James Knoll Gardner

Rental Property #1, Torrence, California (1997 $533.33) — Rent

Time Share #1, Williamsburg, Virginia 11999 S18.700) — Rent

Santander Bank Accounts — Interest

Brokerage Account 21:

Morgan Stanley Private Bank NA — Interest

LM Clearbridge Apprec. Fd. C1. A - Mut Fd. (See Part VIII — Int/Div

Calamos Convertible & High Income Fund Closed Fad Fund — Int/Div

Wells Fargo & Company - Common Stock — Int/Div

Calamos Strategic Total Return Fund Closed Fad Fund — Int/Div

Eaton Vance Tax Eqty. Inc. Fund - Closed End Fund — Int/Div

NuStar Energy L.P. - Common Stock — Int

BT Group PLC ADR - USD - Common Stock — Int/Div

BlackRock Global Alloc. Fd. - Mutual Fund — Int/Div

Intel Corporation - Common Stock — Int/Div

Teva Pharmaceutical Industries - Common Stock — Int/Div — Sold — N/A

Baron Growth Fund-Mutual Fund — Int/Div — Sold (part) — N/A

Eaton Vance Large-Cap Value Fund Class A Mutual Fund — Int/Div — Sold (part) — N/A

Janus Forty Class S - Mutual Fund — Int/Div — Sold (part) — N/A

Lazard Emerging Markets Port Fund Mutual Fund — Int/Div — Buy — N/A

Pimeo Total Return Fund Class D - Mutual Fund — Int/Div — Buy — N/A

Pimco Commodity Real Return Fund Class D - Mutual Fund — Int/Div — Buy — N/A

T Rowe Price Int'l Bond Fund - Mutual Fund — Int/Div — Buy — N/A

Royce Premier Fund INV Class - Mutual Fund — Int/Div — Sold (part) — N/A

West Perry Schl. Dist. Bond - Municipal Bond — Interest — Redeemed — N/A

Johnson & Johnson - Common Stock — Int/Div

Magellan Midstream Partners LP - Common Stock — Int/Div

Microsoft Corp. - Common Stock — Int/Div

DWS Floating Rate Fund Class C - Mutual Fund (Y) (See Part VII — Int/Div

Deutsche Floating Rate C - Mutual Fund — Int/Div

DWS Municipal Bond Fund Class € Mutual Fund (Y) (See Part VIII — Interest

Deutsche Managed Municipal Bond ( Mutual Fund — Interest

Invesco Premier PTF INSTL - Mutual Fund (See Part VIII — None — Sold (part) — N/A

Invesco Premier PTF INSTL - Mutual Fund (See Part VIII — Buy (add'l) — N/A

Invesco Premier PTF INSTL - Mutual Fund (See Part VIII — Sold (part) — N/A

Invesco Premier PTF INSTL - Mutual Fund (See Part VIII — Sold (part) — N/A

Invesco Premier PTF INSTL - Mutual Fund (See Part VIII — Sold (part) — N/A

Mainstay Hi Yid. Corp. Bond C1. A/l Corporate Bond (See Part VII) — Int/Div — Buy (add'l) — N/A

Pepsico Inc. NC « Common Stock — Int/Div — Buy — N/A

Vanguard European MSCI ETF - Closed End Fund — Int/Div — Buy — N/A

Bank of America Corp. - Common Stock — Int/Div — Buy — N/A

End of Brokerage Account #1

Brokerage Account #2 (Custodial Account #1) redeemed $2004

Brokerage Account #3 (Custodial Account #2) redeemed 8/28/07

IRA #1 redeemed 8727109

Brokerage Account #4

LM Clearbridge Apprec. Fd. CL. A - Mut Fund (See Part VIII — Int/Div

Eaton Vance Global Return Fund Class € Mutual Fund — Int/Div

Intel Corporation - Common Stock — Int/Div

General Electric Company - Common Stock — Int/Div

End of Brokerage Account #4

Time Share #2, Williamsburg, Virginia (2002 $19,900) — Rent

IRA #2

Royce Total Return Fund Consultant Mutual Fund — Int/Div — Sold (part) — N/A

Invesco Van Kampen Eq.& Inc. Fd. CL. C Mutual Fund — Int/Div

American Funds-Growth Fund of America Class C - Mutual Fund — Int/Div

Oppenheimer Developing Markets Fund Class C - Mutual Fund — Int/Div

Lincoln National Life Insurance Co Annuity — None

BlackRock Global Allocation Fund Inc Mutual Fund — Int/Div — Buy (add'l) — N/A

BlackRock Global Allocation Fund Inc Mutual Fund — Sold (part) — N/A

Putnam Asset Allocation Balanced Class Mutual Fund — Int/Div

Consolidated Edison Inc. - Common Stock — Int/Div

GNMA REMIC-Ser. 2004-75-Cl. NG-Ast Bkd. Sec. (See Pr. VII — Interest — Sold (part) — N/A

BlackRock Equity Dividend Fund Class ( Mutual Fund — Int/Div

Morgan Stanley Bank, NA. - Bank Deposit Program (Y) (See Part VIII)

GNMA REMIC-Series 2012 CL 129 YA Asset-Bkd. Security (See Pr. VIII) — Interest

BlackRock Mult-Asset Inc. Class C - Mutual Fund — Int/Div — Buy (add'l) — N/A

American Funds - Growth Fund of America Fl - Mutual Fund — Int/Div

End of IRA #2

New York Life Whole Life — Int/Div

Brokerage Account #5 redeemed 04/22/10

KNBT Bank Accounts — Interest

Rental Property #2, Lehigh County, PA (2006 S250.000) — Rent

Fun$ Money Investment Club Partnership — Int/Div

US. Savings Bonds — Interest

Fidelity Mutual Life Insurance Co. - Whole Life — Int/Div

Time Share #3, Williamsburg, Virginia (2011 S19.095) — Rent

Lafayette Ambassador Bank Accounts — Interest

Brokerage Account 6

Stroudsburg PA Area Sch. Dist.-A Municipal Bond — Interest

Oppenheimer Devel. Mkts. Class C-Mutual Fund — Int/Div

PPL Corporation - Common Stock — Int/Div

CITIBANK, NA. - Bank Deposit Program 1Y) (See Part VIII)

Franklin Income - Mutual Fund — Int/Div — Buy

End of Brokerage Account #6

Ofhicer, Director, Allentown Symphony Association

Director, Boys and Girls Club of Allentown, Inc

Director, Police Athetic League, Inc

General Partner (passive mvestment in Subchapter "S™ Corporation), 1/6 share of Rental Property #1

Executive Committee, Minsi Trails Council, Boy Scouts of America

Agreement — 2002 — State Employees Pension Fund: retirement pension for former judicial position, includes medical imsurance and long- term care benefits, no control

Liability — Prudential Asset Resources (See Part VI — 1/6 share Mortgage on Rental Property #1, Torrence, California (Part VII, line 1)

Liability — Chase Card Services — Credit Card (Visa)

Reimbursement — Property Law Association (NYIPLA)

Reimbursement — US. District Court for the } Eastern District of PA — Cmdr Smtr asda — ST RS Ep ry I, Ne — iat amatoraty Sh a or a

Income — 2014 — State Employees Pension Fund reported in Part II {fixed benetits from a vested pension plan) — S67.455.60

Spouse's income — 2014 — self-emploved piano teacher

1. Re Part VII, Line 6: The abbreviation "LM" means Legg Mason.

2, Re Part VII, Line 28: On or about August |, 2014 DWS Floating Rate Plus Fund Class C (reported in Part VII, Investments and Trusts, Line 28, above)

changed its name to Deutsche Floating Rate C, This is reflected by the insertion of a parenthetical "(Y)" on line 28, Deutsche Floating Rate C is reported in Part

VIL, Line 29 of the within report. The combined DWS Floating Rate Plus Fund Class C (Junuary | to July 31, 2014) (Line 28) and Deutsche Floating Rate C

(August 1 to December 31, 2014) (Line 29) result in a combined Income Amount Code "A" in Section VIILB.(1), and a combined gross Value Code "J" in Section

VHLC (1), and a combined Value Method Code "T" in Section VILC (2), for calendar year 2014.

3. Re Part VII, Line 30: On or about August 1, 2014 DWS Municipal Bond Fund Class C (reported in Part VII, Investments and Trusts, Line 30, shove) changed

its name to Deutsche Managed Municipal Bond C. This is reflected by the insertion of a parenthetical "(Y)" on line 30. Deutsche Managed Municipal Bond C

is reported m Part VIL, Line 31 of the within report. The combined DWS Municipal Bond Fund Class C (January 1 to July 31, 2014) (Line 30) and Deutsche

Managed Municipal Bond C (August | to December 31, 2014 (Line 31) result in a combined Income Amount Code "A" in Section VIILB.(1), and a combined

gross Value Code "J" in Section VIILC (1), and a combined Value Method Code "T™ in Section VIILC.(2), for calendar year 2014,

4. Re Part VIL, Lines 32 through 36: Shares of Invesco Premier PTF INSTL were sold on January 10, 13, April 9, July 7 and October 14, 2014. The combined

value of all shares sold during calendar year 2014 result in a combined Value Code of "J" for the year.

5. Re Part VII, Line 37: From January | through July 31, 2014 the asset recorded in Part VII, Line 37, was designated Mainstay High Yield Corporate Bond

Class A. From August | through December 31, 2014 it was designated Mainstay High Yield Corporate Bond Class 1. The Income Amount Code "A" reflected in

section B.(1) is the combined Income Code for both classes in calendar year 2014. The Value Code "J" reflected in section C.(1) and the Value Method Code "T™

reflected in section C.(2) are the combined Value Codes and Value Method Codes for both classes in calendar year 2014.

6, Re Part VII, Line 46: The abbreviation "LM" means Legg Mason,

7. Re Part VII, Line 62: A portion of the asset GNMA REMIC - Series 2004-75 Class 75 NG, an asset-backed security, was sold each month in the nature of 4

return on principal. Line 62, Part D., of Section VII of the within Fimancial Disclosure Report reflects the partial sale transaction on 01/20/14, with the type of

transaction recorded as "Sold (part)” in Section D.(1), the Value Code recorded as "J" mn Section D.(3), and the Identity of buyer/seller (if private transaction)

recorded as "N/A" (not applicable) in Section D.(5),

These designations in Section D.(1), (3) and (5) in Line 62 are identical for the partial sales of the asset cach month in calendar year 2014. The dates of the

monthly partial sale transactions subsequent to 01/20/14 in Section D.(2) are 02/20/14, 03/20/14, 04/20/14, 05/20/14, 06/20/14, 07/20/14, 08/20/14, 09/20/14,

10/2014, 11/20/14 and 12/20/14,

The total of the twelve monthly Value Codes of "I" in Section D.(3) is an annual Value Code of "J" for calendar year 2014 in Section D3).

8. Re Part VII, Line 64: The asset Morgan Stanley Bank, N.A. - Bank Deposit Program was reported in the culendur year 2013 Financial Disclosure Report in Part

VIL, Line 57. In 2014 the asset fell below the $5,000 value threshold for bank deposits and did not meet the $200 annual income threshold. Therefore, the asset is

not reportable in 2014. That is reflected by insertion of a parenthetical “(Y)" in Part VII, Line 64 of the within report,

9. Re Part VII, Line 65: Part of the asset GNMA REMIC - Series 2012 Class 129 YA, an asset-backed security, was sold in 2013. However, Part VII, Line 58

of the 2013 Financial Disclosure Report mistakenly mdicates that the entire asset was sold. Section D.(1) of the 2013 report indicates “Sold”. It should have

indicated "Sold (part)".

10. Re Part VII, Line 82: The asset CitiBank, NA. - Bank Deposit Program was reported in the calendar year 2013 Financial Disclosure Report in Part VII, Line

75. In 2014 the asset fell below the $5,000 value threshold for bank deposits and did not meet the $200 annual income threshold. That is reflected by insertion of

u parenthetical "(Y)" in Part VII, Line 82 of the within report.