Arthur Donald Spatt

2017Annual

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What was filed

  • 87

    investments

  • 0

    positions

  • 0

    gifts

  • 2

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • New York State Retirement Pension

As filed

STOCKS

AIRTOUCH COMMUNICATIONS — Int/Div

AMERITECH - COMMON — Int/Div

AT&T - COMMON — Int/Div

BELL ATLANTIC « COMMON — Int/Div

COMCAST - COMMON — Int/Div

EASTMAN KODAK - COMMON — Int/Div

PACIFIC TELESIS « COMMON — Int/Div

PEPSICO «- COMMON — Int/Div

SOLTHWESTERN BELL «- COMMON — Int/Div

US. WEST - COMMON — Int/Div

XEROX - COMMON — Int/Div

US WEST MEDIA GROUP — Interest

EASTMAN CHEMICAL CO. — Int/Div

AIRTOUCH COMMUNICATIONS — Int/Div

NCR CORP — Int/Div

TRICON GLOBAL — Int/Div

SBC COMMUNICATIONS — Int/Div

COMPAQ COMPUTER — Int/Div

GENERAL ELECTRIC CO. — Int/Div

AGERE SYSTEMS. INC — Int/Div

YUM BRANDS. INC — Int/Div

HEWLETT PACKARD CO. — Int/Div

QWEST COMMUNICATIONS — Int/Div

CHESAPEAKE UTILITIES CORP — Int/Div

VODAFONE — Int/Div

IDEARC INC — Int/Div

LSI Corp. — Int/Div

INTEREST

CAPITAL ONE BANK, including IRA accounts & cash — Interest

Portion of Pension Plan Rolled Over (See Part I)

BONDS

NEW YORK STATE HOUSING FINANCE AGENCY — Interest — Redeemed

POWER ALTHORITY OF NY — Interest

STATE OF ISRAEL BONDS — Interest

NY STATE THRUWAY AUTHORITY — Interest — Redeemed

NYS DEPT. OF HEALTH — Interest

ONEIDA ONTY NY INDL DEV AGY — Interest — Redeemed

ALBANY ONTY NY APRT AUTH — Interest

AMHERST NY DEV CORP — Interest

LL Power Authority — Interest

Triborough Bridge & Tunnel Authority — Interest

NY STATE POWER ALTHORITY — Interest

Buffalo, NY « NY AGC 4.3746 Due 2/1/08 — Interest

HAVERSTRAW STRONG POINT — Interest

LIBERTY NY DEV CORP — Interest

ROME NY «NY AGMC Due 8/1/20 — Interest — Redeemed

MONROE COUNTY NY INDL DEV COP — Interest — Buy

NIST. TRANS. TR. FD AUTH — Interest — Buy

IRA STOCKS

ALLEGHENY ENERGY INC — Int/Div

AMERICAN ELECTRIC POWER CO. INC. — Int/Div

CASCADE NATURAL GAS CORP — Int/Div

CENTRAL & SOUTH WEST CORP — Int/Div

CONNECTIV INC — Int/Div

CONNECTIVINC.CLA — Int/Div

ENERGY EAST CORP — Int/Div

ENOVA CORP — Int/Div

FPL GROUP INC — Int/Div

FIRST ENERGY CORP — Int/Div

MIDAMERICAN ENERGY HOLDINGS CO. — Int/Div

NEVADA POWER CO. — Int/Div

NEW ENGLAND ELECTRIC SYSTEM — Int/Div

POTOMAC ELECTRIC POWER CO. — Int/Div

TEXAS UTILITIES CO. (Holding Co.) — Int/Div

TEXAS UTILITIES — Int/Div

WESTERN RESOURCES INC. (Western Energy, Inc.) — Int/Div

PMC CAPITAL INC — Int/Div

ROCHESTER GAS & ELECTRIC CORP — Int/Div

SEMPA ENERGY — Int/Div

SIERRA PACIFIC — Int/Div

PEPCO HOLDINGS. INC — Int/Div

EAGLE MERGER CORP — Int/Div

RGS ENERGY GROUP. INC — Int/Div

OCCIDENTAL PETROLEUM CORP — Int/Div

PMC COMMERCIAL TRUST — Int/Div

THE SOUTHERN COMPANY — Int/Div

PUGET ENERGY INC — Int/Div

CHESAPEAKE UTILITIES CORP — Int/Div

VERIZON COMMUNICATIONS — Int/Div

QUEST DIAGNOSTICS — Int/Div

ENERGY TRANFER PARTNERS — Int/Div

CORPORATE BONDS

TENESSEE VALLEY AUTHORITY Power Bond 1993 Series C — Interest

COMMONWEALTH EDISON CO. 8.625% Due 2/1/2002 — Interest

OPPENHEIMER HIGH YIELD FUND A (See Rider 2) — Int/Div

WARWICK NY CENT — Interest

Agreement — 1979 — Prior pension and profit-sharing plans rolled over (See Rider annexed hereto)

Agreement — 1979 — Individual Retirement "Keogh" Plan (See Rider 2 annexed)

Income — 2017 — New York State Retirement Pension — $20,260.00

RIDER 1 (Response to "Il - AGREEMENTS" -- first page)

As a former participating member of the Spatt & Bauman, P.C. pension and profit-sharing plan, when I withdrew from the firm and the practice of law in 1978, my

share of the pension plan was severed and "rolled over,” The funds were not used and were placed in individual retirement accounts in two types of investments

as follows:

a) bonds and stocks in the aggregate value of approximately $300,000.00 as of December 31, 2017,

b) cash in the Capital One Savings Bank, Commack, New York branch, in the estimated sum of $19,304.83 as of December 31, 2017,

RIDER 2 (Response to "Il - AGREEMENTS" -- first page)

Prior to entering into the Spatt & Bauman, P.C. pension plan, when | was a single practitioner [ started an individual retirement "Keogh Plan." When 1 withdrew

from the practice of law, 1 "rolled over" the Keogh Plan, and it remains in that unused condition, The "Keogh" funds are in an Oppenheimer High Yield Fund and

are in the value of approximately $30,000.00 as of December 31,2017.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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