Lewis A. Kaplan

Citibank accounts — Interest

PW 1986 EES lim ptn — None

Handy Place Invest Part — None — Closed

NYSMCFFAS.12512 — Interest

MTASO2 — Interest

GECC47513 — Interest

NYCSerJ462518 — Interest

NYS Dorm 5.0 19 (mult. issues) — Interest

MTA47526 — Interest

Long Island Pwr 4.75 24 — Interest

NYSDom4.7525% — Interest

Port Auth NY&NJ 4.2 19(E) — Interest

JP Morgan Chase accts — Interest

NY Life whole life policies — Int/Div

Ulster Co 4.2521 — Interest

NYS Dorm 4.0 19(E) — Interest

New York NY Ser N 4.017 — Interest

Mmisink CSD 4.0 12 — Interest

Wayne CSD 4.0 20 — Interest

Brookhaven CSD — Interest

GECCSO 16 — Interest

NYS Dom 4.019 — Interest

National Union Bank of locality — Int/Div

New York NY IDA 4.017 — Interest

Clarkstown 4.25 20(E) — Interest

NYCS5021(E) — Int/Div

Port Auth 4.7532 — Int/Div

NYS Twy 3518 — Int/Div

NYSTwy4528 — Int/Div

JP Morgan Chase (IRA) — Int/Div

Pimco Fds Total Return — Distribution

JP Morgan Tax Free Money Mkt (E) — Interest

NYC Trans Fin 5.25 12 (E) — Interest

Unadilla NY 4.0 13/(E) — Interest

Islip NY 5.0 14 (E) — Interest

Nassau Co. NY 4.0 14(E) — Interest

Perinton NY 3.25 15(E) — Interest

Ithaca NY 4.0 16(E) — Interest

JP Morgan Treas Agy Fd — Distribution

JP Morgan Strategic Inc Fd — Distribution

JP Morgan Int'l Currency Fd — istnbution

IP Morgan US Equity Fd — Distribution

JP Morgan Short Duration Bd Fd — Distribution

JP Morgan brokerage accts — Interest

JP Morgan Tax Free Money Mkt — Int/Div

Ithaca NY 4.013 — Interest

Islip NY 5.0 14 — Interest

Nassau Co. NY 4.014 — Interest

Perinton NY 3.2515 — Interest

Niskayuna NY 3.375 16 — Interest

Dutchess Co. NY S018 — Interest

Orange Co. NY 4.2519 — Interest

JP Morgan Chase checking accounts — Interest

JP Morgan Treas & Agency Fd — Int/Div

Pimco Funds Total Return — Distribution

JP Morgan Strategic Income: — istrnibution

JP Morgan International Value Fund — Distribution

JP Morgan US Equity Fund — Distribution

JP Morgan Short Duration Bond Fd — Distribution

JP Morgan brokerage accts — Interest

JP Morgan Tax Free Money Market Fd — Int/Div

Ithaca NY 4.0 12 — Interest

Clarkstown NY 3.512 — Interest

Perinton NY 3.2513 — Interest

Unadilla NY 4.0 14 — Interest

Nassau Co. NY 4.0 14 — Interest

Artio Intl Eq lI — Distribution

JP Morgan Intl Value — Distribution

JP Morgan High Yield Bond — Distribution

JP Morgan Core Bond — Iistnbution

Falconer CSD 4.015 — Interest

Albany Co. 4.0 13 — Interest

Falconer CSD 4.7520 — Interest

Manetta Ga4.0 16 — Interest

Nassau Co. 5014 — Interest

Pembroke CSD 4.0 20 — Interest

Skaneateles CSD 4.519 — Interest

Starpoint CSD 4.0 15 — Interest

JP Morgan Int'l Currency — Distribution

Artio Intl Eq 1 — istnbution

JP Morgan High Yield Bond — Distribution

Am Century Eq Inc Fd — istmbution

JP Morgan Core Bond — Distribution

Ellenville CSD 4.0 16 — Interest

Falconer CSD 4.75 20 — Interest

Hawaii 4.0 15 — Interest

Ozark Mo 4.018 — Interest

Port Jefferson 3.5 15 — Interest

Rocky Point CSD 4.0 16 — Interest

Three Village CSD 3.0 13 — Interest

New Mexico 4.0 1S (E) — Interest

Hewlett Woodmere 4.0 20(E) — Interest

Riverhead 4.0 18(E) — Interest

Rocky Point CSD 4.0 16(E) — Interest

Alpine Ut 4.0 13 (E) — Interest

Dallas Tx Comm Coll 4.0 17 — Interest

Walkill3517 — Interest

NYSDomd45 1s — Interest

No. Colome CSD 4.012 — Interest

Oldham Ky 4.0 17 (E) — Interest

NYS Dorm 4.012(E) — None

NYS Env Fac S.015(E) — Interest

Albany Co. 4.0 13 (E) — Interest

Greece NY 4.125 17(E) — Interest

Babylon 4.0 21 (E) — Interest

Am Century Eq Inc Fd — Distribution

NYS Twy 4.0 14 — Interest

NYC 362513 — Interest

Plainview Old Beth 4.0 21 — None

Parmer, Handy Place Investment Parmership check

Trustee, Trust w'wlo

Trustee, Trust f/blo

Income — check on tax refund

Spouse's income — Pension and retirement plan pmts pension plans for benefit of retirees of Random House, Inc

1

(E) designates assets held as trustee uw/'w/o

2

Part VII, line 29

- name of locality omitted for security reasons

3

Income for 1986 EES and Handy Place partnerships equals distributions

4

(T) designates assets held as trustee f/h/o

5

5

Part VIL, line 3 - partnership wound up at unknown date during 2012 without any distribution to me