Andrew Jay Kleinfeld
2013Annual
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What was filed
57
investments
1
positions
0
gifts
0
agreements
0
debts
0
reimbursements
2
income
2
spouse income
Named parties
- Trust #1
- Metropolitan Life Insurance Co. (hifetime annuity)
- Prudential Life Insurance Co. (lifetime annuity)
- Stare of Alaska - Retirement
- $5,000 Honoranum - Santa Fe Community Foundation for Chicage SF Boys Gathering
As filed
Morgan Stanley - Money Mkt Account — Int/Div
Radio Shack Common Stock — Int/Div
DWS Intemational Fund - A — Int/Div
Keogh Plan - Administered by ABA Stable Asset Return Fund — Int/Div
Keogh Plan - Administered by ABA Balanced Fund — Int/Div
Black Rock Total Return Fund — Int/Div
403(b) & IRA Rollover Plans w/ Vanguard Tot Intl Stock Ix Admiral — Int/Div
403(b) & IRS Rollover Plans w/ Vanguard Total Stock Mkt Idx Adm — Int/Div
Centurylink Common Stock, was Qwest — Int/Div
Am Elect Power Common Stock — Int/Div
Northrop Grumman, Common Stock — Int/Div
Denali State Bank Accounts — Interest
U.S. Savings Bonds (Trust £1) — Interest
MetLife Policyholder Trust (MetLife Stock) — Int/Div
Northern Income Equity Fund NOIEX (Trust #1) — Int/Div — Buy (add'l)
Northern Int'l Growth Equity Fund NOIGX (Trust #1) — Int/Div — Sold
TIAA-CREF Retirement Annuity — Int/Div
Northern Money Mrt Account (Trust £1) — Interest
Transamerica Whole Life Policy — Interest
Transamerica Whole Life Policy — Interest
AK State Housing Fin Corp — Interest — Sold (part)
AK State Housing Fin Corp — Sold (part)
AK State Housing Fin Corp — Sold (part)
Kitsap Cnty Wash GO — Interest — Redeemed
Mat-Su AK Port — Interest
Wells-Evergreen Money Market — Interest
Fidelity Investments Deferred Comp Fid Balanced K — Interest
Fairpoint Commumication, Inc Stock — Int/Div
Signator Financial Services (Formerly Symetra Invest Serv) Cash Acct — Interest
Calamus Growth Fund CGRIX — Int/Div
Amencan Funds Euro Growth Fnd AEGFX — Int/Div
Fairhome Fund FAIZX — Int/Div
First Eagle Sogen Fds SGIIX — Int/Div
Growth Fnd America GFAFX — Int/Div
Janus Perkins Mid CapValue Fd Inv IMVAX — Int/Div
Legg Mason Ptrs Equity Tr SAGYX — Int/Div
Loomis Sayles Invt Fds Bond Fd LBSRX — Int/Div
PIMCO FDS Pac Invt Mgmt Ser Total Return Fd Inst] C1 PTTRX — Int/Div
Davis NY Venture Fd Inc C1 Y DNVYX — Int/Div
MCF SPDR Gold Tr Gold Shares GLD (Trust #1) — None — Sold
MFO Pimco Fds Pac Invt Mgmt PCRIX (Trust #1) — Int/Div — Sold
MFO Vanguard Fixed Inc Secs VIPSX (Trust #1) — Int/Div
MFC Ishares Tr MSC Emerg Mks EEM (Trust #1) — Int/Div
MFB N Funds Stk Index Fd NOSIX (Trust "#1 — Int/Div — Buy (add'l)
MFB N Multi Mgr Mid Cap Fd NMMCX (Trust #1) — Int/Div — Sold
Fromtier Communications Common Stock — Int/Div
Huntington Ingalls Industries Stock — Int/Div
MFC Shares Tr Barclays Fd CSJ (Trust £1) — Int/Div
MFC shares Tr Dow Fd DVY (Trust 21) — Int/Div — Sold
MFB Northern Fds NMMLX (Trust £1) — Int/Div — Sold
MFB Northern Fds Bd Index Fd NOBOX (Trust #1) — Int/Div — Sold
MCF Shares TR MSCI EAFE E11 EFA (Trust #1) — Int/Div — Buy
MCF Flexshr TR Momingstr Gbl Upstm Nat Res Indx Fd GUNR (Trust #1) — Int/Div — Buy
MFB Northern FDS Global Real Estate Index Fd NGREX (Trust #1) — Int/Div — Buy
MFB Northern Mid Cap Index Fd NOMIX (Trust #1) — Int/Div — Buy
MFB Northern Fds Small Cap Index Fd NSIDX (Trust #1) — Int/Div — Buy
MFC Flexshr Tr IBOX 3yr Target Duration Tips Index Fd TDTT (Trust #1) — Int/Div — Buy
Co-Trustee, Trust #1
Income — 2013 — Metropolitan Life Insurance Co. (hifetime annuity) — S21.936.00
Income — 2013 — Prudential Life Insurance Co. (lifetime annuity) — $20,652.00
Spouse's income — 2013 — Stare of Alaska - Retirement
Spouse's income — 2013 — $5,000 Honoranum - Santa Fe Community Foundation for Chicage SF Boys Gathering
Various stocks (including, but not limited to, Centurylink, American Electric, Northrup Grumman, and Fairpoint) accrue additional shares through dividend
reinvestment programs.
Judge Kleinfeld (Person Reporting) is 4 Co-Trustee of a trust (Trust #1). Northern Trust Bunk of Florida is the Co-Trustee. Judge Kleinfeld receives income
and has the power to invade principal subject to a standard. The trust was established pursuant to Judge Kleinfeld"
plan, with SR as the
beneficiaries. The descriptions of the assets controlled by the trust are listed in Part VII of the disclosure report. and are followed by a (Trust #1) designation.
The AK State Housing Fin Corp $25,000 bond was redeemed in 2012 and inadvertantly not recorded on the 2012 FDR.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.