Scott H. Gan

PROCTER AND GAMBLE CO COM (PG) — Int/Div — 147

TRUST #1 (H)

FIDELITY GOVERNMENT CASH RESERVES (CASH) — Int/Div — Open

MORGAN STANLEY PRIVATE BANK NA (CASH) — Interest — Closed — 273

JAMES BALANCED: GOLDEN RAINBOW 1IGLRIX) — Int/Div — 149

THORNBURG GLOBAL OPPT FD INSTL CL (THOIX) — Int/Div — 152

THORNBURG INV INCOME BUILDER CL I(TIBIX) — Int/Div — 134

NUVEEN HIGH YIELD MUNICIPAL CLASS HHINHMRX) — Int/Div — 151

AXIS CAPITAL HOLDINGS LTD COM (AXS) — Int/Div — 175

FRESH DEL MONTE PRODUCE INC COM STK (FDP) — Int/Div — 198

AES COI(AES) — Int/Div — 157

AETNA INC NEW COM (AET) — Int/Div — 158

ALLY FINANCIAL INC (ALLY) — Int/Div — Sold — 161

ALPHABET INC CAPSTK CL A (1GOOGL) — None — 142

AMAZON.COM INC (AMZN) — None — 143

AMERICAN INTL GROUP INC COM NEW (AIG) — Int/Div — 162

APACHE CORP (APA) — Int/Div — Sold — 166

APPLE INC (AAPL) — Int/Div — 167

BUNGE LTD (BG) — None — Sold — 154

CSXCORP(CSX) — Int/Div — 192

CHEVRON CORP NEW COM (CVX) — Int/Div — 135

CISCOSYS INC COM (CSCO) — Int/Div — 139

CONOCOPHILLIPS (COM) — Int/Div — 137

EXXON MOBIL CORP (XOM) — Int/Div — 141

GENERAL ELECTRIC CO (GE) — Int/Div — Sold — 122

GENERAL MTRS CO COM (GM) — Int/Div — 197

GILEAD SCIENCE (GILD) — Int/Div — Sold (part) — 199

GILEAD SCIENCE (GILD) — Sold

GOODYEAR TIRE & RUBBER (GT) — Int/Div — Sold — 203

INTERPUBLIC GROUP OF COS INC (IPG) — Int/Div — Sold — 213

JOHNSON &. JOHNSON (IND) — Int/Div — 144

MYLANNV (MYL) — None — Sold — 229

LILLY ELI & COCOM NPV (LLY) — Int/Div — 130

NIPPON TELEGRAPH & TELEPHONE ADSINTT) — Int/Div — 233

NOVARTIS AG ADR INVS), — Int/Div — Sold — 234

NRG ENERGY INC (NRG) — Int/Div — Sold — 23s

ORACLE CORP COM (ORCL) — Int/Div — 236

PANASONIC CORP ADR (PCRFY) — Int/Div — 237

PFIZER INC (PFE) — Int/Div — 123

PHILLP MORRIS INTL INC COM (PM) — Int/Div — 124

ROCHE HOLDINGS ADR (RHHBY) — Int/Div — Sold — 24K

ROYAL DUTCH SHELL PLC SPON ADR B(RDSB) — Int/Div — 125

SANOFI SPONSORED ADR (SNY) — Int/Div — 249

TYSON FOODS INC CL A (TSN) — Int/Div — 265

TIME INC (TIME) — Int/Div — Sold — 263

VERIZON COMMUNICATION (VZ) — Int/Div — 275

WALGREENS BOOT ALLIANCE INC (WBA) — Int/Div — Sold — 274

WH GROUP LIMITED SPON ADR (WHGLY) — Int/Div — 269

ALPS ETF TR ALERIAN MLP ETF (AMLP) — Int/Div — Buy (add'l) — 14%

S10. — Sold

CHANDLER ARIZ GO BDS SER 2017 (158843XBY) — Interest — Buy

CHANDLER ARIZ GO BDS SER 2017 (I1S8843XD9) — Interest — Buy

SCOTTSDALE ARIZ GO BDS PROJECTS OF 2015 (RIM54A XA) — Interest — Buy

IRAZI(H)

FIDELITY GOVERNMENT CASH RESERVES (CASH) — Interest — Open

MORGAN STANLEY BANK N.A (CASH) — Interest — Closed — 127

THORNBURG INV INCOME BUILDER CL H(TIBIX) — Int/Div — Sold — 134

ALPS ETF TR ALERIAN MLP ETF (AMLP) — Int/Div — 14%

AT&T INCCOMUSDI(T) — Int/Div — 121

APPLE INC (AAPL) — Int/Div — 167

CHEVRON CORP NEW COM(CVX) — Int/Div — 135

CONOCOPHILLIPS (COP) — Int/Div — 137

FORD MTR CO DEL COM (F) — Int/Div — Buy

GENERAL ELECTRIC CO (GE) — Int/Div — Sold — 202

JOHNSON &. JOHNSON (IN) — Int/Div — 134

OCCIDENTAL PETROLEUM CORP (OXY) — Int/Div — 146

PFIZER INC (PFE) — Int/Div — 123

PHILLP MORRIS INTL INC COM (PM) — Int/Div — 124

ROYAL DUTCH SHELL PLC SPON ADR B(RDSB) — Int/Div — 125

ALLSTATE CORP DEP SH PFD (ALLPRE) — Int/Div — 128

CITIGROUP INC 5.80% SERIES C (CO) — Int/Div — 129

JPMORGAN CHASE & CO DEP PFD P (JPMPRA) — Int/Div — 130

REGIONS FINL CORP NEW DEP SHS REPSTG (RFPRA)Y — Int/Div — 131

ZIONS BANCORPORATION DEP SHS REPSTG (ZBPRG) — Int/Div — 132

IRA #2 (H)

Amerprise Insured Money Market — Interest — Closed — 47

OTHER HOLDINGS (H)

Golf Link Green Building LLC — Iistnbution

Fremont Street — Distribution

IP Building — istnbution

Following a number of name changes, account changes and asset transfers, this report has been restructured by account for ease of reporting. These changes

do not represent reportable transactions. For ease of review, corresponding line numbers of the 9/12/17 report have been included in Column D(5).

Part VII, Column B: Lines reflecting no income are so reported because none wis attributed to those particulir holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.