Allan L Gropper

PIMCO Foreign Bond D

PIMCO Total Return D

Rydex Lesure Fund — Buy (add'l)

Chase Manhattan Bank Account — Interest

Brandywine Fund Inc — None — Sold

Kevbank — Interest

DNG Acquisition Group LLC — None

Sheridan Properties 1, LLC — Distribution

Sheridan Equity Partners — None

JP Morgan Bank Account — Interest — with line 1)

Trustwwiop — Int/Div

US Treasury Notes

Allstate Corp. stock — Sold (part)

Exxon Mobil Corp. stock

General Mills stock

Goodrich Corp. stock — Sold

NYS Environmental Facs Corp. Bond

Roval Dutch Petroleum stock

Tax Exempt Securities Trust — Sold (part)

Tax Exempt Securities Trust — Sold (part)

Vanguard Tax Managed Balanced Fund

Worldwide Golf Resources stock

Nassau County Swr Fin Auth Bond

Vanguard Life Strategy Inc. Fund

Longleaf Partmers Inc. Fund — Sold (part)

Longleaf Partners Inc. Fund — Sold (part)

Longleaf Partners Inc. Fund — Sold (part)

Longleaf Partners Inc. Fund — Sold (part)

Longleaf Partmers Inc. Fund — Sold (part)

Longleaf Partners Inc. Fund — Sold (part)

Longleaf Partners Inc. Fund — Sold (part)

Bay Shore NY School Dist Bond

Met. Transp. Auth 5.25% Bond

NYC SerC-l 5.25% Bond

NYC SerC-l 5.25% Bond

NYC Ser E 5.0% Bond

NYC SerK 4.0% Bond

South Huntington NY Sch Dist Bond — Redeemed

Vanguard Index Fund Short Term

Vanguard World Utilities

Vanguard Whitehall High Dividend Fund — Buy

Vanguard Energy Fund — Buy

Vanguard Energy Fund — Buy (add'l)

NYC Health Hosp Corp Rdg Ser A

Wisconsin St. Rfdg Ser

Tilson Dividend Fund

PIMCO Unconstrained Bond Fund

PIMCO All Asset All Authority Fund — Buy

PIMCO All Asset All Authority Fund — Buy (add'l)

FPA Crescent Portfolio Fund

Vanguard Life Income Fund — Sold (part)

Clarence NY Cent Sch Dist Series B 4.375% — Buy

NYC Ser N 5.0% Bond — Buy

Pershing LLC Fund (FDIC Insured Bank Deposits) — Int/Div

Exxon Mobil Corp. stock — Int/Div — Sold (part)

Allstate Corp. stock — Int/Div

Brown Forman stock — Int/Div

Costco Wholesale Corp stock — Int/Div

Johnson & Johnson stock — Int/Div

Vanguard Health Care Fund — Int/Div

Vanguard Dividend Growth Income Fund — Int/Div

Vanguard Tax Managed Small Cap Fund — Int/Div — Sold (part)

Vanguard Tax Managed Small Cap Fund — Int/Div — Sold (part)

Vanguard Total International Fund — Int/Div — Sold (part)

Vanguard Index Fund-Short Term — Int/Div

Vanguard High Yield Corp. Fund — Int/Div

Vanguard Wellesley Income Fund — Int/Div — Sold (part)

PIMCO Unconstramed Bond Fund — Int/Div

Amherst NY Rfdg Bond — Interest

Elwood NY Sch Dist Bond — Interest — Redeemed

NYC Senes G 5.35% Bonds — Interest — Redeemed

NYS Dorm. Auth Fin. Authority Bonds — Interest

NYC Transitional Fiance Auth Bonds — Interest — Sold (part)

NYC Transitional Finance Auth Bonds — Interest — Redeemed

Riverhead NY Pub. Bond — Interest — Redeemed

Sag Harbor NY Sch Dist Bond — Interest — Redeemed

Berkshire Hathaway — None

NYS Twy Auth Ser A 5.0% — Interest — Buy (add'l)

Port Auth NY&NJ 4.25% Bond — Interest — Buy

Port Auth NY&NJ 5.0% Bond — Interest — Buy

Charles Schwab IRA — Int/Div

Schwab US Treas. Money Fund

Blackrock GNMA

Managers Bond Fund

Dodge & Cox Income Fund

DoubleLine Total Return Bond Fund

FPA New Income Fund

Rydex Long/Short Interest Rate Strategy — Sold

Federated Strategic Income Fund — Buy

Ivy High Income Fund — Buy

Oakmark Equity & Income Fund — Buy

Oukmark Equity & Income Fund — Buy (add'l)

Vanguard STAR Fund

Vanguard Wellington Fund

Vanguard Growth & Income Fund

Vanguard Explorer Fund

Vanguard Equity Fund

Vanguard S00 Index Fund

NYS 529 College Savings Account (no control) — Int/Div

Mid-Cap Stock Index Portfolio

Small-Cap Stock Index Portfolio

Bond Market Index Portfoho

Columbia Univ SIP — Int/Div — Buy (add'l)

Charles Schwab IRA — Int/Div

Schwab US Treas. Money Fund

American High Income Bond Fund

Anerican High Income Bond Fund — Buy (add'l)

American High Income Bond Fund — Buy (add'l)

American Funds Capital Income Builder — Buy

American Funds Capital Income Builder — Buy (add'l)

Bond Fund of America

Federated Bond Fund

ICON Materials Fund Class S — Buy

ICON Materials Fund Class S — Sold

Loomis Sayles Bond Fund — Buy (add'l)

Metropolitan West Total Return Bond Fund

Gateway Index Plus Fund

Rydex Healthcare Fund

Rydex Leisure Fund — Buy

Rydex Leisure Fund — Buy (add'l)

Rydex Transportation Fund — Buy

Rydex Transportation Fund — Buy (add'l)

Rydex Inverse High Yield Strategy H — Buy

Rydex Inverse High Yield Strategy H — Buy (add'l)

Rydex Inverse High Yield Strategy H — Buy (add'l)

Rydex Inverse High Yield Strategy H — Sold (part)

Rydex Inverse High Yield Strategy H — Sold

DWS High-Yield Fund

Cohen & Steers Realty Shares — Buy

Cohen & Steers Realty Shares — Buy (add'l)

Cohen & Steers Realty Shares — Buy (add'l)

Cohen & Steers Realty Shares — Sold (part)

Cohen & Steers Realty Shares — Sold (part)

DoubleLine Total Return Bond Fund — Buy

Permanent Portfolio Fund — Buy

Permanent Portfolio Fund — Buy (add'l)

JP Morgan Core Plus Bond Fund A — Sold

Franklin Gold & Precious Metals A — Buy

Franklin Gold & Precious Metals A — Sold

Franklin Utilities Series Cl A — Buy

Franklin Utilities Series C1 A — Buy (add'l)

Franklin Utilities Series C1 A — Buy (add'l)

Franklin Utilities Series C1 A — Sold (part)

Franklin Utilities Series Cl A — Sold

Schwab U.S. Broad Market ETF — Buy

Schwab US. Broad Market ETF — Buy (add'l)

iShares DJ US 1DX Transportation — Buy

iShares DJ US 1DX Transportation — Sold

iShares Gold Trust — Buy

iShares Gold Trust — Buy (add'l)

iShares Gold Trust — Sold (part)

iShares Gold Trust — Sold

Trustee, The Browning School

Treasurer and Member of Executive Committee, Association of the Bar of the City of New York

Treasurer and Member, Board of Directors, Association of the Bar of the City of New York Fund, Inc

Agreement — 11/100 — White & Case LLP Retirement Income Plans (former law firm; no control)

Reimbursement — INSOL International — OS 182012-05/21201. — Miami, FL — Scermnar and program — Transportation, meals, lodging

Reimbursement — International Insolvency Institute — OS/3002012.05/31/201 — Toronto, Ontario, Canada — Semmar and progrem — Transportation, meals, lodging

Reimbursement — International Insolvency Institute — O062002012-06/22/201 — Pans, France — Seminar and program — Transportation, meals, lodging

Reimbursement — INSOL International — 10003,2012-10/05/201. — Cartagena, Colombia — Seminar and program — Transportation, meals, lodging

Reimbursement — Communications Lid — 10/2172012- 10/22/2001 — Miami, FL — Seminar and program — Transportation, meals, lodging

Reimbursement — Nanonal Conterence of Bankruptcy Judges — 10/24,2012- 10/2620. — San Diego, CA — Seminar and program — Transportation, meals, lodging

Income — 2012 — White & Case Unfunded Pension Plan — SOX.00

Income — 2012 — Fordham Law School (teaching) — $5,000

Income — 2012 — Retirement meome from White & Case LLP Retirement Income Plan — S41.517

Income — 2012 — INSOL International (teaching) — $1,506.00

Spouse's income — 2012 — Columbia Lmversaty (salary)

Part VII, Line 100

These are monthly contributions to a SIP account by automatic deductions from a paycheck. No further information is available.

Note: In my 2011 report, line 165 showed "Sold (part™) of the DireXion HY Bear Fund, The entry should have showed "Sold"

Part VII, page 6, line 51

In response to the Committee's letter dated August 1, 2013, this line has been amended to disclose the brokerage firm with control over

the fund and the investments in it. | have no control over the investments.