELETED
Alliance Bernstein Disc Valaue (A IRA) — Int./y — Sold (part) — Part VII
Mass Mutual Annuity — MML Equity — None — Part VIII
MML Opp Global Strategic Income — None — Sold (part) — Part VII
MML Opp Global Strategic Income — Buy (add'l)
Mass Mutual Annuity = Opp Global fka Globul Strategic — Int/Div — Sold (part)
Mass Mutual Annuity = Opp Global fka Globul Strategic — Buy (add'l)
Mass Mutual Annuity - Opp Main Street Small Cap — None — Sold (part) — Part VII
Mass Mutual Annuity = Opp Main Street — None — Buy (add'l) — Pant VII
Mass Mutual Annuity = Opp Main Street — Sold (part)
Mass Mutial Oppen Discovery Midcap — None — Buy (add'l) — Part VII
Oppenheimer Cap App (both) — Int/Div — Sold (part)
Oppenheimer Cap App (both) — Sold (part) — Part VI loss
Oppenheimer Cap App (both) — Buy (add'l)
Oppenheimer Cap App (both) — with line 222) — to ML line 222
Oppenheimer Global Fund (both) OPPAX — Int/Div — Sold (part) — Part VII
Oppenheimer Global Fund (both) OPPAX — Sold (part) — Part VIII
Oppenheimer Global Fund (both) OPPAX — Sold (part) — Part VIII
Oppenheimer Global Opportunities (both) (IRA and nom) OPGIX — Int/Div — Sold (part) — Part VII
Oppenheimer Global Opportunities (both) (IRA and nom) OPGIX — Buy (add'l)
Oppenheimer Global Opportunities (both) (IRA and nom) OPGIX — Buy (add'l)
Oppenheimer Global Opportunities (both) (IRA and nom) OPGIX — Buy (add'l)
Oppenheimer Global Opportunities (both) (IRA and nom) OPGIX — Sold (part)
Oppenheimer Global Opportunities (both) (IRA and nom) OPGIX — with line 178) — bul. from Opp to ML
Oppenheimer Global Value (both)(ret and non) — Int/Div — Sold (part)
Oppenheimer Main Street Fund (both) MSIGX — Int/Div — Buy (add'l)
Oppenheimer Main Street Fund (both) MSIGX — Buy (add'l)
Oppenheimer Main Street Fund (both) MSIGX — Buy (add'l)
Oppenheimer Main Street Fund (both) MSIGX — with line 180) — part from Opp to ML
Oppenheimer Main Street MidCap fka Small Mid Cap Select (A) OPMSX — Int — with line 182) — part from Opp to ML
Oppenheimer Global Strategic Income (L) (ka Champion Income) — Int/Div
Oppenheimer Global Allocation (Quest) (L) — Int/Div
DELETED
Oppenheimer Int'l Small Mid (both) ( ret and non) — Int/Div — Sold (part)
Oppenheimer Int'l Small Mid (both) ( ret and non) — Sold (part) — Part VII
Belt West Funding Corp raw land in Dallas County — None
Roval McAbee universal hife insurance — None
State of Israel savings bond — Int./hv — Buy (add'l)
Energy East — Int/Div
Memill Lynch / AIG fka US Life stock cash IRA — Int/Div
Amprise TWEAX Amer Century Eq Income (both) — Int/Div — Buy (add'l)
Amprise TWEAX Amer Century Eq Income (both) — Sold (part) — Part VIII
Amprise ODMAX Oppenheimer Developing Mkts (A IRA) — Int/Div
Oppenheimer Discovery — Int/Div
Ameriprise MALOX Blackrock Golbal Allocation (A SPS IRA) (annuity) — hy — Sold (part) — Part VIII
Ameriprise VOYA GNAM Inc. (A SPS IRA) — Int/Div — Sold — Part VIII
DELETED
DELETED
Am Century / VP Value (w/in annuity) — None — Part VIII
CNL Lifestyles CNLIDI nka EPR Prop (w/ inL IRA) — Int/Div — Sold (part) — Part VIII
CNL Lifestyles CNLIDI nka EPR Prop (w/ inL IRA) — Sold (part) — Part VII
Corp Prop Assoc CPA17 (w/in L IRA) — Int/Div
Am Insured Mkt (w/in L IRA) — Int/Div
MITIX (w/in L IRA) Mass MFS Investors — Int/Div — Sold (part) — Part VII
ATHAX (w/in L IRA) Amer Century Heritage — None — Sold (part) — Part VIII
MGIAX (w/in L IRA) MFS Int'l Value — Int — Buy (add'l)
Justice Federal accounts — Int/Div
Invesco Int'l Gr. Sr. (annuity) — None
MDLOX (w/in L IRA) Blackrock Global Allo. — Int/Div — Sold (part)
Oppenheimer Equity Income IRA (both) — Int/Div — Sold (part) — Part VIII
Oppenheimer Equity Income IRA (both) — Sold (part) — Pant VII
Oppenheimer Equity Income IRA (both) — Sold (part) — Part VII
Oppenheimer Equity Income IRA (both) — Sold (part) — Part VII
Oppenheimer Equity Income IRA (both) — Sold (part) — Part VII
Oppenheimer Main St Small Cap — Int/Div — Buy (add'l)
Oppenheimer Main St Small Cap — Sold (part) — Part VIII
Oppenheimer Main St Small Cap — Sold (part) — Part VII
Oppenheimer Main St Small Cap — Sold (part) — Part VII
Scholars Edge Age Based Portfolio 10 (18+) — None — Sold (part)
Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)
Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)
Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)
Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)
Scholars Edge Age Based Portfolio 10 (18+) — Sold (part)
Scholars Edge Large Cap nka Dreyfus R Growth — None
Scolars Edge Sm & Mid Cap nka MidCap Portfolio — None
DELETED
Scholars Edge Int'l Growth — None
Scholars Edge Large Cap Value nka Value — None
Scholars Edge Portfolio 100 fka Aggresive — None — Buy (add'l)
Scholars Edge Portfolio 80 fka Moderately Aggressive — None — Buy (add'l)
Scholars Edge Portfolio 60 fka Moderate — None — Buy (add'l)
Pimco VIT All Asset {annuity) — None
Oppenheimer Deveoping Mkts Fund (A) — Int/Div — Sold (part) — Part VII
Oppenheimer Rochester Ltd Term NY Munis — Int/Div — Sold
Oppenheimer Money MKt (treat as bank acct) — Int/Div
Oppenheimer Rochester AMT Free NY Munis — Int/Div — Buy (add'l)
Oppenheimer Rochester AMT Free NY Munis — Sold (part)
Oppenheimer Rochester AMT Free NY Munis — Sold — Part VII loss
Oppenheimer Rochester AMT Free — Int/Div — Sold (part) — Part VII loss
Oppenheimer Rochester AMT Free — Sold — Part VII loss
US treasunes — Interest
AmerGen (L IRA) — Int/Div
Oppenheimer Small & Mid Cap Value now MidCap Value — Int/Div — Sold (part) — Part VIII
Oppenheimer Small & Mid Cap Value now MidCap Value — Sold (part) — Part VIII
Oppenheimer Small & Mid Cap Value now MidCap Value — Sold (part) — Part VIII
DELETED
Oppenheimer Discovery Mid Cap Growth — Int/Div — Sold (part) — Part VIII
Oppenheimer Discovery Mid Cap Growth — Sold (part) — Part VIII
Oppenheimer Int'l Growth (L) — Inv — Buy (add'l)
Oppenheimer Int'l Growth (L) — Buy (add'l)
Blackrock Global Dividend (AmPrise) (A IRA) — Int/Div
ONL Growth Props (AmPrise) (A IRA) — Int/Div — Sold — Part VIII
Corporate Capital (AmPrise) (A IRA) — Int/Div — Sold (part) — Part VII
Fidelity Advisor Growth Opp (AmPrise) — None — Sold (part) — Part VII
Fidelity Advisos Cons. Disc. (AmPrise A IRA) — hy — Buy (add'l)
Fidelity Advisos Cons. Disc. (AmPrise A IRA) — Sold (part) — not reportable
DELETED
MFS Int] Value (AmPrise) MGIAX (A SPS IRA) — Int/Div
Steelpath Opp MLP Inc (AmPrise) — Int/Div — Part VI loss
DELETED
DELETED
DELETED
DELETED
DELETED
Blackrock Multi Asset (L IRA) — Int/Div
Deutsche Gloab Infrastructure (L IRA) — Int — Buy (add'l)
Oppen Rochester Fund Mum — Int/Div — Sold — see Part VII
Oppen Steel Path Select 40 — Int/Div — Buy (add'l)
Oppen Steel Path Select 40 — Buy (add'l)
Oppen Steel Path Select 40 — Sold (part) — see Part VII
Oppen Steel Path Select 40 — Sold (part) — see Part VII
Oppen Steel Path Select 40 — Sold (part) — see Part VII
DELETED
DELETED
Oppen Portfolio Series Eq Inv — Int/Div
DELETED
Opp Rochester Short Term Muni — Int/Div — Sold — see Part VII
Opp Roch High Yield Munis — Int/Div — Sold — see Part VII
Opp Equity Fund — Int/Div — Sold (part) — Part VII
Opp Equity Fund — Sold — Part VII
Blackrock Gibl Allocation MALOX AmPrise (A IRA) — Int/Div — with line 57)
COL VP Bal Fund AmPrise (annuity) — Int/Div
COL VP Growth AmPrise (annuity) — Int/Div
Lord Abbott Sec Growth Leaders AmPrise — Int/Div
DELETED
NEW Oppenheimer Rising Dividend (both) — Int/Div — Sold (part) — Part VIII
NEW Oppenheimer Small Cap Value (L) — Int/Div — Sold — Part VII
NEW Oppenheimer Real Estate Fund (A) — Int. — Sold (part) — Part VII
NEW Oppenheimer Real Estate Fund (A) — Sold — Part VII
AmPrise ALNAX AC Alt Inc. (A IRA) — Int/Div — Sold (part) — Part VIII
PPIAX Deutsche Short Duration (A SPS IRA) — Int/Div — Buy
GSGIX Goldman Sachs Global Inc. (A SPS IRA) — Int/Div
MFBFX MFS Corp Bond (A SPS IRA) — Int/Div — Sold (part) — Part VII
MFBFX MFS Corp Bond (A SPS IRA) — Sold (part) — Part VIII
HFXAX Catlyst Hedged Futures — Int/Div — Sold (part) — Part VII
NEW WFGBX Wells Growth Balanced (A SPS IRA) — Int/Div
NEW SSTHX Wells Short Term High Yield (A SPS IRA) — Int/Div
NEW Apnise [Shares (A IRA) — Int/Div — Buy
NEW BHYAX Blackrock High Yield Bond — Int/Div
JP Morgan Growth Adv (L IRA) — Int/Div
NEW Hartford Mid Cap (APrise. (A)) — Int/Div — Buy
NEW Hartford Mid Cap (APrise. (A)) — Buy (add'l)
NEW ACITX AM CENT INFL ADJ (AIRA SPS) — Int/Div — Buy
NEW Opp Macqurie Gloab Infr (both) — Int/Div — Buy
NEW Opp Macqurie Gloab Infr (both) — Buy (add'l)
NEW Opp Macqurie Gloab Infr (both) — Buy (add'l)
NEW Opp Macqurie Gloab Infr (both) — Buy (add'l)
NEW Opp Macqurie Gloab Infr (both) — Buy (add'l)
NEW Opp Macqurie Gloab Infr (both) — Buy (add'l)
NEW Opp Int'l Growth (A) — Int/Div — Buy
NEW Opp Int'l Growth (A) — Buy (add'l)
NEW ML OPGIX Opp Global (A from Opp) — None — line 31; see VII
NEW ML OPGIX Opp Global (A from Opp) — Sold (part) — part VIII
NEW ML MSIGX Main St (A from Opp) — Int/Div — line 38: see VII
NEW ML MSIGX Main St (A from Opp) — Sold (part) — Part VIII
NEW ML OPMSX Main Street MidCap (A from Opp) — Int/Div — line 42, see VIII
NEW ML OPMSX Main Street MidCap (A from Opp) — Sold (part) — Part VII
NEW ML IShares S&P Small Cap UR — Int/Div — Buy
NEW ML Artisan GIbl ARTRX — Int/Div — Buy
NEWML Carillon Scou Small UMBHX — Int/Div — Buy
NEW ML Commerce MidCap CFAGX — Int/Div — Buy
NEW ML Janus Henderson JACTX — Int/Div — Buy
NEW ML Nicholas Fund 11 NNTWX — Int/Div — Buy
NEW ML T Rowe Global PRGSX — Int./y — Buy
NEW AMD — None — Buy
NEW AMD — Buy (add'l)
NEW AMD — Buy (add'l)
NEW BMRN — None — Buy
NEW BMRN — Buy (add'l)
NEW CVS — Int/Div — Buy
NEW CVS — Buy (add'l)
NEW CVS — Buy (add'l)
NEW CY — Int/Div — Buy
NEW CY — Buy (add'l)
NEW CY — Buy (add'l)
NEW DTEGY — hy — Buy
NEW DTEGY — Buy (add'l)
NEW DIS — Int/Div — Buy
NEW EXEL — None — Buy
NEW GE — Int/Div — Buy
NEW GE — Buy (add'l)
NEW GE — Buy (add'l)
NEW GE — Buy (add'l)
NEW GE — Buy (add'l)
NEW GIS — Ine — Buy
NEW HD — hy — Buy
NEW INPR — Int/Div — Buy
NEW INPR — Buy (add'l)
NEW MDLZ — Int/Div — Buy
NEW NTGR — None — Buy
NEW NTGR — Buy (add'l)
NEW ORCL — Int/Div — Buy
NEW ORCL — Buy (add'l)
NEW RIO — Int/Div — Buy
NEW TI — None — Buy
NEW L ML Opp Cap App OPTEX — Int/Div — line 24; see VIII
NEW L ML Opp Cap App OPTEX — Sold — Part VII
NEW L ML Amer Cent. TWMIX — Int/Div — Buy
NEW L ML Amer Cent. TWMIX — Buy (add'l)
NEW L ML ISAHRES UH — Int/Div — Buy
NEW Wells Fargo checking acct — Interest
NEW NY 529 (L/G) Conservative Age Based Portfolio — None — Buy
NEW NY 529 (L/G) Conservative Age Based Portfolio — Sold — Part VIII
NEW NY 529 L/G Moderate Age Based Fund — None — Buy
NEW NY 529 L/G Moderate Age Based Fund — Sold
NEW NY 529 L/G Aggressive Ager Based Portfolio — None — Buy
NEW NY 529 L/G Aggressive Ager Based Portfolio — Sold
NEW NY 529 L/G Growth Port — None — Buy
NEW NY 529 L/G Small Cap Port — None — Buy
NEW NY 529 L/G Aggressive Growth Port. — None — Buy
NEW NY 529 L/G Mid Cap Port — None — Buy
NEW NY L/G Bond Mkt Index Port — None — Buy
NEW Vanguard (L) Fin ETF — Int./y — Buy
NEW Vanguard (1) Mid Cap ETF — Int/Div — Buy
NEW Vanugard (L) Extended Mut ETF — Int/Div — Buy
NEW Vanguard (L) cash mgt — Ine — Buy
NEW Vanguard (L) S&P 500 Index — Int/Div — Buy
Reimbursement — American Conf Institute — HA 1 T-45/17 — Uncasville CT — Speaker at i seminar in Uncasville CT — reimbursement for actuil out of pocket travel and meals, provided lidging
Reimbursement — Texas Bankr. Law Section — $3117 2/17 — San Antonio, Tx — speaker atl a seminar in San Antonio, Tx — reimbursement for actual out of pocket travel and meals, provided lodging
Reimbursement — Amencan Cont Institute — 92517926017 — NY. NY — speaker at a seminar in NY NY — reimbursement for actual out of pocket truvel and meals, provided lodging
Income — 2017 — Teaching - St Johns University School of Law — S10.500.00
as of 9.9.18
Lines 2, 4-12, 15, 16, 20,21, 23, and 82-95 -- based on information provided by the fund manager(s), no income or reinvested dividends, taxable or otherwise, was
paid or artributed to any of these investments during the reporting period.
Losses were suffered for sales in lines 103 - 105, 131, 134-136, and 142-143 — therefore no Gain code in D(4).
Sales in lines 14 -16, 20-21, 23, 27-31, 46, 54, 57, 58, 62, 63, 67, 68, 73-77, 107-109, 111, 112, 116-118, 143, 144, 150-159, 179, 181, 183 and 223 were
exchanges within an IRA or annuity for which no gain or loss was reported and | was unable to ascertain 4 gain or loss with certainty,
Lines 228, 230 and 232 were exchanged into lines 234-238 wthin a few days of the accounts being opened. and no gains or losses were reported.
The assets in line 178, 130 and 182 are shown as spin offs from lines 31, 38 and 42 respectively, and these same assets in lines 36, 41 and 42 show the transaction
as merged with lines 178, 180 and 182 respectively, but this does not appear on printed form for acquisitions on lines 178, 180 und 182, Also the asset on ling 222
is 4 spin off from line 24 asset at line 27; however this does not show on the printed form.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.