Gerard E. Lynch

Citibank Accounts — Interest

Bank of America Money Market Account — Interest

Amex Centurion Bank Money Market Account — Interest

Bremer Bank NA Money Market Account — Interest

Blackrock NY Muni Inc. Tr — Int/Div

Gabelli Utility Trust PFD — Int/Div

Capital One Savings Account — Interest

Allianz Gl Con. Fd. — Int/Div

Vova Global Equity Fund — Int/Div

PIMCO NY Muni Inc. Fd — Int/Div

Blackrock Global Allocation B — Int/Div

Triborough BTA Bonds — Interest

Eaton Vance Enhanced Equity Fd — Int/Div

Eaton Vance Tax Managed Global Fund — Int/Div

Nuveen Municipal Value — Int/Div

PIMCO Income Strategy Fd — Int/Div

Putnam Int'l. Gr. Fund — Int/Div

Alpine Total Dynamic Div. Fd — Int/Div

Invesco Tax Free Int. Shares — Int/Div

Eaton Vance Floating Rate Inc. Tr — Int/Div

Rochester Mum Fd. CI A — Int/Div

Rydex Inverse Govt. Long Bond Strategy — Int/Div

Franklin Utihties — Int/Div

SunAmerica Focused Small Cap — Int/Div

TIAA Traditional RA — Int/Div

CREF Stock R3 — Int/Div

Franklin Income Fd. € — Int/Div

Voya Risk Managed Nat. Res. Fd — Int/Div

Nuveen Global Fd — Int/Div

NYC Bonds — Interest

Hartford Cap. Apprec. Fd. — Int/Div

Fidelity Adv. Div. Intl — Int/Div

Lord Abbett NY T/F — Interest

Putnam Amer-govt, Income FD — Interest

Columbia NY Tax Exp. C1. A — Interest

Fidelity Adv. Govt. Income FD — Interest

Lord Abbett Short Duration Income FD — Int/Div

Hartford Inflation Plus FD — Int/Div

Rental Property, Manhattan, New York, NY (2002. $272.500) — Rent

Nassau County Bonds — Interest

Franklin NY Tax Free — Interest

Fidelity Adv. Strategic — Int/Div

Vanguard Consumer Staples — Int/Div

Vanguard Info Tech — Int/Div

Vanguard Emerg. Mkts — Int/Div

Vanguard High Dvd. Yield — Int/Div

Vanguard Total Stock Market ETF — Int/Div

Vanguard Total Bond Market ETF — Int/Div

Wisdom Tree Continuous Commodity Index Fund — Int/Div

Nuveen Int-Dur. Mun. Term Fund — Int/Div

Blackrock Mun. Target Term Trust — Int/Div

Western Asset Municipal Income — Int/Div

Vanguard FTSE All World ETF — Int/Div

Vanguard REIT Index ETF — Int/Div

Goldman Sachs Technology Fd — Int/Div

Nuveen Santa Barbara Div. G. Fund — Int/Div

NY Convention Ctr. Bond — Interest

Metrop. Trans. Auth. Bond — Interest — Sold (part) — Note : Part VII

Metrop. Trans. Auth. Bond — Buy (add'l) — Note 1: Part VII

Wisdomtree Int'l. ETF — Int/Div

Eric County NY Swr. Dist — Interest

Franklin Rising Dir. Fd. — Int/Div

Synovus Bank CD — Interest

Blackrock NY Muni Opportunities Fd — Int/Div

Synchrony Bank CD — Interest — Redeemed

Bank of the West CD — Interest — Redeemed — Note 2: Part VII

Bank of the West CD — Interest — Note 2: Part VII

Flushing Bank CD — Interest — Redeemed

Ally Bank CD — Interest — Redeemed

Suffolk County Bond — Interest

Citibank CD — Interest — Buy

Citibank CD — Interest — Redeemed

Putnam Mortgage Sec. Fd. — Int/Div — Buy

Bank of North America — Interest — Buy

Harris Bank CD — Interest — Buy

Safra Bank CD — Interest — Buy

Pinnacle Bank CD — Interest — Buy

Professor of Law, Columbia University

Reimbursement — American Law Institute — Jan. 17-19 — Philadelphia, PA — Meeting — Travel, Lodging, Meals

Reimbursement — American Law Institute — May 21-23 — Washington, DC — Annual Meeting — Travel, Lodging, Meals

Reimbursement — Duke Law School — May 31-June — Durham, NC — Teaching — Travel, Lodgmg, Meals

Reimbursement — American Society of International Law — Nov, 16 — Washington, DX — Judges' Advisory Board — Travel

Income — 1/118 — Columbia University — S65.000.00

Spouse's income — 118 — Flushing Hospital

Spouse's income — 17118 — Private Practice of Psychotherapy

1. Part VII. Investments and Trust - Lines 59 and &): Sold partial bond on 11/15/2018 and bought additional bond on 12/10/2018.

2, Part VII, Investments and Trust - Lines 66 and 67: Two separate CDs. The one on Line 66 was redeemed and is no longer held; the one on Line 67 continues to

be held.