John M. Rogers

USAA Aggressive Growth Fund (IRA) — Int/Div — Sold (part)

USAA Aggressive Growth Fund (IRA) — Sold (part)

TIAA retirement account — Interest

CREF retirement account — None

US Savings Bonds Series EE — Interest

Morgan Stanley Smith Barney bank deposit account — Interest

USAA Subscriber's Savings Account — istrnibution

Central Bank Checking Account — Interest

Neuberger Berman Genesis Fd NBGEX) NBGIK — Int/Div

Blackrock Eq Div Fd cl A MDDVX/ MADVX — Int/Div

Touchstone Sands Cap Sel PTSGX/CFSIX — Int/Div — Buy (add'l)

Lazard Emerging Mkts Port Fd LZEMX — Int/Div

PIMCO Commodity Real Return Strat Fd D PCRDX — Int/Div — Sold

Nuveen Tradewinds Intl Val. Fd cl A NAIGX — Int/Div — Sold

PIMCO Total Return Fd cl. D PT IDX — Int/Div — Sold

PIMCO Foreign Bond Fd cl A PFLAX — Int/Div — Sold

TCW Sm Cap Growth Fd cI N TGSNX/ TGSCX — Int/Div — Buy (add'l)

Cohen & Steers Realty Shs, Fd. CSRSX — Int/Div

Lazard Intl Strat Eq LISOX/LISIX — Int/Div — Buy (add'l)

Western Asset Money Mkt Fd. cl. A — None

PIMCO Real Return Fd D PRRDX — Int/Div — Sold

Invesco Prem US Govt ILGXX — None — Buy

Prudential Jennison Mid Cap PEEAX PEGZX — Int/Div — Buy

PIMCO Sh Term PSHAX/PTSPX — Int/Div — Buy

Blackkrock Hi YId BHYAX/BHY IX — Int/Div — Buy

Invesco Am Value MSAVX/MSAIX — Int/Div — Buy

USAA Bank CD #1 mmm — Interest — Sold

USAA Precious Metals Fund (USAGX) — Int/Div

USAA World Growth Fund (USAWX) — Int/Div

USAA International Fund (USIFX) — Int/Div

USAA Sci & Tec Fund (LSSCX) — Int/Div

USAA Growth & Inc Fund USGRX — Int/Div — Buy

USAA Inc Stock Fund USISX — Int/Div — Buy

USAA Value Fund UVALX — Int/Div — Buy

Vanguard Trgt Retire 2050 Fud Inv (Birtley 201K plan) — Int/Div

Shroder Emerg Mkt SEMVX — Int/Div — Sold

K. Anderson promissory note — Interest — Buy

Professor Emeritus, University of Kentucky College of Law, Lexington KY

Reimbursement — American Law Institute — February 27-28, 2014 — Philadelphia, PA — Advisory Committee — Travel, meals, lodging

Reimbursement — American Law Institute — November 19-21, 2014 — Philadelphia, PA — Advisory Commitee — Travel, meals, lodging

Income — 2014 — Wolters Kluwer Publishing, Book Royalties — S484.05

Income — 2014 — University of Kentucky College of Law — S4.500.00

Spouse's income — 2014 — University of Kentucky

Spouse's income — 2014 — Chinese Cultural & Education Center of Lexington

Spouse's income — 2014 — Birtley Industnal Equipment Co.