Lewis Thornton Babcock

2016Annual

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What was filed

  • 43

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Self-employed artist

As filed

Double Eagle Petroleum Mining Co (Com. ) kna Escalera Resources — None

Prime Energy Corp (Com) fka KRM Petrleum Corp — None

jhi, Inc. (Com — None

Colorado Public Employees Retirement Association — None

Brokeridge Account #1 (IRA)

a) AIM Charter Fund C/A n/k/a American Funds — Int/Div — Sold (part)

b) AIM Equity Fund Class A w/k/a Invesco Charter Funds — Int/Div

Hartford Fund C1 B — Int/Div — Sold (part)

Brokeridge Account #2 (IRA)

a) AIM Charter Fund C/B n/k/a American Fund — Int/Div — Sold (part)

Brokeridge Account #2

a) Citibank n/k/a BDP, MMFs — Interest

BYATET Ine — Int/Div

i) Pfizer. Inc — Int/Div

d) Alcatel0Lucent ADR n/k/a Nokia CPADR — None

Viacom B (Com) — Int/Div

DGNMA (12/86) — Interest

h) Comcast Corp (Com) — Int/Div

i) AIM Premier Equity Fund Class Aakalnvesco Van Kapen n/k/a Am Funds — Int/Div

j) Capital World Growth & Income B (CWGIx) — Int/Div

AIM Invesco Growth Fund VAFAX n/k/a Invesco Am Franchise fund — Int/Div

AIM Invesco Diversified Div Fund NKA — Int/Div

AIM Invesco Free Bond Fund nka Invesco Municipal Income — Int/Div

Vabhc (IRA) nka AIG Retirement — Interest — Sold (part)

Waddell & Reed Tot, Ret. Fund (IRA) — Int/Div — Sold (part)

U.S. Consolidated Federal Credit Union nka ENT

ab — Interest

b) Account #1 — Interest

UShancorp Account #1 — Interest

UShancorp Account #2 — Interest

Lot Riverside County, Calif (Line 20, 2000 Report) — None

333 Intin Sec 15, TWP 10S, Rug. 14E, SBBAM, Imperial, CA — None

Brokeridge Account #1 (IRA)

a) American Capital World Growth Income B — Int/Div — Sold (part)

b) american Capital Income Building Fund B — Int/Div — Sold (part)

Brokendge Account #2

Amencan Funds ICA — Int/Div

Brokendge Account #3 CBS — Int/Div

a)Apple Inc — Int/Div

b) Bristol Myers — Int/Div

Verizon — Int/Div

d) Aleran (AMPL) — Int/Div

d) Aleran (AMPL) — Int/Div — Buy

Spouse's income — 2016 — Self-employed artist

VIL Investments and Trusts

Line Number 43 CBS was acquired 4/26/95 for $19,500.00. All reports should be amended to show information on Line 43,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Lewis Thornton Babcock | Frix