Patti B. Saris

What was filed

1062
investments
5
positions
0
gifts
0
agreements
1
debts
2
reimbursements
0
income
2
spouse income

Named parties

Part VII
Bottom Line Inc., Boston, MA
Federal Judges Association (FJA)
21st Century Fund, Brookline High School, Brookline, MA
Codman Academy Foundation, Dorchester, MA
Boston Intellectual Property American Inn of Court, MA
RBC Wealth Management
FJA
HIGHVISTA STATEGIES LLC, MA - Advisory fee
HARVARD BUSINESS SCHOOL INTERACTIVE, INC, MA - seminar compensation

As filed

bail — Buy (add'l)

Gold boullion — None

Mass. St Port Authority, Muni Bonds — Interest

Mass. St G/O Cons Ln Series. Muni Bonds — Interest

Mass. Bay Trans Authority, Municipal Bonds — Interest

Strips TNT, Public Security (IRA) — Interest — Matured

Venture Investors Fund. LP — None

Bank of America (formerly Fleet Natl Bank), Bank Accounts — Interest

Realty Assoc Fund IV Corp (v) — None — Part VII

Realty Assoc Fund IV, LLC — None

Tucker Anthony Private Equity Fund I, LP — Distribution

TA Conference LLC — Distribution

Realty Associates Fund V, LLC — Distribution

Tucker Anthony Private Equity Fund 11 — Distribution

Mass. In'l Fin Agy Municipal Bonds — Interest

Tucker Anthony Private Equity Fund 111 — Distribution

Tucker Anthony Private Equity Technology LP — Distribution

Trust# $s — Int/Div

Baupost Value Partners LP

Kensico Offshore Fd Lud LP

Global Fixed Inc Brandywine Inv Tr Mututal Fd — Sold (part)

Van Eck Int] Invest Gold-A Mutual Fd — Sold (part)

Dodge & Cox Income Fd mutual Fd — Sold (part)

Federated US Treas Cash money market (cash equiv) — Buy (add'l)

Federated US Treas Cash money market (cash equiv) — Sold (part)

S10. — Sold (part)

Vanguard S/T Invest Gr Inv (Mutual fd) — Sold (part)

PIMCO Emerging Mkts Curr Inst (mt] fd)- name chgd 8/16/11 — Sold (part) — Part VII

SPDR Gold Tr, Mutual Fd (ETF) (vy) — Part VII

Trust48 — Int — Part VII

Ishares MSC Brazil Index Fd (mutual fd) — Distnbuted

SPDR Gold Trust (mutual fd) — Distributed

Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Distnbuted

Vanguard Developed Mkts Index, mutual fd — Sold

Vanguard Dividend Appre, mutual fd — Distnbuted

Vanguard Emerging Markets, mutual fd — Distributed

Trust#9 — Int/Div

Ishares MSC Brazil Index Fd (mutual fd) — Buy (add'l)

SPDR Gold Trust (mutual fd)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)

Vanguard Developed Mkts Index, mutual fd — Sold

Vanguard Dividend Appre, mutual fd

Vanguard Emerging Markets, mutual fd

Trust 10 — None

Travelers Life & Annuity Ins Co, universal life insurance

Trust#11 — Int/Div

Manulife Fin'l Corp (formerly JHancock Finl Svcs), common

Sun Life Assurance, universal life insurance

Manufacturers Life Ins, universal life (Joh Hancock)

Federated USTreas Cash Rsv cash eq mututal fd

MA Water Pollution Municipal Bonds — Interest

Tucker Anthony Private Equity Fund 1V — Distribution

IRA Rollover

Federated USTreas Cash Rsv cash eq mutual fd — Int/Div — Buy (add'l)

Zoom Information Inc Cl B closely held — None

Vanguard Inflat Protect mutual fd — Int/Div — Buy (add'l)

Vanguard Inflat Protect mutual fd — Buy (add'l)

Vanguard Inflat Protect mutual fd — Sold

Battery Ventures VIL.P — Distribution

Friends of Lime Rock II L.P — Distribution

Park St Capl Natural Res Fd L.P — Distribution

Patron Capital L.P. — Distribution — Sold (part)

US Fidenza LLC — None

US Wertheim LLC — None

MFB Northern Trust Co Funds Muni MM cash equiv. — Int/Div — Part VII

Northn AZ Univ Revs Municipal Bond — Interest

Phoenix AZ Civic Impt Municipal Bond — Interest

Trust # 14 — Distribution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held) (x)

Trust# 15 — Iistnbution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held) (x)

Trust# 16 — Iistnbution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held) (x)

Trust #17 — istmbution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held) (x)

Park St Capital V LP — istnbution

Plymouth Rock Co Inc OC CI A - common stock — Int/Div — Sold (part) — Part VII

CA St Municipal Bds — Interest — Sold (part)

CA St Municipal Bds — Sold

Buenos Aires Residential Co 11 LLC — Distribution — Redeemed — Part VII

Friends of Lime Rock 111 LP — None — Buy (add'l)

Highfields Capital Il LP — Distribution

Millgate Partners 11, LP — Distribution — Sold

WMD, LP (v) — None — Part VII

Park St Natural Resource Fund 11 Combined (Private Equity) — Distribution — Buy (add'l)

Park St Natural Resource Fund 11 Combined (Private Equity) — Sold (part)

Park Street Capital VI (Private Equity Fd) — Distribution

Patron Capital LP 11 (private equity) — Distribution — Buy (add'l)

Orion Eruopean Real Estate Fd 11, CV, LP — None — Buy (add'l)

US Dublin LLC — None

Europa Fund Il US LP — istnibution — Buy (add'l)

Weston Presidio V LP — Distribution — Buy (add'l)

Weston Presidio V LP — Buy (add'l)

IL St Municipal Bds — Interest

NJ Dev Auth Municipal Bds — Interest

Trust# 18 — Distribution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held)

Trust# 19 — Distribution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held)

Trust £20 — Distribution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held)

Trust #21 — istnibution

Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)

Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)

Int in MECM Investments LLC (closely held)

TA Investors L.P — None

Wavemark Inc Ser A pfd stock — None

Centerbridge Cap Pars LPs (Priv. Eq) — Distribution — Buy (add'l)

Lime Rock Partners IV LP (combined) {private equities) — Distribution — Buy (add'l)

Lime Rock Partners IV LP (combined) {private equities) — Buy (add'l)

pak) — Buy (add'l)

Lime Rock Partners IV LP (combined) {private equities) — Buy (add'l)

Park St Cap Priv Eq Fd VII A LP — istrnibution — Buy (add'l)

Park St Cap Natural Res Fd [11 LP combined {priv Eq) — Distribution — Buy (add'l)

Park St Cap Natural Res Fd [11 LP combined {priv Eq) — Buy (add'l)

Polaris Vent Part Entrep Fd V LP — Distribution — Buy (add'l)

Polaris Vent Part Entrep Fd V LP — Buy (add'l)

Summit Pumns Priv Eq Fd VII-A — Distribution — Buy (add'l)

Summit Pumns Priv Eq Fd VII-A — Buy (add'l)

TA X LP (Priv Eq) — Distribution

SPDR Gold Tr (formerly Streettracks Gold Trust) mutual fd — None — put)

Realty Assoc Fd V Corp (REIT) — Int/Div

Maricopa Cty, AZ Municipal bds — Interest

Mmneapolis, MN Municipal bds — Interest

San Antonio, TX Municipal bds — Interest — Sold

Sweetwater, WY Municipal bds — Interest — Sold

University Idaho Municipal bds — Interest

Walled Lake, MI Municipal bds — Interest — Sold

UBS RMA TaxFree Fd cash eg mutual fd — Int/Div — Buy

UBS RMA TaxFree Fd cash eg mutual fd — Buy (add'l)

UBS RMA TaxFree Fd cash eg mutual fd — Sold (part)

UBS RMA TaxFree Fd cash eg mutual fd — Buy (add'l)

UBS RMA TaxFree Fd cash eg mutual fd — Sold (part)

UBS RMA TaxFree Fd cash eg mutual fd — Buy (add'l)

UBS RMA TaxFree Fd cash eg mutual fd — Sold

Federated US Treas Cash Rsv cash eq mutual fd — Int/Div — Buy (add'l)

Federated US Treas Cash Rsv cash eq mutual fd — Buy (add'l)

bad) — Buy (add'l)

pak) — Buy (add'l)

pak) — a

pak) — Buy (add'l)

RITES — Buy (add'l)

RIT) — Buy (add'l)

RE¥S — Buy (add'l)

R¥3] — Buy (add'l)

Adb6 — Buy (add'l)

RETH — Buy (add'l)

RETH — Sold (part)

ARO. — Sold (part)

assy — Sold (part)

S00. — Sold (part)

S08. — Sold (part)

S10. — Sold (part)

Local Motors Series A pfd closely held — None

PIMCO Emerging Mkts Curr Inst Fd mutual fd-name chgd 8/16/11 — Int/Div — Sold (part) — Part VII

PIMCO Emerging Mkts Curr Inst Fd mutual fd-name chgd 8/16/11 — Sold (part)

Van Eck Int! Invest Gold A mutual fd — Int/Div — Sold (part)

Hephaestion Il LP priv eq — Distribution — Buy (add'l)

Hephaestion Retail LP priv eq — Distribution — Buy (add'l)

Hephaestion Retail LP priv eq — Buy (add'l)

Portland Global Real Est Sec Fd LP — None

Blackstone Distressed Securities Fd LP — Distribution

Penta Asia Domestic Partners LP — None — Buy (add'l)

PSC Luxembourg Hldgs LLC — None

Trust #22 — Distribution

Intin MECM Assoc 11 LLC closely held

Hephaestion LP — Buy (add'l)

Hephaestion Co-invest LP — Buy (add'l)

Porus Invt Hldg Co Ltd LP

Xander Master Fund LLC

Federated US Treas Cash reserve money mrkt mutual fd — Buy (add'l)

Federated US Treas Cash reserve money mrkt mutual fd — Sold (part)

Trust#23 — Int/Div

SPDR Gold Tr mutual fund

Federated US Treas Cash Rsv mutual fund — Buy (add'l)

Federated US Treas Cash Rsv mutual fund — Sold (part)

Realty Associates Fd IV LLC

Int in MECM Investments LLC (closely held)

Trust #24 — Int/Div

SPDR Gold Tr mutual fund

Federated US Treas Cash Rsv mutual fund — Buy (add'l)

Federated US Treas Cash Rsv mutual fund — Sold (part)

Realty Associates Fd IV LLC

Int in MECM Investments LLC (closely held)

Trust #25 — Int

SPDR Gold Tr mutual fund

Federated US Treas Cash Rsv mutual fund — Buy (add'l)

S$Hd — Buy (add'l)

S$Hd — Sold (part)

S$hb6 — Sold (part)

Realty Associates Fd IV LLC

Int in MECM Investments LLC (closely held)

Trust #26 — Int/Div

SPDR Gold Tr mutual fund

Federated US Treas Cash Rsv mutual fund — Buy (add'l)

Federated US Treas Cash Rsv mutual fund — Sold (part)

Realty Associates Fd IV LLC

Liveprocess Crop Ser A pfd stock — None

Neurophage Pharmls Inc Series A cv pfd stock — None

Wavemark Inc Ser B pfd stock — None

Vanguard Inflat Protected mutual fund — Int/Div — Sold (part)

Vanguard Inflat Protected mutual fund — Sold

Meridia Capital LP — None — Buy (add'l)

Metad Group Ltd LP — None — Sold (part) — Part VII

Elhott Associates, LP — None

Hony Capital Fund 2008, LP — Distribution — Buy (add'l)

Hony Capital Fund 2008, LP — Buy (add'l)

Line Rock Partners V. LP combined — istnbution — Buy (add'l)

Line Rock Partners V. LP combined — Buy (add'l)

Lone Star Fund VI (US), LP — Distribution

Lone Star Europe Holdings (US), LP — Distribution

Lone Star Real Estate Fund (US) LP — Distribution

Middle East North Africa Opportunities Fd, LP — Distribution

Portland Capital LLP — None

MA Health & Ed Municipal Bds — Interest

MECM Associates LLC closely held — Int/Div

Abrams Capital Partners 11 LP — None

Baupost Value Parters LP 1) — None

Brookside Cap Partners Fd LP — None — Sold (part)

Brookside Cap Partners Fd LP — Sold (part)

Kensico Associates LP — None

Federated US Treas Cash Rsv cash eq mutual fd (x) — Int/Div — Buy

Federated US Treas Cash Rsv cash eq mutual fd (x) — Buy (add'l)

Auburndale FL Municipal bds — Interest

Berkeley Cty SC Municipal bd — Interest

Birmingham AL Municipal Bds — Interest

Hawaii St Municipal Bds — Interest — Sold (part)

Intermountain Pwr Agy UT Municipal bds — Interest — Sold

Met Trans Auth NY Municipal Bds — Interest — Sold

Washington St Municipal Bds — Interest — Sold

Anchorage AK Municipal Bds — Interest — Sold

Chatham Cty GA Municipal Bds — Interest

MA St College Bds Municipal Bds — Interest

Trust #27 — Int./y

Ishares MSC Brazil Index Fd — Buy (add'l)

Int in MECM Investments LLC (closely held)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Sold (part)

Vanguard Developed Mkts Index, mutual fd — Sold

Vanguard Dividend Appre, mutual fd

Vanguard Emergmg Markets, mutual fd

Trust #28 — Int/Div

Ishares MSC Brazil Index Fd — Buy (add'l)

Int in MECM Investments LLC (closely held)

Federated US Treas Cash Rsv money mrkt (mutual fd) — Buy (add'l)

650), — Sold (part)

Vanguard Developed Mkts Index, mutual fd — Sold

Vanguard Dividend Appre, mutual fd

Vanguard Emerging Markets, mutual fd

Chilton Gobal Natural Res Partners LP — None — Buy (add'l)

CX Partners Fd Limited (private eq) — istnibution — Buy (add'l)

CX Partners Fd Limited (private eq) — Buy (add'l)

CX Partners Fd Limited (private eq) — Sold (part)

Hephaestion [11 LP — Distribution — Buy (add'l)

Hephaestion [11 LP — Buy (add'l)

Mondrian Intl Fixed Income Fd LP — istnbution — Sold (part)

Orion European Real Estate Fd 111 CV (priv eq) — Distribution — Buy (add'l)

RBC (Royal Bank of Canada), bank accounts — Interest

RBC Dommion Securities Inc — Interest

Government of Canada Provincial Treasury Bills — Sold (part)

Canada Housing Trust Mige Bds — Sold (part)

Bank of Montreal GIC — Matured

HSBC Bank GIC

National Bank of Canada GIC

Roval Bank of Canada GIC — Sold (part)

Province of Ontario Notes — Sold (part)

Province of Quebec Notes

Province of British Columbia Notes (semi- annual package)

Hydro Quebec notes (int only package)

RBC Mortgage Corp GC — Redeemed

Alberta Cap Fin Auth Bonds

Financement Quebec Bonds — Buy (add'l)

AGF Ruurst GIC (x) — Buy

Homequity Bank GIC (x) — Buy

Laurentian Bank GIC (x) — Buy

Farm Credit Canada Notes (x) — Buy

Ville de Montreal Bds (x) — Buy

Province of New Brunswick, Canada debentures (x) — Buy

Province of Alberta, Canada debentures (x) — Buy

RBMC GIC (x) — Buy

US Treas TIPS Bds — Interest — Sold (part)

US Treas TIPS Bds — Sold (part)

US Treas TIPS Bds — Sold

MECM Investments LLC (closely held) — Int/Div

Aubumdale FL Municipal Bds

Berkeley Cty SC Municipal Bds

Easley SC Municipal Bds

IL St Municipal Bds

Maine St Municipal Bds

Met Trans Auth NY Municipal Bds — Sold

Mississippi St Municipal Bds — Sold

Reg Trans Dist CO Municipal Bds

Pimeo Foreign Bd Fd mutual fd

Ishares MSC Brazil Index Fd mutual fd

SPDR Gold Trust mutual fd — Sold (part)

SPDR Gold Trust mutual fd — Buy (add'l)

SPDR Gold Trust mutual fd — Sold (part)

Int in MECM Associates Il LLC (closely held)

Anchorage AK Municipal Bds — Sold

Chatham Cry GA Municipal Bds

MA St College Bldg Auth Municipal Bds

NJ St Trans Mumcipal Bds

NY St Municipal Bds (y) — Part VII

Chilton Global Natural Res Primers LP

PIMCO Emerging Mkts Curr Instl {mt Fdp-name ched 8/16/11 — Sold (part) — Part VII

PIMCO Emerging Mkts Curr Instl {mt Fdp-name ched 8/16/11 — Sold (part)

TIS. — Sold (part)

Gold Bullion — Buy (add'l)

Federated US Treas Cash Rsv money markt (mutual fd) — Buy (add'l)

T16. — Buy (add'l)

T60). — Buy (add'l)

T66. — Buy (add'l)

bail — Buy (add'l)

bail — Sold (part)

bail — put)

bail — Sold (part)

R13. — Sold (part)

R14, — Sold (part)

R16. — Sold (part)

Vanguard Developed Mkts Index, mutual fd — Buy (add'l)

Vanguard Developed Mkts Index, mutual fd — Sold (part)

Vanguard Dividend Appre, mutual fd — Buy (add'l)

Vanguard Dividend Appre, mutual fd — Sold (part)

Vanguard Emerging Mkts, mutual fd

Vanguard 500 Index Fd, mutual fd — Buy (add'l)

Vanguard 500 Index Fd, mutual fd — Sold

SCP Atlantic Fd, L.P — Sold (part)

SCP Atlantic Fd, L.P — Redeemed

Boardwalk Pipeline Partners LP, PTP — Sold (part)

Boardwalk Pipeline Partners LP, PTP — Sold

Buckeve Partners LP, PTP — Buy

Buckeve Partners LP, PTP — Buy (add'l)

Chesapeake Midstream Partners LP, PTP — Buy (add'l)

Copano Energy LLC, PTP — Sold (part)

R54, — Sold (part)

R54, — Buy (add'l)

DCP Midstream Partners LP. PTP — Sold (part)

El Paso Pipeline Partners LP, PTP — Buy (add'l)

Shi) — Buy (add'l)

Enbridge Energy Partners LP, PTP

Energy Transfer Partmers LP, PTP — Buy (add'l)

Energy Transfer LP, PTP — Buy (add'l)

Energy Transfer LP, PTP — Sold (part)

Enterprise Prods Partners LP, PTP — Buy

Enterprise Prods Partners LP, PTP — Buy (add'l)

Enterprise Prods Partners LP, PTP — Sold (part)

Holly Energy Partners LP, PTP — Sold (part)

Inergy LP, PTP — Sold (part)

Kinder Morgan Energy Partners LP, PTP — Sold (part)

Kinder Morgan Energy Partners LP, PTP — Buy (add'l)

Kinder Morgan Inc (x) - corp action with line 872 — Buy

Kinder Morgan Inc (x) - corp action with line 872 — Buy (add'l)

Kinder Morgan Management LLC, PTP

Magellan Midstream Partners, PTP — Buy (add'l)

Magellan Midstream Partners, PTP — Sold (part)

Markwest Energy LP, PTP — Sold (part)

Markwest Energy LP, PTP — Buy (add'l)

Niska Gass Storage, PTP — Sold

Nustar Energy LP, PTP — Sold (part)

Nustar Energy LP, PTP — Sold

Oneok Partners LP. PTP — Sold (part)

PAA Natural Gas Storage LP, PTP — Sold

Plains All American Pipeline LP, PTP — Buy (add'l)

Regency Energy Partners LP, PTP — Buy (add'l)

Spectra Energy Partners LP, PTP — Buy (add'l)

EUR) — Buy (add'l)

EUR) — Sold (part)

Sunoco Logistics Partners LP, PTP — Sold (part)

Sunoco Logistics Partners LP, PTP — Buy (add'l)

Sunoco Logistics Partners LP, PTP — Sold (part)

TC Pipeline LP, PTP — Buy (add'l)

TC Pipeline LP, PTP — Sold

Targa Resources Partners LP, PTP — Sold (part)

Targa Resources PTP — Sold (part)

Targa Resources PTP — Sold

Weston Gas Partners LP, PTP — Buy (add'l)

Williams Partners PTP — Sold (part)

Williams Partners PTP — Buy (add'l)

Williams Partners PTP — Sold (part)

Clearwater FL Wir & Swr bds, municipal bds — Sold

Hawaii St bds, municipal bds

Intermountain Pwr Agy Utah Bds, municipal bds — Sold

Loudoun Cty VA Bds, municipal bds

Lower Makefield Twp PA Bds, municipal bds — Sold

MA Dept Trans Met Hwy Sys Bd, municpal bds — Sold

MA St Dev Fin Agy Bds, municipal bds

Osceola Cty FL Sales Tux Rev Bds, municipal bds — Sold

TX St Bds, municipal bds

WI St Trans Rev Bds, municipal bds

Charleston Cty SC municipal bds (x) — Buy

Conn St Gev Rev municipal bds (x) — Buy

Conn St Gev Rev municipal bds (x) — Sold

Energy Northwest WA Elec Rev municipal bds (x) — Buy

Farmington CT municipal bds (x) — Buy

Frederick Cty MD municipal bds (x) — Buy

Hempstead Town NY municipal bds (x) — Buy

Hempstead Town NY municipal bds (x) — Sold

Henrico Cty VA municipal bds (x) — Buy

Long Beach NY municipal bds (x) — Buy

Long Beach NY municipal bds (x) — Sold

Mecklenburg Cty NC municipal bds (x) — Buy

Pima Cty AZ munidipal bds (x) — Buy

Suffolk Cty NY municipal bds (x) — Buy

MF Northern Funds mun money mkt (cash equiv) (x) — Open — Part VII

Vanguard Energy Fd-Adm (mutual fd) (x) — Buy

Vanguard Energy Fd-Adm (mutual fd) (x) — Buy (add'l)

Lone Star Real Estate Fd 11 (U.S.), LP (priv equity) (x) — Buy

Lone Star Real Estate Fd 11 (U.S.), LP (priv equity) (x) — Buy (add'l)

Lone Star Fund VII (U.S), LP (priv equity) (a) — Buy

Lone Star Fund VII (U.S), LP (priv equity) (a) — Buy (add'l)

PS Opportunities Onshore LP (priv equity) x) — Buy

Crestwood Midstream Partners LP (PTP) x) — Buy

Oiltanking Partners LP (PTP) (x) — Buy

Oiltanking Partners LP (PTP) (x) — Buy (add'l)

Tesoro Logistics LP (PTP) (x) — Buy

Tesoro Logistics LP (PTP) (x) — Buy (add'l)

MECM Associates 11 LLC (closely held) — hy

Baupost Value Partmers LP 11

Elliott Associates LP

HighVista LP

Penta Asia Long Short Fd Lid LP

X Investment Holdings co Lud LP

Federated US Teas Cash Rsv money market (mutual fd) — Buy (add'l)

Federated US Teas Cash Rsv money market (mutual fd) — Sold (part)

Vanguard Dividend appre-Inv (mutual fd) x) — Buy

shares MSC Brazil Index Fd (mutual fd) — Int/Div

First Republic Bank, Bank account — Interest

Perry Partners, LP (private equity) — Int/Div

Local Motors Inc Ser B pfd, closely held stock — None

Local Motors Inc Ser C pfd, closely held stock — None

Webcam Generation Inc Ser A pfd stock. closely held — None

Northeast Bancorp (Ticker: NBN NASDAQ) — Int/Div

Highland Capital Partners VIII, LP — None — Buy (add'l)

Highland Capital Partners VIII, LP — hw

Highland Capital Partners VIII, LP — Buy (add'l)

Hawaii Cnty, HI bds, municipal bds — Interest

Lower Makefield Twp PA Bds, municipal bds — Interest — Sold

MA Dept Trans Met Hwy Sys Bd, municpal bds — Interest — Sold

MN St Bds, mumcipal bds — Interest — Sold

New Jersey St bds, municipal bds — Interest

1X St Bds, municipal bds — Interest

WI St Trans Rev Bds, mumcipal bds — Interest

Chaleston Cry SC municipal bds (x) — Interest — Buy

Colorado Springs CO municipal bds (x) — Interest — Buy

Conn St mumcipal bds (x) — Interest — Buy

Conn St mumcipal bds (x) — Sold

Energy Northwest WA municipal bds (x) — Interest — Buy

Farmington CT municipal bds (x) — Interest — Buy

Hempstead Town NY municipal bds (x) — Interest — Buy

Hempstead Town NY municipal bds (x) — Sold

Long Beach NY municipal bds (x) — Interest — Buy

Long Beach NY municipal bds (x) — Sold

MA St Sch Bldg municipal bds (x) — None — Buy

Medina Cty OH municipal bds (x) — None — Buy

Oregon St municipal bds (x) — Interest — Buy

Salt River Proj AZ municipal bds (x) — None — Buy

Suffolk Cty NY municipal bds (x) — None — Buy

Sutton, MA municipal bds (x) — Interest — Buy

Vanguard Developed Mkts Index-lny (mutual fd) (X) — Int/Div — Buy

Vanguard Dividend Appre-Inc (mutual fd) x) — Int/Div — Buy

Vanguard Dividend Appre-Inc (mutual fd) x) — Buy (add'l)

1003, — Sold (part) — Part VII

Vanguard Energy Fd-Adm (mutual fd) (x) — Int/Div — Buy

Vanguard Energy Fd-Adm (mutual fd) (x) — Buy (add'l)

Artemis Real Est Partnrs Fd 1 LP (x) — None — Buy

Artemis Real Est Partnrs Fd 1 LP (x) — Buy (add'l)

Merchants Gate Onshore Fd LP (priv equity) x) — None — Buy (add'l)

Properitas Real Est Partners [11 LP (private equity) (x) — Distribution — Buy

Properitas Real Est Partners [11 LP (private equity) (x) — Buy (add'l)

1013, — Buy (add'l)

1014, — Buy (add'l)

Properitas Real Est Partners 111A LP (private equity) (x) — Distribution — Buy

1018, — Buy (add'l)

1019, — Buy (add'l)

Properitas Real Est Partners IIB LP (private equity) (x) — Distribution — Buy

Properitas Real Est Partners IIB LP (private equity) (x) — Buy (add'l)

1026, — Buy (add'l)

1030, — Buy (add'l)

PS Opportunities Onshore LP (priv equity) x — None — Buy

Liveprocess Corp CV Note 6% due 8/2/17 x) — None — Buy

Liveprocess Corp CV Note 6% due 8/2/17 x) — Redeemed — Part VII

Liveprocess Corp Ser B pfd (x) — None — from line 1033) — Part VII

Local Motors Inc CV Note 4% due 12/31/99 x) — None — Buy

USHI Incorporated ord shs (closely held stock) (x) — None — from line 583)

UBS Bank USA deb account (cash equiv. IRA asset) (x) — Interest — Buy

Trust # 29 (x)

Vanguard Dividend Appre-Inv (mutual fd) x) — Int/Div — Open

1040, — Sold (part)

1040, — Buy (add'l)

PIMCO Emerging Mkts Curr Inst] (mutual fdyix) — Int/Div — Open

PIMCO Emerging Mkts Curr Inst] (mutual fdyix) — Sold (part)

Plymouth Rock Co Inc OC C1 A com stock (closely held)(x) — Int/Div — Open

Merchants Gate Onshore Fund LP (priv equity) (x) — None — Buy

Federated Govt Obil Fd-1 money mkt (cash equiv) (x) — Int/Div — Buy

1048, — Buy (add'l)

1049, — Buy (add'l)

1050, — Buy (add'l)

1050, — Sold (part)

1054, — Sold

Federated US Treas Cash Rsv money mkt x — Int/Div — Buy

Federated US Treas Cash Rsv money mkt x — Buy (add'l)

Trust # 30 (x)

Vanguard Dividend Appre-Inv (mutual fd) x) — Int/Div — Open

Prolemy Finance LLC (private equity) (x) — None — Buy — Part VII

Federated Govt Obli Fd-1 money market {cish equiv) (xX) — None — Buy

Federated Govt Obli Fd-1 money market {cish equiv) (xX) — Buy (add'l)

Director, Bottom Line Inc., Boston, MA

Drector/Officer (resigned position effective 2/1/2011), Federal Judges Association (FJA)

Member Board of Director, 21st Century Fund, Brookline High School, Brookline, MA

Trustee, Codman Academy Foundation, Dorchester, MA

President (resigned position effective 2/1/2011), Boston Intellectual Property American Inn of Court, MA

Liability — RBC Wealth Management — Line of Credit

Reimbursement — FJA — 4/12-4/14/2011 — Washington, DC — Congressional recption & Board meeting — Transportation, meals & lodging

Reimbursement — educational seminar speaker

Spouse's income — 3201 — HIGHVISTA STATEGIES LLC, MA - Advisory fee

Spouse's income — 2011 — HARVARD BUSINESS SCHOOL INTERACTIVE, INC, MA - seminar compensation

Part VIL Investments and Trusts -

A. Items listed on calendar year 2010 Financial Disclosure Report (FDR) and excluded for calendar year 2011 do no meet the aggregate income, or aggregate

value levels outlined in the Financial Disclosure Report Filing Instructions for Judicial Officers and Employees (said instructions referencing Sections 102(ai3)

and 102(a)(1 KB).

B. 2011 FDR, Part VII, notations -

In Column D{1) Type: "Open has been used when financial accounts were opened. “Open” has also been used as the "Type" for all in-kind security

contributions.

In Column D{1) Type: "Closed" has been used when a separate financial account was closed.

Item # 7: Realty Assoc Fund IV Corp is no longer reportable and will be deleted from 2012 FDR.

Item # 67: PIMCO Developing Local Mkt Fd mutual fund changed its name on 8/16/2011 to PIMCO Emerging Mkt Currency Fd Inst]

Item # 68: SPDR Gold Tr mutual fd (ETF) should have been reported as all sold on 12/30¢2010, This entry will be deleted on 2012 FDR.

Item # 69: Trust # § terminated as of 12/31/2011, This entity and its assets will be deleted from 2012 FDR.

Item # 116: MFB Norther municipal money market daily detail activity was not available at filing. The net increase from buys and sells has been reported to

correctly reflect the actual "gross value" (column C(1)) as of 12/31/11.

Item # 152:

: A portion of Plymouth Rock Co Inc CO C1 A shares were distributed to the new Trust # 29, item 1045,

Item # 155

Buenos Aires Residential Co 11 LLC received final redemption proceeds in 2011 and therefore has no value as of 12/31/11. There was no gain

realized,

Item # 159:

WMD LP as of 12/31/2011 was reported as having no value. The asset will be removed from the 2012 FDR,

Item # S14:

See Item 67 explanation above re name change.

Item # 514;

PIMCO Emerging Mkt Curr Fd shares where distributed to new Trust # 29, item 1043.

Item # 583

Metad made an in-kind distribution of USHI closely held stock which has been reported as item 1036.

Item # 713

NY St municipal bonds should have been reported as all sold on 6/23/2010, This entry will be deleted on 2012 FDR.

Item # 715:

See Item 67 explanation above re name change.

Item # 934:

MFB Northem municipal money market daily detail activity was not availuble at filing. The asset value as of 12/31/11 held in MECM Investments

LLC has been reported in Columns D3).

Item #1003: Distribution of shares to new Trust #29, item 1039,

Item #1004: Distribution of shares to new Trust # 30, item 1059.

Item #1033: New asset Liveprocess note was converted to Liveprocess Series B Pfd stock - see Part VII, item 1034.

Item #1034: New asset Liveprocess Ser B Pfd stock was the result on the conversion of Liveprocess Note, Part VII, item 1033

Item #1061: Ptolemy Finance LLC, un asset of new Trust # 30 was purchased with univested & non-reportable cash held in Trust #30.