Debra Ann Livingston

Citibank cash accounts — Interest

CREF Stock Fund — None

Fidelity Contrafund K — Int/Div

Fidelity Convertible Security — Int/Div

Fidelity Equity Div Inc — Int/Div

Fidelity Growth Co K — Int/Div

Fidelity Magellan — Int/Div

TIAA Real Estate — None

TIAA Traditional Annuity — None

US. Savings Bonds — None

Vanguard 081 International Growth — Int/Div

Vanguard 122 Life Growth Portfolio — Int/Div

Vanguard 163 NY Tax Exempt — Interest

Vanguard 502 Balned Indx — Int/Div

Vanguard 526 Morgan Growth Admiral — Int/Div

Vanguard 548 Small Cap Admiral — Int/Div

Vanguard 593 Growth & Income Admiral — Int/Div

Vanguarad College Mod Age-Based Conservative — None

Vanguard Hi-Yield Corporate — Int/Div

Vanguard Index 500 — Int/Div

Vanguard Inflation-Protected Securities — Int/Div

Vanguard REIT Index Fund — Int/Div

Vanguard Wellington Fund — Int/Div

Estate——(H)

Vanguard Prime Money Market Fund — Int/Div — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Sold (part)

Vanguard Prime Money Market Fund — Closed

Trusts 5) & 58 (H)

Vanguard Wellington Fund Iny — Int/Div — Sold (part)

Vanguard Wellington Fund Iny — Buy (add'l)

Vanguard Wellington Fund Iny — Buy (add'l)

Vanguard Wellington Fund Iny — Buy (add'l)

Vanguard Wellington Fund Iny — Sold

Vanguard Wellington Fund Admiral (X) — Int/Div — Buy

Vanguard Wellington Fund Admiral (X) — Buy (add'l)

Vanguard Prime Money Mkt Fund — Int — Buy (add'l)

weee=Trust GF === (H)

Vanguard Wellesley Income Fund — None — Sold

Vanguard Wellesley Inc Admiral (X) — Int/Div — Buy

Vanguard Wellesley Inc Admiral (X) — Buy (add'l)

Vanguard Prime Money Market Fund — Int/Div — Sold (part)

Vanguard Prime Money Market Fund — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

Nevada 529 = (H)

Vanguard 529 Moderate Age-Based Opt Income Portf — None

Paul J. Kellner Professor of Law, Columba Law School

Uncompensated Trustee (co-trustee with jin, Trust fbo relative (“Trust 5J%)

Uncompensated Trustee (co-trustee with pon, Trust tho relative ("Trust 58")

Agreement — 12/1999 — Waolters-Kluwer Law & Busimess Aspen Publishers. Royalty payments on sales of co-authored case book. Comprehensive Criminal Procedure

Agreement — 1992 — See Part VII Additional Information (re University of Michigan)

Agreement — 2007 — See Part VIL Additional Information (re Columbia University)

Income — 2013 — Wolters-Kluwer Law & Business Aspen Publishers (royalties) — SI12.395.88

Income — 2013 — Columbia Law School — $26,924 52

Part 11. Agreements.

1992. As a result of my employment with the University of Michigan Law School from 1992-1994, 1 continue to have a retirement accounts established through

the University of Michigan, the holdings of which are listed under Part VII, Investments and Trusts, Contributions are of course no longer made to those

retirement accounts.

2007. 1 continue to have retirement accounts maintained through Columbia University, the individual holdings of which are listed under Part VII, Investments and

Trusts.

Part VIL Investments and Trusts

Estate Citibank account is non-interest, non-income producing, and accordingly has been removed from the report (with no effect on value code in any event),

Trust 6F for [0000 100 is sole trustee. [1000 and another are partial residual beneficiaries. Vanguard Wellesley Income Fund converted to Vanguard

Wellesley Income Fund Admiral in this account with no tax effect.

Trust 58 for relative was created in 2013. Holdings are aggregated with holdings for Trust SJ for reporting. Vanguard Wellington Fund Investor converted to

Vanguard Wellington Fund Admiral in these accounts, with no tax effect. (A certain amount of Vanguard Wellington Fund Investor in another account continues

to be reported--see line 24.)