Robert E. Payne

IRA #1

Abbey Cptl Futures Strategy — Int/Div — Sold (part)

Abbey Cptl Futures Strategy — Buy (add'l)

Abbey Cptl Futures Strategy — Buy (add'l)

AB Small Cap Grw Adv — Int/Div — Sold (part)

AMG Mngrs Silvercrest (formerly Aston Silvercrest Smil Cap) — None — Sold (part)

AMG Mngrs Silvercrest (formerly Aston Silvercrest Smil Cap) — Buy (add'l)

Artisan Mid Cap Value Fund — None — Sold (part)

Artisan Mid Cap Value Fund — Sold (part)

Artisan Mid Cap Value Fund — Buy (add'l)

Artisan Mid Cap Value Fund — Buy (add'l)

Blackrock Equity Dividend Fund CL Institutional — Int/Div — Buy (add'l)

Blackrock Equity Dividend Fund CL Institutional — Sold (part)

Blackrock Equity Dividend Fund CL Institutional — Sold (part)

Blackrock Equity Dividend Fund CL Institutional — Sold

Blackrock Global L/S Credit — None — Sold

Blackrock High Yield Bond Fund — None — Buy (add'l)

Blackrock High Yield Bond Fund — Sold (part)

Blackrock High Yield Bond Fund — Sold (part)

Blackstone Alt Mult-Strat — None — Buy (add'l)

Blackstone Alt Mult-Strat — Sold (part)

Cambiar Int'l Equity — Int/Div — Buy (add'l)

Cambiar Int'l Equity — Sold

Center Coast MLP Focus — None — Sold (part)

Center Coast MLP Focus — Sold (part)

Center Coast MLP Focus — Sold (part)

Columbia Select Large Cap Fund — Int/Div — Sold (part)

Columbia Select Large Cap Fund — Sold (part)

Columbia Select Large Cap Fund — Sold (part)

Columbia Select Large Cap Fund — Buy (add'l)

Deutsche Enhanced Comm Strat — None — Sold

Fundvantage Tr Polen — Int/Div — Sold (part)

Fundvantage Tr Polen — Sold (part)

Fundvantage Tr Polen — Sold (part)

Ishures Msc Japan — Int/Div — Buy

Ishures Msc Japan — Sold

Janus Flexible Bond — Int/Div — Sold (part)

Janus Flexible Bond — Buy (add'l)

Janus Flexible Bond — Sold (part)

Janus Flexible Bond — Sold (part)

Janus Flexible Bond — Buy (add'l)

Lazard Emerg Mkts Core — None — Sold (part)

Lazard Emerg Mkts Core — Buy (add'l)

Lazard Emerg Mkts Core — Sold (part)

Lazard Emerg Mkts Core — Buy (add'l)

Matthews Asian Japan Inv — Int/Div — Buy

Matthews Asian Japan Inv — Sold (part)

Metropolitan West Tot Ret — Int/Div — Sold (part)

Metropolitan West Tot Ret — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Sold

MFS Int'l Value — None — Buy (add'l)

MFS Int'l Value — Sold (part)

MFS Int'l Value — Sold (part)

MFS Int'l Value — Sold (part)

Oakmark — Int/Div — Buy (add'l)

Oakmark — Sold (part)

Oakmark — Sold (part)

Oakmark — Sold (part)

Oakmark — Sold (part)

Oakmark — Buy (add'l)

Oakmark Intemational — None — Buy

Oppenheimer Int'l Growth Fund — None — Buy (add'l)

Oppenheimer Int'l Growth Fund — Buy (add'l)

Pimco Enhanced Shrt Miurt — Int/Div — Buy (add'l)

Pimco Enhanced Shrt Miurt — Buy (add'l)

Pimco Enhanced Shrt Miurt — Sold

Pimco Real Return — Int/Div — Sold (part)

Pimco Real Return — Sold (part)

Pimco Short Term — None — Buy

Powershares Dyn Lrg Cap — None — Buy

Powershares Dyn Lrg Cap — Buy (add'l)

Putnam Absolute Ret — None — Buy

Prudential Jennison Mid Cap Growth Fund — Int/Div — Sold (part)

Prudential Jennison Mid Cap Growth Fund — Sold

Riverpark/Wedgewood Inst — None — Buy

SPDR Barclays Int'l — Int/Div — Sold

Vanguard Short Term Bnd — None — Sold (part)

Vanguard Short Term Bnd — Sold

Virtus Insight Emerging Markets — None — Sold (part)

Virtus Insight Emerging Markets — Sold

Virtus MultiSector Short Term Bond — None — Sold (part)

Virtus MultiSector Short Term Bond — Sold (part)

Virtus MultiSector Short Term Bond — Sold (part)

Virtus MultiSector Short Term Bond — Buy (add'l)

Wells Fargo Emerg Mrk — None — Buy

Wells Fargo Emerg Mrk — Buy (add'l)

IRA #2

AB Small Cap Grw Adv — None — Sold (part)

Artisan Midcap Value — None

Aston/Montag & Caldwell Growth — None — Sold (part)

Aston Silvercrest Small Cap — None — Sold (part)

Aston Silvercrest Small Cap — Buy (add'l)

Blackrock Equity Div. A — None

Blackrock Inflation Prot Bond — None

Columbia Select LG CP Growth — None — Sold (part)

Dreyfus Int'l Bond — None — Sold

EV Income Fund of Boston — None — Buy (add'l)

Invesco Developing Markets A — None — Sold (part)

Invesco Developing Markets A — Sold

Ivy Midcap Growth — None — Buy (add'l)

Lazard Emerging Markets Fund — None — Sold (part)

Lazard Emerging Markets Fund — Buy (add'l)

Lazard Emerging Markets Fund — Buy (add'l)

Matthews Asian Japan Inv — Int/Div — Buy

Matthews Asian Japan Inv — Sold (part)

MFS Int'l Value — None — Buy (add'l)

MFS Int'l Value — Sold (part)

Qakmark

Oppenhemmer Int'l Growth Fund — Int/Div — Buy (add'l)

Oppenhemmer Int'l Growth Fund — Sold (part)

Pimco Low Duration A — None

Pimco Short Term — None — Buy

Virtus Insight Emerg Mkts — None — Buy

Virtus Insight Emerg Mkts — Buy (add'l)

Virtus MultiSect Short Term Bond — None

Western Asset Core Plus Portfolio — None — Buy (add'l)

BROKERAGE ACCOUNT #1

Allergan Plc — None — Buy

Anadarko Pete (APC) — None — Sold (part)

Autodesk Inc — None

Biogen — None

Blackrock Equity Dividend — Int/Div — Sold (part)

Blackrock Equity Dividend — Sold (part)

Blackrock Equity Dividend — Sold

Broadcom Corp — None

Citrix Systems Inc — None

Comcast Corp — None

Cree Research Inc — None

Discovery Communications — None

Dolby Cla — None

Fluor Corp — None

Freeport McMoran — None

lonis Pharmaceuticals Inc — None

Johnson Cts Intl Plc (formerly Tyco Int'l Lud) — None

L-3 Communications Hldg. Inc — None

Medtronic PLC SHS — None

National Oilwell Varco Inc — None

NOW Ine — None

Nucor Corp — None

Pentair Ltd — None

Powershares Dyn Lrg Cap — None — Buy

Sandisk Corp — Int/Div — Sold

Seagate Technology, Inc — None

Starz Series A — Int/Div — Redeemed

TE Comnmectivity Ltd

The ADT Corporation Com (ADT) — None — Sold

UnitedHealth Gp Inc — None

Vertex Pharmaceuticals — None

Weatherford Int'l Ltd — None

BROKERAGE ACCOUNT #2

MorganStanley - Cash

Western Asset Managed Municipal — Int/Div

Mallen Research Ltd Partnership — None — Sold

Liability — American Express — Credit card

1. On the 2015 Amended Report, Part VII, page 6, line 39, Lazard Development Markets Equity - this asset was listed "sold part” on 07/24/15. That asset should

have been listed as "sold" on 07/24/15 and therefore it will not be listed on the 2016 Report.

2. On the 2015 Amended Report, Part VII, page 6, line 41, Loomis Sayles Bond Inst - this asset was listed "sold part” on 05/26/15, That asset should have been

listed as “sold” on (05/26/15 and therefore it will not be listed on the 2016 Report.

3. On the 2015 Amended Report, Part VIL, page 7, line 59, Pimco Total Return Fund - this asset was listed with a (Y). On the 2014 Amended Report, Part VII,

page 5, line 33, this asset was listed with a (Y). That asset was sold on 9/29/14 and should have been reported as "Sold" with a Value Code of K. Therefore,

Pimco Total Return Fund will not be listed on the 2016 Report.

4. On the 2015 Amended Report, Part VII, page 7, line 61, Ramius Trading Strat. Mngd Futures - this asset was listed "sold part" on 05/26/15. That asset should

have been listed as "sold" on 05/26/15 and therefore it will not be listed on the 2016 Report.

5. On the 2015 Amended Report, Part VII, page 7, line 62, Royce Premier Fund - this asset was listed "sold part” on 05/26/15. That asset should have been listed

as "sold" on 05/26/15 and therefore it will not be listed on the 2016 Report.

6. On the 2015 Amended Report, Part VII, page 7, line 64, Templeton Global Bond Fund - this asset was listed "sold part” on 04/17/15. That asset should have

been listed as "sold" on 04/17/15 and therefore it will not be listed on the 2016 Report.

7. On the 2015 Amended Report, Part VII, page §, line 77, Voy Global Real Estate Fund - this asset was listed "sold part” on 04/17/15. That asset should have

been listed as "sold" on 04/17/15 and therefore it will not be listed on the 2016 Report.

8. On the 2015 Amended Report, Part VII, page , line 78, Western Asset Core Plus Bond Fund - this asset was listed "sold part" on 05/26/15. That asset should

have been listed as "sold" on 05/26/15 und therefore it will not be listed on the 2016 Report.

9. On the 2015 Amended Report, Part VII, page 11, line 125, Pimco Foreign Bond - this asset was listed with a (Y). This asset was sold on on 04/17/15 with a

value code A and therefore it will not be listed on the 2016 Report.

10. On the 2016 Report, Part VII, page 10, line 114, Pimco Foreign Bond (&) was listed. Please see 9 above. This asset still erroneously appeared on the 2016

Report. It is not listed on the 2016 Amended Report.

11. On the Amended 2016, Part VIL, the assets on the following lines were amended to reflect their gross value at year end. These assets were incorrectly listed on

the 2016 Report with a (Y):

Lines 92,96,97, 111, 114, 118, 123, 124, 125, 129, 130, 131, 132, 133, 134, 135, 136, 137, 138, 139, 140, 141, 143, 147, 149, 151, 152, 153

12. On the Amended 2016, Part VII, page 10, line 104, Lazard Emerging Markets Fund was amended to reflect Colum D.(4) as "blank" (no gam).